0001140361-12-039548.txt : 20120905 0001140361-12-039548.hdr.sgml : 20120905 20120905190855 ACCESSION NUMBER: 0001140361-12-039548 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120831 FILED AS OF DATE: 20120905 DATE AS OF CHANGE: 20120905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOBBY THEODORE NICHOLAS CENTRAL INDEX KEY: 0001314600 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03385 FILM NUMBER: 121075106 MAIL ADDRESS: STREET 1: PO BOX 57 CITY: PITTSBURGH STATE: PA ZIP: 15230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEINZ H J CO CENTRAL INDEX KEY: 0000046640 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FROZEN & PRESERVED FRUIT, VEG & FOOD SPECIALTIES [2030] IRS NUMBER: 250542520 STATE OF INCORPORATION: PA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1 PPG PLACE STREET 2: SUITE 3100 CITY: PITTSBURGH STATE: PA ZIP: 15222-5448 BUSINESS PHONE: 4124565700 MAIL ADDRESS: STREET 1: P O BOX 57 STREET 2: P O BOX 57 CITY: PITTSBURGH STATE: PA ZIP: 15230 4 1 doc1.xml FORM 4 X0306 4 2012-08-31 0 0000046640 HEINZ H J CO HNZ 0001314600 BOBBY THEODORE NICHOLAS H J HEINZ COMPANY PO BOX 57 PITTSBURGH PA 15230 0 1 0 0 EVP, Gen. Counsel & Corp. Sec. Common Stock, $.25 Par Value 2012-08-31 4 M 0 7000 37.06 A 89956 D Common Stock, $.25 Par Value 2012-08-31 4 S 0 7000 55.67 D 82956 D Common Stock, $.25 Par Value 2012-08-31 4 M 0 25000 45.54 A 107956 D Common Stock, $.25 Par Value 2012-08-31 4 S 0 25000 55.86 D 82956 D Common Stock, $.25 Par Value 2012-09-04 4 F 0 785 55.96 D 82171 D Common Stock, $.25 Par Value 19760 I H. J. Heinz Company Employee Retirement and Savings Plan Account as of August 31, 2012. Employee Stock Option (Right to Buy) 37.06 2012-08-31 4 M 0 7000 0 A 2014-05-19 Common Stock, $.25 Par Value 7000 0 D Employee Stock Option (Right to Buy) 45.54 2012-08-31 4 M 0 25000 0 A 2014-08-27 Common Stock, $.25 Par Value 25000 31032 D Employee Stock Option (Right to Buy) 55.72 2012-08-31 4 A 0 70466 0 A 2022-08-31 Common Stock, $.25 Par Value 70466 70466 D This transaction was executed in multiple trades at prices ranging from $55.56 - $55.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a shareholder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $55.50 - $56.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a shareholder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Option vested in 25% increments on each of the following dates: 05/19/2005; 05/19/2006; 05/19/2007; 05/19/2008. Option vested in 25% increments on each of the following dates: 08/27/2008; 08/27/2009; 08/27/2010; 08/27/2011. Option vests in 25% increments on each of the first four anniversaries of the date of the grant. /s/ Patrick J. Guinee, Attorney-in-Fact for Theodore N. Bobby 2012-09-05