Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | Ultimus Asset Services |
b. Street 1 | 225 Pictoria Drive |
Street 2 | Suite 450 |
c. City | Cincinnati, OH 45246 |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 45246 |
g. Telephone number (including country code if foreign) | 513.587.3400 |
h. Briefly describe the books and records kept at this location:
| Books and records related to fund accounting, financial reporting, and transfer agency services |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | Ultimus Fund Distributors LLC |
b. Street 1 | 225 Pictoria Drive |
Street 2 | Suite 450 |
c. City | Cincinnati |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 45246 |
g. Telephone number (including country code if foreign) | 513-587-3400 |
h. Briefly describe the books and records kept at this location:
| Books and records related to distribution services |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | Bruce and Company Inc |
b. Street 1 | 20 North Wacker Drive |
Street 2 | Suite 2414 |
c. City | Chicago |
d. State, if applicable |
ILLINOIS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 60606 |
g. Telephone number (including country code if foreign) | 312-236-9160 |
h. Briefly describe the books and records kept at this location:
| Books and records related to investment advisory services and fund administration services |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | Huntington National Bank |
b. Street 1 | 41 South High Street |
Street 2 | |
c. City | Columbus |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 45263 |
g. Telephone number (including country code if foreign) | 614.331.9967 |
h. Briefly describe the books and records kept at this location:
| Books and records related to Custody services |
Director Record:
1 |
a. Full Name | Ward M Johnson |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
2 |
a. Full Name | Robert B Bruce |
b. CRD number, if any | 001511351 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
3 |
a. Full Name | Robert DeBartolo |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |