X0306 4 2019-12-18 0 0000047307 CRAWFORD UNITED Corp CRAWA 0001132148 CRAWFORD MATTHEW V 10514 DUPONT AVE. CLEVELAND OH 44108 1 0 1 0 Class B Common Shares 2019-12-18 4 C 0 75000 1.43 A 573750 I See Footnote Class A Common Shares 2019-12-18 4 C 0 251489 1.43 A 1583657 I See Footnote Class A Common Shares 9000 D Convertible Loan Agreement 1.43 2019-12-18 4 C 0 75000 0.00 D 2019-12-31 Class B Common Shares 75000 0 I See Footnote Convertible Loan Agreement 1.43 2019-12-18 4 C 0 251489 0.00 D 2019-12-31 Class A Common Shares 251489 0 I See Footnote Includes 170,000 Class B Common Shares that are owned directly by Roundball LLC and 403,750 Class B Common Shares that are owned directly by First Francis Company Inc. This balance reflects a correction in the number of Class B Common Shares held by Roundball LLC from that reported in the Form 4 filed by the reporting person on December 13, 2019. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of any securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Includes 672,407 Class A Common Shares that are owned directly by Roundball LLC and 911,250 Class A Common Shares that are owned directly by First Francis Company Inc. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of any securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. In 2011, the Crawford United Corporation issued a convertible note to Roundball LLC. In December 2018, the note was amended to provide Roundball LLC with the option to convert a portion of the outstanding indebtedness into Class B Common Shares at a price of $1.43 per share, up to a maximum amount of 75,000 Class B Common Shares, subject to shareholder approval, which approval was obtained on May 10, 2019. On December 18, 2019, Roundball LLC, an Ohio limited liability company elected to convert all $466,879.88 of the amount outstanding under the convertible note into 75,000 Class B Common Shares and 251,489 Class A Common Shares. The securities reported are owned directly by Roundball LLC, an Ohio limited liability company. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of any securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. /s/ Matthew V. Crawford, by Kelly J. Marek, his attorney-in-fact, pursuant to Power of Attorney dated July 23, 2019, on file with the Commission 2019-12-20