FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
HEWLETT PACKARD CO [ HPQ ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 12/06/2010 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 12/06/2010 | M | 100,000 | A | $33.625 | 239,153.6394(1) | D | |||
Common Stock | 12/06/2010 | S | 100,000 | D | $42.6057(2) | 139,153.6394 | D | |||
Common Stock | 1,475(3) | I | By 2001 Joshi Living Trust Account (Charles Schwab) | |||||||
Common Stock | 8,533(4) | I | By 2001 Joshi Living Trust Account (at Goldman Sachs) | |||||||
Common Stock | 30,000(3) | I | By Vyomesh I. Joshi 2009 GRAT (at Goldman Sachs) | |||||||
Common Stock | 30,000(3) | I | By Uma V. Joshi 2009 GRAT (at Goldman Sachs) | |||||||
Common Stock | 50,000(5) | I | By Vyomesh I. Joshi 2010 GRAT (at Goldman Sachs) | |||||||
Common Stock | 50,000(5) | I | By Uma V. Joshi 2010 GRAT (at Goldman Sachs) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $33.625 | 12/06/2010 | M | 100,000 | 01/18/2002(6) | 01/18/2011 | Common Stock | 100,000 | $0 | 0 | D |
Explanation of Responses: |
1. The total beneficial ownership includes 229.2152 shares at $42.06 per share acquired under the HP Share Ownership Plan on 10/29/10. |
2. The price in Column 4 is a weighted average price. The prices actually received ranged from $42.5800 to $42.6400. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares sold at each price within the range. |
3. There is no reportable change since the last filing. This is a reiteration of holdings only. |
4. The total indirect beneficial ownership reflects a decrease of 100,000 shares due to the transfer of 50,000 shares into each of the reporting person's 2010 GRATs on 12/06/10. |
5. The total indirect beneficial ownership reflects an increase of 50,000 shares due to the transfer of 50,000 shares previously reported as being held indirectly by the reporting person in his 2001 Living Trust into each of the reporting person's 2010 GRATs on 12/06/10. |
6. This option became exercisable in four equal annual installments beginning on this date. |
Remarks: |
/s/ David Ritenour as Attorney-in-Fact for Vyomesh I. Joshi | 12/08/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |