0001271618-19-000007.txt : 20190528 0001271618-19-000007.hdr.sgml : 20190528 20190528162859 ACCESSION NUMBER: 0001271618-19-000007 CONFORMED SUBMISSION TYPE: 15-12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190528 EFFECTIVENESS DATE: 20190528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HECO CAPITAL TRUST III CENTRAL INDEX KEY: 0001271618 IRS NUMBER: 200423831 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 15-12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-32059 FILM NUMBER: 19858161 BUSINESS ADDRESS: STREET 1: C/O BANK OF NEW YORK STREET 2: 101 BARCLAY STREET 8W CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 2128155845 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HAWAIIAN ELECTRIC CO INC CENTRAL INDEX KEY: 0000046207 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 990040500 STATE OF INCORPORATION: HI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 15-12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-04955 FILM NUMBER: 19858160 BUSINESS ADDRESS: STREET 1: 900 RICHARDS ST CITY: HONOLULU STATE: HI ZIP: 96813 BUSINESS PHONE: 8085437771 MAIL ADDRESS: STREET 1: 900 RICHARDS STREET CITY: HONOLULU STATE: HI ZIP: 96813 FORMER COMPANY: FORMER CONFORMED NAME: HAWAIIAN ELECTRIC CO LTD DATE OF NAME CHANGE: 19670212 15-12B 1 hawaiianelectrictrustprefe.htm 15-12B Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION
UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934.
 
 
 
Commission File Number 001-32059
 
Commission File Number 001-04955
 
 
 
HECO Capital Trust III
(Exact name of registrant as specified in its charter)
 
Hawaiian Electric Company, Inc. 
(Exact name of registrant as specified in its charter)
 
 
 
c/o The Bank of New York Mellon Trust Company, N.A.
400 South Hope Street, Suite 500
Los Angeles, California 90071
Attention: Johanna Tokunaga
(213) 630-6268
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
 
900 Richards Street
Honolulu, Hawaii 96813
 (808) 543-7771


 (Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
 
6.500% Cumulative Quarterly Income Trust Preferred Securities, Series 2004
(Liquidation Preference $25 per Preferred Security) of HECO Capital Trust III and
the Guarantee of Hawaiian Electric Company, Inc. with respect thereto
(Title of each class of securities covered by this Form)
 
 
 
None
(Titles of all other classes of securities for which a duty to
file reports under section 13(a) or 15(d) remains)
 
Cumulative Preferred Stock
(Titles of all other classes of securities for which a duty to
file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
 
 
 
 
Rule 12g-4(a)(1)
 
☒
Rule 12g-4(a)(2)
 
☐
Rule 12h-3(b)(1)(i)
 
☒
Rule 12h-3(b)(1)(ii)
 
☐
Rule 15d-6
 
☐
Approximate number of holders of record of 6.500% Cumulative Quarterly Income Trust Preferred Securities, Series 2004 (Liquidation Preference $25 per Preferred Security) of HECO Capital Trust III and the guarantee of Hawaiian Electric Company, Inc. with respect thereto as of the certification or notice date: None





Pursuant to the requirements of the Securities Exchange Act of 1934, each of HECO Capital Trust III and Hawaiian Electric Company, Inc. have caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
 
 
 
 
 
 
 
 
HECO CAPITAL TRUST III
 
 
 
Date: May 28, 2019
 
By:
 
/s/ Tayne S. Y. Sekimura
 
 
Name:
 
Tayne S. Y. Sekimura
 
 
Title:
 
Administrative Trustee
 
 
 
 
 
 
 
 
 
 
 
 
HAWAIIAN ELECTRIC COMPANY, INC.
 
 
 
Date: May 28, 2019
 
By:
 
/s/ Tayne S. Y. Sekimura
 
 
Name:
 
Tayne S. Y. Sekimura
 
 
Title:
 
Senior Vice President and Chief Financial Officer


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