-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uc0dt3Z+L2mLZZs4sP2v0VVNlfEbSCrCWZI6ITd1h2K/IOSCIDuLGppThasLX5U+ QyqXX9764rLybTFORMRnUA== 0000047217-03-000099.txt : 20031211 0000047217-03-000099.hdr.sgml : 20031211 20031210213035 ACCESSION NUMBER: 0000047217-03-000099 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20031211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NOVADIGM INC CENTRAL INDEX KEY: 0000888358 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 223160347 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49642 FILM NUMBER: 031048369 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL BLVD STREET 2: . CITY: MAHWAH STATE: NJ ZIP: 07495 BUSINESS PHONE: 201-512-1000 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL BLVD STREET 2: . CITY: MAHWAH STATE: NJ ZIP: 07495 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HEWLETT PACKARD CO CENTRAL INDEX KEY: 0000047217 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 941081436 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 3000 HANOVER ST CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 4158571501 MAIL ADDRESS: STREET 1: 3000 HANOVER ST STREET 2: MS 20BL CITY: PALO ALTO STATE: CA ZIP: 94304 SC 13D/A 1 sch13d-a_121003.htm 13D/A

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D
(Rule 13d-101)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(A)

(Amendment No. 1)

Under the Securities Exchange Act of 1934

NOVADIGM, INC.
(Name of Issuer)

Common Stock, par value $0.001 per share
(Title of Class of Securities)

669937104
(CUSIP Number)

Charles N. Charnas
Vice President, Deputy General Counsel and Assistant Secretary
Hewlett-Packard Company
3000 Hanover Street, Mail Stop 1050
Palo Alto, California 94304
Telephone: (650) 857-1501

(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)

June 30, 2003
(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box  [_].


(Continued on following pages)
(Page 1 of 4 Pages)



CUSIP No. 669937104 13D/A Page 2 of 4 Pages

1. NAME OF REPORTING PERSONS
S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

Hewlett-Packard Company (94-1081436)                     

2. CHECK THE APPROPRIATE BOX IF A MEMBER OF GROUP (a) [_]
(b) [X]

3. SEC USE ONLY

4. SOURCE OF FUNDS
N/A                    

5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e)
[_]

6. CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware                     



NUMBER
OF SHARES
BENEFICIALLY
OWNED BY
REPORTING
PERSON
WITH
  7. SOLE VOTING POWER
1,190,000           

  8. SHARED VOTING POWER
0           

  9. SOLE DISPOSITIVE POWER
1,190,000           

10. SHARED DISPOSITIVE POWER
0

11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,190,000                    

12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
|_|

13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.1%                    

14. TYPE OF REPORTING PERSON
CO                     



CUSIP No. 669937104 13D/A Page 3 of 4 Pages



        Item 1.    Security and Issuer.

        This  Amendment No. 1 amends and supplements the statement on Schedule 13D filed July 10, 2000. This Amendment No. 1 relates to the Common Stock, par value $0.001 per share (the "Shares"), of Novadigm, Inc., a Delaware corporation (the "Issuer"). The Issuer's principal executive offices are located at One International Boulevard, Mahwah, New Jersey 07495.

        Item 2.     Identity and Background.

        This statement is being filed by Hewlett-Packard Company, a Delaware corporation ("Hewlett-Packard"). The address of Hewlett-Packard's principal executive offices is 3000 Hanover Street, Palo Alto, California 94304. Hewlett-Packard is a technology solutions provider to consumers, business and institutions globally. Hewlett-Packard's offerings span IT infrastructure, personal computing and access devices, global services and imaging and printing.

        Item 4.    Purpose of Transaction.

        The Alliance Agreement dated as of June 30, 2000 by and between the Issuer and Hewlett-Packard terminated on June 30, 2003. The Distribution Agreement dated June 30, 2000 by and between the Issuer and Hewlett-Packard terminated on June 30, 2001. Under the terms of the Warrant to Purchase 250,000 Shares of Common Stock (the "Warrant") granted by the Issuer to Hewlett-Packard on June 30, 2000, the "Milestone Period" (as defined under the Warrant) commenced on May 1, 2001; therefore, the Warrant, unless exercised, will terminate three years later on May 1, 2004. The "License Revenues Milestone" (as defined under the Warrant) was not achieved during the twelve-month Milestone Period; therefore, the "Exercise Price" (as defined under the Warrant) was not reduced from the initial (and current) Exercise Price of $20.875. Hewlett-Packard may, at any time and from time to time, review or reconsider its position and formulate plans or proposals with respect to the matters specified in paragraphs (a) through (j) of Item 4 of Schedule 13D.

        Item 5.     Interest in Securities of the Issuer.

        Hewlett-Packard is the beneficial owner of 1,190,000 Shares, which represents 6.1% of the Issuer's outstanding Shares, after giving effect to the Warrant and based on the representation of the Issuer in its Form 10-Q filed on November 14, 2003, that it had 19,103,430 Shares outstanding on November 11, 2003.

        Hewlett-Packard has the sole power to vote the 1,190,000 Shares beneficially owned by it and has the sole power to dispose of such Shares.



CUSIP No. 669937104 13D/A Page 4 of 4 Pages


        Item 6.    Contracts, Arrangements Understandings or Relationships with Respect to
                        Securities of the Issuer.

        As noted above in Item 4, the Alliance Agreement terminated on June 30, 2003 and the Distribution Agreement terminated on June 30, 2001. The Milestone Period under the Warrant commenced on May 1, 2001. Unless exercised, the Warrant will terminate on May 1, 2004.

        Item 7.    Material to be Filed as Exhibits.

        The Warrant was filed as Exhibit 1 to the statement on Schedule 13D filed July 10, 2000 and is incorporated herein by reference.




SIGNATURE


        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.



Date: December 10, 2003 HEWLETT-PACKARD COMPANY
         
         
  By     /s/ Charles N. Charnas                
      Name: Charles N. Charnas
      Title: Vice President, Deputy General Counsel
   and Assistant Secretary
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