0000048287-20-000164.txt : 20201125
0000048287-20-000164.hdr.sgml : 20201125
20201125181552
ACCESSION NUMBER: 0000048287-20-000164
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201123
FILED AS OF DATE: 20201125
DATE AS OF CHANGE: 20201125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Berger Vincent P
CENTRAL INDEX KEY: 0001674256
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14225
FILM NUMBER: 201352327
MAIL ADDRESS:
STREET 1: 7571 215TH STREET WEST
CITY: LAKEVILLE
STATE: MN
ZIP: 55044
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HNI CORP
CENTRAL INDEX KEY: 0000048287
STANDARD INDUSTRIAL CLASSIFICATION: OFFICE FURNITURE (NO WOOD) [2522]
IRS NUMBER: 420617510
STATE OF INCORPORATION: IA
FISCAL YEAR END: 0102
BUSINESS ADDRESS:
STREET 1: 600 EAST SECOND STREET - PO BOX 1109
CITY: MUSCATINE
STATE: IA
ZIP: 52761-7109
BUSINESS PHONE: 5632727400
MAIL ADDRESS:
STREET 1: 600 EAST SECOND STREET
STREET 2: P O BOX 1109
CITY: MUSCATINE
STATE: IA
ZIP: 52761
FORMER COMPANY:
FORMER CONFORMED NAME: HON INDUSTRIES INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: HOME O NIZE CO
DATE OF NAME CHANGE: 19681001
4
1
wf-form4_160634613427617.xml
FORM 4
X0306
4
2020-11-23
0
0000048287
HNI CORP
HNI
0001674256
Berger Vincent P
600 EAST SECOND STREET
MUSCATINE
IA
52761
0
1
0
0
President, HHT; EVP, HNI Corp
Common Stock
2020-11-23
4
M
0
3421
31.98
A
21918.34
D
Common Stock
2020-11-23
4
S
0
3421
37.55
D
18497.34
D
Common Stock
2020-11-23
4
M
0
3125
31.98
A
21622.34
D
Common Stock
2020-11-23
4
S
0
3125
37.56
D
18497.34
D
Common Stock
2020-11-23
4
M
0
4637
25.46
A
23134.34
D
Common Stock
2020-11-23
4
S
0
4637
37.50
D
18497.34
D
Common Stock
2020-11-24
4
M
0
410
31.98
A
18907.34
D
Common Stock
2020-11-24
4
M
0
375
31.98
A
19282.34
D
Common Stock
2020-11-24
4
M
0
1359
25.46
A
20669.377
D
Common Stock
1063.524
I
Profit-Sharing Retirement Plan
Non-qualifying employee stock options (right to buy)
31.98
2020-11-23
4
M
0
3421
0
D
2015-02-16
2021-02-16
Common Stock
3421.0
410
D
Non-qualifying employee stock options (right to buy)
31.98
2020-11-23
4
M
0
3125
0
D
2015-02-16
2021-02-16
Common Stock
3125.0
375
D
Non-qualifying employee stock option (right to buy)
25.46
2020-11-23
4
M
0
4637
0
D
2016-02-15
2022-02-15
Common Stock
4637.0
1359
D
Non-qualifying employee stock options (right to buy)
31.98
2020-11-24
4
M
0
410
0
D
2015-02-16
2021-02-16
Common Stock
410.0
0
D
Non-qualifying employee stock options (right to buy)
31.98
2020-11-24
4
M
0
375
0
D
2015-02-16
2021-02-16
Common Stock
375.0
0
D
Non-qualifying employee stock option (right to buy)
25.46
2020-11-24
4
M
0
1359
0
D
2016-02-15
2022-02-15
Common Stock
1359.0
0
D
The sale was effected pursuant to a Rule 10b5-1 trading plan, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, and HNI's policies regarding stock transactions, including its insider trading policy.
The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.01 - $37.73, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.01 - $37.74, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.01 - $37.71, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
This is an exercise and hold transaction. This transaction is the second in a two step transaction initiated on November 23, 2020 under a 10b5-1 plan where options were exercised and shares sold to cover taxes and expenses.
The total in column 5 includes 14.144 shares acquired under HNI Corporation Member's Stock Purchase Plan.
The total in column 5 includes reinvested dividends of 13.89 shares.
/s/ Steven M. Bradford, By Power of Attorney
2020-11-25