0001562180-21-007612.txt : 20211209 0001562180-21-007612.hdr.sgml : 20211209 20211209180140 ACCESSION NUMBER: 0001562180-21-007612 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211207 FILED AS OF DATE: 20211209 DATE AS OF CHANGE: 20211209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tran Tuan CENTRAL INDEX KEY: 0001793233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04423 FILM NUMBER: 211483065 MAIL ADDRESS: STREET 1: 1501 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HP INC CENTRAL INDEX KEY: 0000047217 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 941081436 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1501 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6508571501 MAIL ADDRESS: STREET 1: 1501 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: HEWLETT PACKARD CO DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-12-07 false 0000047217 HP INC HPQ 0001793233 Tran Tuan C/O HP INC. 1501 PAGE MILL RD. PALO ALTO CA 94304 false true false false Pres Imaging Prtng & Solutions Common Stock 2021-12-07 4 M false 77421.00 0.00 A 171181.00 D Common Stock 2021-12-07 4 F false 28568.00 37.29 D 142761.00 D Common Stock - 401 (k) Plan 14991.23 I By 401 (k) Plan Restricted Stock Units 2021-12-07 4 A false 61679.00 A Common Stock 61679.00 61679.00 D Performance Adjusted Restricted Stock Units 2021-12-07 4 A false 35630.00 A Common Stock 35630.00 35630.00 D Performance Contingent Stock Options 37.29 2021-12-07 4 A false 163807.00 A Common Stock 163807.00 163807.00 D Restricted Stock Units 2021-12-07 4 M false 31810.00 D Common Stock 31810.00 61937.00 D Restricted Stock Units 2021-12-07 4 M false 31231.00 D Common Stock 31231.00 29269.00 D Restricted Stock Units 2021-12-07 4 M false 14380.00 D Common Stock 14380.00 0.00 D Shares withheld by HP to satisfy tax withholding upon vesting. Includes 148.453 shares acquired under HP's 2021 employee stock purchase plan on 10/29/2021. Includes shares acquired and dividends earned through December 9, 2021 in the HP Inc. 401(k) Plan. Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. On 12/7/2021, the reporting person was granted 61,679 RSUs, one-third of which vest annually over three years on each of 12/7/2022, 12/7/2023 and 12/7/2024. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. On 12/7/2021, the reporting person was granted 35,630 performance adjusted restricted stock units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/2024, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. The performance contingent stock options granted on 12/7/2021 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions. As previously reported, on 12/7/2020, the reporting person was granted 92,905 RSUs, 30,968 of which vested on 12/7/2021, 30,968 of which is scheduled to vest on 12/7/2022 and 30,969 of which is scheduled to vest on 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 842 vested dividend equivalent rights. As previously reported, on 12/6/2019, the reporting person was granted 87,805 RSUs, 29,268 of which vested on 12/7/2020 and 12/7/2021, and 29,269 of which is scheduled to vest on 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,963 vested dividend equivalent rights. As previously reported, on 12/7/2018, the reporting person was granted 39,250 RSUs, 13,083 of which vested on each of 12/7/2019 and 12/7/2020, and 13,084 of which vested on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,296 vested dividend equivalent rights. /s/ Rick Hansen as Attorney-in-Fact for Tuan Tran 2021-12-09