0001140361-12-051018.txt : 20121213 0001140361-12-051018.hdr.sgml : 20121213 20121213160020 ACCESSION NUMBER: 0001140361-12-051018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121211 FILED AS OF DATE: 20121213 DATE AS OF CHANGE: 20121213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warmoth Christopher John CENTRAL INDEX KEY: 0001362011 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03385 FILM NUMBER: 121262109 MAIL ADDRESS: STREET 1: P.O. BOX 57 CITY: PITTSBURGH STATE: PA ZIP: 15230-0057 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEINZ H J CO CENTRAL INDEX KEY: 0000046640 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FROZEN & PRESERVED FRUIT, VEG & FOOD SPECIALTIES [2030] IRS NUMBER: 250542520 STATE OF INCORPORATION: PA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1 PPG PLACE STREET 2: SUITE 3100 CITY: PITTSBURGH STATE: PA ZIP: 15222-5448 BUSINESS PHONE: 4124565700 MAIL ADDRESS: STREET 1: P O BOX 57 STREET 2: P O BOX 57 CITY: PITTSBURGH STATE: PA ZIP: 15230 4 1 doc1.xml FORM 4 X0306 4 2012-12-11 0 0000046640 HEINZ H J CO HNZ 0001362011 Warmoth Christopher John H. J. HEINZ COMPANY P.O. BOX 57 PITTSBURGH PA 15230 0 1 0 0 EVP - Heinz Asia Pacific Common Stock, $.25 Par Value 2012-12-11 4 M 0 61229 45.54 A 163689 D Common Stock, $.25 Par Value 2012-12-11 4 S 0 61229 58.67 D 102460 D Common Stock, $.25 Par Value 2012-12-11 4 M 0 86054 51.25 A 188514 D Common Stock, $.25 Par Value 2012-12-11 4 S 0 86054 58.67 D 102460 D Common Stock, $.25 Par Value 2012-12-11 4 M 0 37000 37.06 A 139460 D Common Stock, $.25 Par Value 2012-12-11 4 S 0 37000 58.67 D 102460 D Common Stock, $.25 Par Value 2012-12-11 4 M 0 8069 51.25 A 110529 D Employee Stock Option (Right to Buy) 45.54 2012-12-11 4 M 0 61229 0 D 2014-08-27 Common Stock, $.25 Par Value 61229 0 D Employee Stock Option (Right to Buy) 51.25 2012-12-11 4 M 0 86054 0 D 2015-08-25 Common Stock, $.25 Par Value 86054 8069 D Employee Stock Option (Right to Buy) 37.06 2012-12-11 4 M 0 37000 0 D 2014-05-19 Common Stock, $.25 Par Value 37000 0 D Employee Stock Option (Right to Buy) 51.25 2012-12-11 4 M 0 8069 0 D 2015-08-25 Common Stock, $.25 Par Value 8069 0 D This transaction was executed in multiple trades at prices ranging from $58.38 - $58.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a shareholder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $58.37 - $58.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a shareholder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $58.37 - $58.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a shareholder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Option vested in 25% increments on each of the following dates: 08/27/2008; 08/27/2009; 08/27/2010 and 08/27/2011. Option vested in 25% increments on each of the following dates: 08/25/2009; 08/25/2010; 08/25/2011 and 08/25/2012. Option vested in 25% increments on each of the following dates: 05/19/2005; 05/19/2006; 05/19/2007 and 05/29/2008. /s/ Patrick J. Guinee, Attorney-in-Fact for Christopher J. Warmoth 2012-12-13