-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HVW4Q/yYP0B/37CVLoeO3LGF6IfgAo1FhPYDf3SgPRLkFqIvPy4ABWHKWeqJ8NHM XVtRKtud37CoicclggrXcQ== 0001035449-10-000517.txt : 20100802 0001035449-10-000517.hdr.sgml : 20100802 20100802155931 ACCESSION NUMBER: 0001035449-10-000517 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100802 DATE AS OF CHANGE: 20100802 EFFECTIVENESS DATE: 20100802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BRUCE FUND INC CENTRAL INDEX KEY: 0000047071 IRS NUMBER: 066104682 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-01528 FILM NUMBER: 10984133 BUSINESS ADDRESS: STREET 1: 20 N WACKER DR STREET 2: STE 2414 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3122369160 MAIL ADDRESS: STREET 1: 20 N WACKER DR STREET 2: STE 2414 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: HEROLD FUND INC DATE OF NAME CHANGE: 19831114 0000047071 S000011411 BRUCE FUND C000031584 BRUCE FUND N-PX 1 bruce0910npx.htm BRUCE NPX 0910 bruce0910npx.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 
 
FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY


 
Investment Company Act File number: 811-01528
 
 
Bruce Fund, Inc.

(Exact name of registrant as specified in charter)
 
20 North Wacker Drive, Suite 2414, Chicago, IL 60606

(Address of principal executive offices) (Zip code)

 
 
John Swhear
Huntington Asset Services, Inc.
2960 North Meridian Ste. 300
Indianapolis, IN 46208
(Name and address of agent for service)



 
 
Registrant's telephone number, including area code: 312-236-9160
 
Date of fiscal year end: 6/30

 
Date of reporting period: 07/01/09 - 06/30/10

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Secs. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.



A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Sec. 3507.
 
 
 
 
 
 
Security Name
Ticker
Security ID/CUSIP
Meeting Date
Proposed by Management (M) or Shareholders (S)
Description of Matter/Proposal
Vote?  (Yes or No)
Vote For, Against or Abstain
Fund Cast its Vote For or Against Management
Cell Genesys
CEGE
150921104
9/30/2009
M
Merger agreement Solicit additional proxies
Y
F
F
EDAP
EDAP
268311107
10/30/2009
M
Renegotiate Indebtedness
Y
F
F
EDAP
EDAP
268311108
10/30/2009
M
Delegation of Board Powers
Y
F
F
EDAP
EDAP
268311109
10/30/2009
M
Increase Share Capital
Y
F
F
EDAP
EDAP
268311110
10/30/2009
M
Increase Share Capital/Company’s PST
N
A
F
Arena Resources
ARD
40049108
12/11/2009
M
Directors
Y
F
F
Arena Resources
ARD
40049109
12/11/2009
M
Stock awards
N
A
A
Arena Resources
ARD
40049110
12/11/2009
M
Increase stock option plan
N
A
A
Alanco Technologies
ALAN
11612603
1/19/2010
M
Directors
Y
F
F
Alanco Technologies
ALAN
11612604
1/19/2010
M
Share issuance
N
A
A
Astrotech
ASTC
46484101
3/5/2010
M
Directors
Y
F
F
Astrotech
ASTC
46484102
3/5/2010
M
Auditors
Y
F
F
Astrotech
ASTC
46484103
3/5/2010
M
Stock incentive plan
N
A
A
Kinross
KGC
496902404
5/5/2010
M
Directors
Y
F
F
Kinross
KGC
496902405
5/5/2010
M
Auditors
Y
F
F
RLI Corp
RLI
749607107
5/6/2010
M
Directors
Y
F
F
RLI Corp
RLI
749607108
5/6/2010
M
Incentive plan
Y
F
F
RLI Corp
RLI
749607109
5/6/2010
M
Auditors
Y
F
F
Airboss
BOS
00927v200
5/12/2010
M
Directors
Y
F
F
Airboss
BOS
00927v201
5/12/2010
M
Auditors
Y
F
F
Titan Wheel
TWI
88830m102
5/13/2010
M
Directors
Y
F
F
Titan Wheel
TWI
88830m103
5/13/2010
M
Accounting firm
Y
F
F
Double Eagle
DBLE
258570209
5/25/2010
M
Directors
Y
F
F
Double Eagle
DBLE
258570210
5/25/2010
M
Stock incentive plan
Y
F
F
Double Eagle
DBLE
258570211
5/25/2010
M
Auditors
Y
F
F
Gainsco
GAN
363127309
5/26/2010
M
Directors
Y
F
F
Gainsco
GAN
363127310
5/26/2010
M
Amendments to Articles of Incorporation
N
A
A
Gainsco
GAN
363127311
5/26/2010
M
References to previous reverse stock splits
N
A
A
Gainsco
GAN
363127312
5/26/2010
M
Indemnifications of Officers/Directors
N
A
A
Calpine
CPN
131347304
6/1/2010
M
Directors
Y
F
F
Calpine
CPN
131347305
6/1/2010
M
Accountants
Y
F
F
Calpine
CPN
131347306
6/1/2010
M
Director,Equity Incentive Plans
Y
F
F
ATP Oil
ATPG
00208J108
6/4/2010
M
Directors
Y
F
F
ATP Oil
ATPG
00208J109
6/4/2010
M
Auditors
Y
F
F
ATP Oil
ATPG
00208J110
6/4/2010
M
Stock Plan
Y
F
F
ATP Oil
ATPG
00208J111
6/4/2010
M
Amendments to Articles
Y
F
F
Arena Resources
ARD
40049111
6/8/2010
M
Merger agreement
N
A
A
America Service
ASGR
02364L109
6/8/2010
M
Directors
Y
F
F
America Service
ASGR
02364L110
6/8/2010
M
Appoinment of Deloitte Touche
Y
F
F
Health Grades
HGRD
42218q102
6/9/2010
M
Directors
Y
F
F
Health Grades
HGRD
42218q103
6/9/2010
M
Accounting Firm
Y
F
F
Omega Protein
OME
68210p107
6/15/2010
M
Directors
Y
F
F
Omega Protein
OME
68210p108
6/15/2010
M
Accounting Firm
Y
F
F
Solitario
XPL
8342ep107
6/15/2010
M
Directors
Y
F
F
Solitario
XPL
8342ep108
6/15/2010
M
Authorized shares
Y
F
F
Solitario
XPL
8342ep109
6/15/2010
M
Accounting Firm
Y
F
F
Internet Capital Group
ICGE
46059c205
6/18/2010
M
Directors
Y
F
F
Internet Capital Group
ICGE
46059c206
6/18/2010
M
Accountant
Y
F
F
Internet Capital Group
ICGE
46059c207
6/18/2010
M
Compensation Plan
Y
F
F
Durect
DRRX
26605104
6/23/2010
M
Directors
Y
F
F
Durect
DRRX
26605105
6/23/2010
M
Increase number of shares
Y
F
F
Durect
DRRX
26605106
6/23/2010
M
Stock Plan
Y
F
F
Durect
DRRX
26605107
6/23/2010
M
Employee Stock Purchase Plan
Y
F
F
Durect
DRRX
26605108
6/23/2010
M
Accounting Firm
Y
F
F
EDAP
EDAP
268311112
6/24/2010
M
Delegation of Authority granted to Board of Directors to increase share capital (limitations)
N
A
A

 
 
 
 
 
SIGNATURES
 
 
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
The Bruce Fund



By: /s/ R. Jeffrey Bruce             
        R. Jeffrey Bruce, Secretary
 
 
Date: 8/2/2010
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