SC 13D/A 1 sc13da.htm SCHEDULE 13D, AMENDMENT NO. 4 Hastings Schedule 13D, Amendment No. 4

SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549


SCHEDULE 13D
(Amendment No. 4)

HASTINGS MANUFACTURING COMPANY
(Name of Issuer)

COMMON STOCK, $2 Par Value
(Title of Class of Securities)

418398103
(CUSIP Number)

Mr. Mark R. S. Johnson, Co-Chief Executive Officer
Hastings Manufacturing Company
Hastings, Michigan 49058
                              (616) 945-2491                               
(Name, Address, and Telephone Number of Person Authorized
to Receive Notices and Communications)

Copy to:
Warner Norcross & Judd LLP
111 Lyon Street, N.W., Suite 900
Grand Rapids, Michigan 49503
(616) 752-2000
Attention: Stephen C. Waterbury

                         January 31, 2001                          
(Date of Event Which Requires Filing of this Statement)


          If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this Schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ].


(Continued on following pages)

Page 1 of 31 Pages





CUSIP No. 418398103

13D

Page 2 of 31 Pages

(1)

Name of Reporting Person:

Stephen I. Johnson Family Group

(2)

Check the Appropriate Box

(a)   [x]

if a Member of a Group:

(b)  [  ]

(3)

SEC Use Only:

(4)

Source of Funds

PF

(5)

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)

or 2(e):

[  ]

(6)

Citizenship or Place of Organization: United States of America

Number of Shares

(7)

Sole Voting Power:

391,534*

Beneficially Owned

(8)

Shared Voting Power:

391,534*

By Reporting Person

(9)

Sole Dispositive Power:

391,534*

With

(10)

Shared Dispositive Power:

391,534*

(11)

Aggregate Amount Beneficially Owned by Each Reporting Person:    391,534*

(12)

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:

[  ]

(13)

Percent of Class Represented by Amount in Row (11):    50.9%

(14)

Type of Reporting Person:

OO

*          Includes 9,000 shares subject to options that may be exercised within the next 60 days.




-2-

CUSIP No. 418398103

13D

Page 3 of 31 Pages

(1)

Name of Reporting Person:

Stephen I. Johnson

(2)

Check the Appropriate Box

(a)   [x]

if a Member of a Group:

(b)  [  ]

(3)

SEC Use Only:

(4)

Source of Funds

PF

(5)

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)

or 2(e):

[  ]

(6)

Citizenship or Place of Organization: United States of America

Number of Shares

(7)

Sole Voting Power:

0

Beneficially Owned

(8)

Shared Voting Power:

68,686

By Reporting Person

(9)

Sole Dispositive Power:

0

With

(10)

Shared Dispositive Power:

68,686

(11)

Aggregate Amount Beneficially Owned by Each Reporting Person:        68,686

(12)

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:

[  ]

(13)

Percent of Class Represented by Amount in Row (11):    9.0%

(14)

Type of Reporting Person:

IN




-3-

CUSIP No. 418398103

13D

Page 4 of 31 Pages

(1)

Name of Reporting Person:

Isabel Sage Johnson

(2)

Check the Appropriate Box

(a)   [x]

if a Member of a Group:

(b)  [  ]

(3)

SEC Use Only:

(4)

Source of Funds

PF

(5)

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)

or 2(e):

[  ]

(6)

Citizenship or Place of Organization: United States of America

Number of Shares

(7)

Sole Voting Power:

0

Beneficially Owned

(8)

Shared Voting Power:

0

By Reporting Person

(9)

Sole Dispositive Power:

0

With

(10)

Shared Dispositive Power:

0

(11)

Aggregate Amount Beneficially Owned by Each Reporting Person:           0

(12)

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:

[  ]

(13)

Percent of Class Represented by Amount in Row (11):     0%

(14)

Type of Reporting Person:

IN





-4-

CUSIP No. 418398103

13D

Page 5 of 31 Pages

(1)

Name of Reporting Person:

Mark R. S. Johnson

(2)

Check the Appropriate Box

(a)   [x]

if a Member of a Group:

(b)  [  ]

(3)

SEC Use Only:

(4)

Source of Funds

PF

(5)

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)

or 2(e):

[  ]

(6)

Citizenship or Place of Organization: United States of America

Number of Shares

(7)

Sole Voting Power:

65,875*  

Beneficially Owned

(8)

Shared Voting Power:

159,882**

By Reporting Person

(9)

Sole Dispositive Power:

65,875*  

With

(10)

Shared Dispositive Power:

159,882**

(11)

Aggregate Amount Beneficially Owned by Each Reporting Person:    225,757

(12)

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:

[  ]

(13)

Percent of Class Represented by Amount in Row (11):    29.5%

(14)

Type of Reporting Person:

IN

*          Includes 4,500 shares subject to options that may be exercised within the next 60 days.
**        Includes 1,350 shares that are owned by Kathryn Johnson, the wife of Mark R. S. Johnson.





-5-

CUSIP No. 418398103

13D

Page 6 of 31 Pages

(1)

Name of Reporting Person:

Kathryn L. Johnson

(2)

Check the Appropriate Box

(a)   [x]

if a Member of a Group:

(b)  [  ]

(3)

SEC Use Only:

(4)

Source of Funds

PF

(5)

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)

or 2(e):

[  ]

(6)

Citizenship or Place of Organization: United States of America

Number of Shares

(7)

Sole Voting Power:

1,350

Beneficially Owned

(8)

Shared Voting Power:

0

By Reporting Person

(9)

Sole Dispositive Power:

1,350

With

(10)

Shared Dispositive Power:

0

(11)

Aggregate Amount Beneficially Owned by Each Reporting Person:      1,350

(12)

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:

[  ]

(13)

Percent of Class Represented by Amount in Row (11):    0.2%

(14)

Type of Reporting Person:

IN




-6-

CUSIP No. 418398103

13D

Page 7 of 31 Pages

(1)

Name of Reporting Person:

Andrew F. Johnson

(2)

Check the Appropriate Box

(a)   [x]

if a Member of a Group:

(b)  [  ]

(3)

SEC Use Only:

(4)

Source of Funds

PF

(5)

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)

or 2(e):

[  ]

(6)

Citizenship or Place of Organization: United States of America

Number of Shares

(7)

Sole Voting Power:

28,222*  

Beneficially Owned

(8)

Shared Voting Power:

164,153**

By Reporting Person

(9)

Sole Dispositive Power:

28,222*  

With

(10)

Shared Dispositive Power:

164,153**

(11)

Aggregate Amount Beneficially Owned by Each Reporting Person:    192,375

(12)

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:

[  ]

(13)

Percent of Class Represented by Amount in Row (11):    25.1%

(14)

Type of Reporting Person:

IN
* Includes 4,500 shares subject to options that may be exercised within the next 60 days.
** Includes 5,621 shares that are owned by a trust of which Patricia Johnson, the wife of Andrew F. Johnson, is the trustee.




-7-

CUSIP No. 418398103

13D

Page 8 of 31 Pages

(1)

Name of Reporting Person:

Patricia T. Johnson

(2)

Check the Appropriate Box

(a)   [x]

if a Member of a Group:

(b)  [  ]

(3)

SEC Use Only:

(4)

Source of Funds

PF

(5)

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)

or 2(e):

[  ]

(6)

Citizenship or Place of Organization: United States of America

Number of Shares

(7)

Sole Voting Power:

5,621

Beneficially Owned

(8)

Shared Voting Power:

0

By Reporting Person

(9)

Sole Dispositive Power:

5,621

With

(10)

Shared Dispositive Power:

0

(11)

Aggregate Amount Beneficially Owned by Each Reporting Person:       5,621

(12)

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:

[  ]

(13)

Percent of Class Represented by Amount in Row (11):    0.7%

(14)

Type of Reporting Person:

IN




-8-

CUSIP No. 418398103

13D

Page 9 of 31 Pages

(1)

Name of Reporting Person:

The Aben E. Johnson Trust Under Will

(2)

Check the Appropriate Box

(a)   [x]

if a Member of a Group:

(b)  [  ]

(3)

SEC Use Only:

(4)

Source of Funds

(5)

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)

or 2(e):

[  ]

(6)

Citizenship or Place of Organization: Michigan

Number of Shares

(7)

Sole Voting Power:

28,222

Beneficially Owned

(8)

Shared Voting Power:

0

By Reporting Person

(9)

Sole Dispositive Power:

28,222

With

(10)

Shared Dispositive Power:

0

(11)

Aggregate Amount Beneficially Owned by Each Reporting Person:      28,222

(12)

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:

[  ]

(13)

Percent of Class Represented by Amount in Row (11):    3.7%

(14)

Type of Reporting Person:

OO




-9-

CUSIP No. 418398103

13D

Page 10 of 31 Pages

(1)

Name of Reporting Person:

The Anna M. Johnson Trust (FBO Stephen I. Johnson, Aben E. Johnson, Jr. and Agnes Blacklidge-Nelson)

(2)

Check the Appropriate Box

(a)   [x]

if a Member of a Group:

(b)  [  ]

(3)

SEC Use Only:

(4)

Source of Funds

PF

(5)

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)

or 2(e):

[  ]

(6)

Citizenship or Place of Organization: Michigan

Number of Shares

(7)

Sole Voting Power:

20,232

Beneficially Owned

(8)

Shared Voting Power:

0

By Reporting Person

(9)

Sole Dispositive Power:

20,232

With

(10)

Shared Dispositive Power:

0

(11)

Aggregate Amount Beneficially Owned by Each Reporting Person:    20,232

(12)

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:

[  ]

(13)

Percent of Class Represented by Amount in Row (11):    2.7%

(14)

Type of Reporting Person:

OO




-10-

CUSIP No. 418398103

13D

Page 11 of 31 Pages

(1)

Name of Reporting Person:

The Anna M. Johnson Trust (FBO Barbara von Reis)

(2)

Check the Appropriate Box

(a)   [x]

if a Member of a Group:

(b)  [  ]

(3)

SEC Use Only:

(4)

Source of Funds

PF

(5)

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)

or 2(e):

[  ]

(6)

Citizenship or Place of Organization: Michigan

Number of Shares

(7)

Sole Voting Power:

20,232

Beneficially Owned

(8)

Shared Voting Power:

0

By Reporting Person

(9)

Sole Dispositive Power:

20,232

With

(10)

Shared Dispositive Power:

0

(11)

Aggregate Amount Beneficially Owned by Each Reporting Person:    20,232

(12)

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:

[  ]

(13)

Percent of Class Represented by Amount in Row (11):    2.7%

(14)

Type of Reporting Person:

OO




-11-

CUSIP No. 418398103

13D

Page 12 of 31 Pages

(1)

Name of Reporting Person:

Hastings City Bank

(2)

Check the Appropriate Box

(a)   [x]

if a Member of a Group:

(b)  [  ]

(3)

SEC Use Only:

(4)

Source of Funds

PF

(5)

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)

or 2(e):

[  ]

(6)

Citizenship or Place of Organization: Michigan

Number of Shares

(7)

Sole Voting Power:

0

Beneficially Owned

(8)

Shared Voting Power:

68,686

By Reporting Person

(9)

Sole Dispositive Power:

0

With

(10)

Shared Dispositive Power:

68,686

(11)

Aggregate Amount Beneficially Owned by Each Reporting Person:     68,686

(12)

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:

[  ]

(13)

Percent of Class Represented by Amount in Row (11):    9.0%

(14)

Type of Reporting Person:

BK




-12-

CUSIP No. 418398103

13D

Page 13 of 31 Pages

(1)

Name of Reporting Person:

Martha Johnson Fleming

(2)

Check the Appropriate Box

(a)   [x]

if a Member of a Group:

(b)  [  ]

(3)

SEC Use Only:

(4)

Source of Funds

PF

(5)

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)

or 2(e):

[  ]

(6)

Citizenship or Place of Organization: United States of America

Number of Shares

(7)

Sole Voting Power:

15,858

Beneficially Owned

(8)

Shared Voting Power:

0

By Reporting Person

(9)

Sole Dispositive Power:

15,858

With

(10)

Shared Dispositive Power:

0

(11)

Aggregate Amount Beneficially Owned by Each Reporting Person:    15,858

(12)

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:

[  ]

(13)

Percent of Class Represented by Amount in Row (11):    2.1%

(14)

Type of Reporting Person:

IN




-13-

CUSIP No. 418398103

13D

Page 14 of 31 Pages

(1)

Name of Reporting Person:

Stephen Fraser Johnson

(2)

Check the Appropriate Box

(a)   [x]

if a Member of a Group:

(b)  [  ]

(3)

SEC Use Only:

(4)

Source of Funds

PF

(5)

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)

or 2(e):

[  ]

(6)

Citizenship or Place of Organization: United States of America

Number of Shares

(7)

Sole Voting Power:

15,390

Beneficially Owned

(8)

Shared Voting Power:

0

By Reporting Person

(9)

Sole Dispositive Power:

15,390

With

(10)

Shared Dispositive Power:

0

(11)

Aggregate Amount Beneficially Owned by Each Reporting Person:    15,390

(12)

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:

[  ]

(13)

Percent of Class Represented by Amount in Row (11):    2.0%

(14)

Type of Reporting Person:

IN




-14-

CUSIP No. 418398103

13D

Page 15 of 31 Pages

(1)

Name of Reporting Person:

SAMCO, Inc.

(2)

Check the Appropriate Box

(a)   [x]

if a Member of a Group:

(b)  [  ]

(3)

SEC Use Only:

(4)

Source of Funds

PF

(5)

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)

or 2(e):

[  ]

(6)

Citizenship or Place of Organization: Michigan

Number of Shares

(7)

Sole Voting Power:

158,532

Beneficially Owned

(8)

Shared Voting Power:

0

By Reporting Person

(9)

Sole Dispositive Power:

158,532

With

(10)

Shared Dispositive Power:

0

(11)

Aggregate Amount Beneficially Owned by Each Reporting Person:    158,532

(12)

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:

[  ]

(13)

Percent of Class Represented by Amount in Row (11):    20.8%

(14)

Type of Reporting Person:

CO




-15-

CUSIP No. 418398103

13D

Page 16 of 31 Pages

(1)

Name of Reporting Person:

S&I Johnson Limited Partnership

(2)

Check the Appropriate Box

(a)   [x]

if a Member of a Group:

(b)  [  ]

(3)

SEC Use Only:

(4)

Source of Funds

PF

(5)

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)

or 2(e):

[  ]

(6)

Citizenship or Place of Organization: Delaware

Number of Shares

(7)

Sole Voting Power:

158,532

Beneficially Owned

(8)

Shared Voting Power:

0

By Reporting Person

(9)

Sole Dispositive Power:

158,532

With

(10)

Shared Dispositive Power:

0

(11)

Aggregate Amount Beneficially Owned by Each Reporting Person:    158,532

(12)

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:

[  ]

(13)

Percent of Class Represented by Amount in Row (11):    20.8%

(14)

Type of Reporting Person:

PN




-16-

CUSIP No. 418398103

13D

Page 17 of 31 Pages

(1)

Name of Reporting Person:

The Stephen and Isabel Johnson Generation Trust

(2)

Check the Appropriate Box

(a)   [x]

if a Member of a Group:

(b)  [  ]

(3)

SEC Use Only:

(4)

Source of Funds

PF

(5)

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)

or 2(e):

[  ]

(6)

Citizenship or Place of Organization: Michigan

Number of Shares

(7)

Sole Voting Power:

158,532

Beneficially Owned

(8)

Shared Voting Power:

0

By Reporting Person

(9)

Sole Dispositive Power:

158,532

With

(10)

Shared Dispositive Power:

0

(11)

Aggregate Amount Beneficially Owned by Each Reporting Person:    158,532

(12)

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:

[  ]

(13)

Percent of Class Represented by Amount in Row (11):    20.8%

(14)

Type of Reporting Person:

OO




-17-

CUSIP No. 418398103

13D

Page 18 of 31 Pages

(1)

Name of Reporting Person:

Thomas R. Taffee

(2)

Check the Appropriate Box

(a)   [x]

if a Member of a Group:

(b)  [  ]

(3)

SEC Use Only:

(4)

Source of Funds

PF

(5)

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)

or 2(e):

[  ]

(6)

Citizenship or Place of Organization: United States of America

Number of Shares

(7)

Sole Voting Power:

23,000

Beneficially Owned

(8)

Shared Voting Power:

0

By Reporting Person

(9)

Sole Dispositive Power:

23,000

With

(10)

Shared Dispositive Power:

0

(11)

Aggregate Amount Beneficially Owned by Each Reporting Person:      23,000

(12)

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:

[  ]

(13)

Percent of Class Represented by Amount in Row (11):    3.0%

(14)

Type of Reporting Person:

IN




-18-

CUSIP No. 418398103

13D

Page 19 of 31 Pages

(1)

Name of Reporting Person:

Marguerite B. Taffee

(2)

Check the Appropriate Box

(a)   [x]

if a Member of a Group:

(b)  [  ]

(3)

SEC Use Only:

(4)

Source of Funds

PF

(5)

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)

or 2(e):

[  ]

(6)

Citizenship or Place of Organization: United States of America

Number of Shares

(7)

Sole Voting Power:

9,000

Beneficially Owned

(8)

Shared Voting Power:

0

By Reporting Person

(9)

Sole Dispositive Power:

9,000

With

(10)

Shared Dispositive Power:

0

(11)

Aggregate Amount Beneficially Owned by Each Reporting Person:       9,000

(12)

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:

[  ]

(13)

Percent of Class Represented by Amount in Row (11):    1.2%

(14)

Type of Reporting Person:

IN




-19-

          This Schedule 13D, previously filed by members of the Stephen I. Johnson Family Group (the "Family Group") on or about October 26, 1982, and as amended by Amendment No. 1 filed on or about November 26, 1982, Amendment No. 2 filed on or about April 1, 1993, and Amendment No. 3 filed on May 3, 2000, is amended as set forth herein, to update the information contained in Item 5 hereof. All items not reported in this Amendment No. 4 are hereby incorporated by reference from Amendment No. 3, filed on May 3, 2000.


Item 5.     Interest in Securities of the Issuer.

          (a)          Ownership of Hastings common stock by Family Group members is as follows:



Name or Names of Member

Aggregate Number of
Common Shares   
Beneficially Owned 



Percent of Class

 

 

 

Stephen I. Johnson

68,686       

9.0       

 

 

 

Stephen I. Johnson Trust

0       

0       

 

 

 

Isabel Sage Johnson Trust

0       

0       

 

 

 

Isabel Sage Johnson

0       

0       

 

 

 

Mark R. S. Johnson

Mark R. S. Johnson Trust

225,757       

56,815       

29.5       

7.5       

 

 

 

Kathryn L. Johnson

1,350       

0.2       

 

 

 

Andrew F. Johnson

Andrew F. Johnson Trust

192,375       

11,568       

25.1       

1.5       

 

 

 

Patricia T. Johnson

Patricia T. Johnson Trust

5,621       

5,621       

0.7       

0.7       

 

 

 

Aben E. Johnson Trust Under Will

28,222       

3.7       

 

 

 

Anna M. Johnson Trust (FBO Stephen I.
Johnson, Aben Johnson, Jr. and Agnes
Blacklidge)

20,232       

2.7       

 

 

 

Anna M. Johnson Trust (FBO Barbara von
Reis)

20,232       

2.7       




-20-



Name or Names of Member

Aggregate Number of
Common Shares   
Beneficially Owned 



Percent of Class

 

 

 

Martha Johnson Fleming

15,858       

2.1       

 

 

 

Stephen F. Johnson

15,390       

2.0       

 

 

 

SAMCO, Inc.

158,532       

20.8       

 

 

 

S&I Johnson Limited Partnership

158,532       

20.8       

 

 

 

The Stephen and Isabel Johnson Generation
Trust

158,532       

20.8       

 

 

 

Thomas R. Taffee

The Thomas R. Taffee Trust

Marguerite B. Taffee

The Marguerite B. Taffee Trust

23,000       

23,000       

9,000       

9,000       

3.0       

3.0       

1.2       

1.2       

 

 

 

Stephen I. Johnson Family Group                               Total

391,5341     

50.9       
















____________________

          1Columns do not add because shares held in trust, by SAMCO and by S&I Johnson Limited Partnership are included in beneficial ownership of individual trustees or majority shareholders.



-21-

 

(b)

Name of Member

Ownership

 

 

 

 

 

 

 

 

 

 

Stephen I. Johnson

Sole Voting Power

0

 

 

 

 

Shared Voting Power

68,686

 

 

 

 

Sole Dispositive Power

0

 

 

 

 

Shared Dispositive Power

68,686

 

 

 

 

 

 

 

 

 

Stephen I. Johnson Trust

Sole Voting Power

0

 

 

 

 

Shared Voting Power

0

 

 

 

 

Sole Dispositive Power

0

 

 

 

 

Shared Dispositive Power

0

 

 

 

 

 

 

 

 

 

Isabel Sage Johnson

Sole Voting Power

0

 

 

 

 

Shared Voting Power

0

 

 

 

 

Sole Dispositive Power

0

 

 

 

 

Shared Dispositive Power

0

 

 

 

 

 

 

 

 

 

Isabel Sage Johnson

Sole Voting Power

0

 

 

 

Trust

Shared Voting Power

0

 

 

 

 

Sole Dispositive Power

0

 

 

 

 

Shared Dispositive Power

0

 

 

 

 

 

 

 

 

 

Mark R. S. Johnson

Sole Voting Power

65,875

 

 

 

 

Shared Voting Power

159,882

 

 

 

 

Sole Dispositive Power

65,875

 

 

 

 

Shared Dispositive Power

159,882

 

 

 

 

 

 

 

 

 

Mark R. S. Johnson Trust

Sole Voting Power

56,815

 

 

 

 

Shared Voting Power

0

 

 

 

 

Sole Dispositive Power

56,815

 

 

 

 

Shared Dispositive Power

0

 

 

 

 

 

 

 

 

 

Kathryn L. Johnson

Sole Voting Power

1,350

 

 

 

 

Shared Voting Power

0

 

 

 

 

Sole Dispositive Power

1,350

 

 

 

 

Shared Dispositive Power

0

 

 

 

 

 

 

 

 

 

Andrew F. Johnson

Sole Voting Power

28,222

 

 

 

 

Shared Voting Power

164,153

 

 

 

 

Sole Dispositive Power

28,222

 

 

 

 

Shared Dispositive Power

164,153

 




-22-

 

 

Name of Member

Ownership

 

 

 

 

 

 

 

 

 

 

Andrew F. Johnson Trust

Sole Voting Power

11,568

 

 

 

 

Shared Voting Power

0

 

 

 

 

Sole Dispositive Power

11,568

 

 

 

 

Shared Dispositive Power

0

 

 

 

 

 

 

 

 

 

Patricia T. Johnson

Sole Voting Power

5,621

 

 

 

 

Shared Voting Power

0

 

 

 

 

Sole Dispositive Power

5,621

 

 

 

 

Shared Dispositive Power

0

 

 

 

 

 

 

 

 

 

Patricia T. Johnson Trust

Sole Voting Power

5,621

 

 

 

 

Shared Voting Power

0

 

 

 

 

Sole Dispositive Power

5,621

 

 

 

 

Shared Dispositive Power

0

 

 

 

 

 

 

 

 

 

Aben E. Johnson Trust

Sole Voting Power

28,222

 

 

 

Under Will

Shared Voting Power

0

 

 

 

 

Sole Dispositive Power

28,222

 

 

 

 

Shared Dispositive Power

0

 

 

 

 

 

 

 

 

 

Anna M. Johnson Trust

Sole Voting Power

20,232

 

 

 

(FBO Stephen I.

Shared Voting Power

0

 

 

 

Johnson, Aben Johnson,

Sole Dispositive Power

20,232

 

 

 

Jr. and Agnes Blacklidge)

Shared Dispositive Power

0

 

 

 

 

 

 

 

 

 

Anna M. Johnson Trust

Sole Voting Power

20,232

 

 

 

(FBO Barbara von

Shared Voting Power

0

 

 

 

Reis)

Sole Dispositive Power

20,232

 

 

 

 

Shared Dispositive Power

0

 

 

 

 

 

 

 

 

 

Martha Johnson Fleming

Sole Voting Power

15,858

 

 

 

 

Shared Voting Power

0

 

 

 

 

Sole Dispositive Power

15,858

 

 

 

 

Shared Dispositive Power

0

 

 

 

 

 

 

 

 

 

Stephen F. Johnson

Sole Voting Power

15,390

 

 

 

 

Shared Voting Power

0

 

 

 

 

Sole Dispositive Power

15,390

 

 

 

 

Shared Dispositive Power

0

 




-23-

 

 

Name of Member

Ownership

 

 

 

 

 

 

 

 

 

 

SAMCO, Inc.

Sole Voting Power

158,532

 

 

 

 

Shared Voting Power

0

 

 

 

 

Sole Dispositive Power

158,532

 

 

 

 

Shared Dispositive Power

0

 

 

 

 

 

 

 

 

 

S&I Johnson Limited

Sole Voting Power

158,532

 

 

 

Partnership

Shared Voting Power

0

 

 

 

 

Sole Dispositive Power

158,532

 

 

 

 

Shared Dispositive Power

0

 

 

 

 

 

 

 

 

 

The Stephen and Isabel

Sole Voting Power

158,532

 

 

 

Johnson Generation Trust

Shared Voting Power

0

 

 

 

 

Sole Dispositive Power

158,532

 

 

 

 

Shared Dispositive Power

0

 

 

 

 

 

 

 

 

 

Thomas R. Taffee

Sole Voting Power

23,000

 

 

 

 

Shared Voting Power

0

 

 

 

 

Sole Dispositive Power

23,000

 

 

 

 

Shared Dispositive Power

0

 

 

 

 

 

 

 

 

 

The Thomas R. Taffee Trust

Sole Voting Power

23,000

 

 

 

 

Shared Voting Power

0

 

 

 

 

Sole Dispositive Power

23,000

 

 

 

 

Shared Dispositive Power

0

 

 

 

 

 

 

 

 

 

Marguerite B. Taffee

Sole Voting Power

9,000

 

 

 

 

Shared Voting Power

0

 

 

 

 

Sole Dispositive Power

9,000

 

 

 

 

Shared Dispositive Power

0

 

 

 

 

 

 

 

 

 

The Marguerite B. Taffee Trust

Sole Voting Power

9,000

 

 

 

 

Shared Voting Power

0

 

 

 

 

Sole Dispositive Power

9,000

 

 

 

 

Shared Dispositive Power

0

 

 

 

 

 

 

 

 

 

Stephen I. Johnson Family

Sole Voting Power

391,534

 

 

 

Group

Shared Voting Power

391,534

 

 

 

 

Sole Dispositive Power

391,534

 

 

 

 

Shared Dispositive Power

391,534

 




-24-

          (c)          During the last 60 days, members of the Family Group purchased or otherwise acquired Hastings common stock as follows:



Shareholder


Type of
Transaction



Date

Amount of
Common Stock
Involved



Price per Share

Where and How the Transaction
was Effected
 

The Thomas R.
Taffee Trust

Purchase

1/26/2001

1,000 shares

$5.00

Open market
purchase of
shares

          (d)          Not applicable.

          (e)          Not applicable.


Item 7.      Material to Be Filed as Exhibits.

 

Exhibit

Description

 

 

 

 

99.1

Shareholder Letter of Intent, signed by members of the Stephen I. Johnson Family Group. Filed as an exhibit to Schedule 13D, Amendment No. 2, filed April 1, 1993 (SEC File Reference No. 005-03-816, Public Reference Branch, Washington, D.C.) and here incorporated by reference.

 

 

 

 

99.2

Powers of Attorney. Filed as an exhibit to Schedule 13D, Amendment No. 3, filed May 3, 2000 and here incorporated by reference.

 

 

 

 

99.3

Joint Filing Agreement. Filed as an exhibit to Schedule 13D, Amendment No. 3, filed May 3, 2000 and here incorporated by reference.
















-25-

SIGNATURES

          After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this Statement is true, complete and correct.



Date: February 12, 2001

/s/ Stephen I. Johnson*

STEPHEN I. JOHNSON

 

 

 

 




Date: February 12, 2001

THE STEPHEN I. JOHNSON TRUST


By /s/ Stephen I. Johnson*

     Stephen I. Johnson, Trustee

 

 

 

 

Date: February 12, 2001

By /s/ Isabel S. Johnson*

     Isabel S. Johnson, Trustee
 

 

 

 

Date: February 12, 2001

/s/ Isabel S. Johnson*

ISABEL S. JOHNSON

 

 

 

 




Date: February 12, 2001

THE ISABEL S. JOHNSON TRUST


By /s/ Isabel S. Johnson*

     Isabel S. Johnson, Trustee

 

 

 

 

Date: February 12, 2001

By /s/ Stephen I. Johnson*

     Stephen I. Johnson, Trustee

 

 

 

 

Date: February 12, 2001

/s/ Mark R. S. Johnson*

MARK R. S. JOHNSON




-26-




Date: February 12, 2001

THE MARK R. S. JOHNSON TRUST


By /s/ Mark R. S. Johnson*

     Mark R. S. Johnson, Trustee

 

 

 

 

Date: February 12, 2001

/s/ Kathryn L. Johnson*

KATHRYN L. JOHNSON

 

 

 

 

Date: February 12, 2001

/s/ Andrew F. Johnson*

ANDREW F. JOHNSON

 

 

 

 




Date: February 12, 2001

THE ANDREW F. JOHNSON TRUST


By /s/ Andrew F. Johnson*

     Andrew F. Johnson, Trustee

 

 

 

 

Date: February 12, 2001

/s/ Patricia T. Johnson*

PATRICIA T. JOHNSON

 

 

 

 




Date: February 12, 2001

THE PATRICIA T. JOHNSON TRUST


By /s/ Patricia T. Johnson*

     Patricia T. Johnson, Trustee




-27-





Date: February 12, 2001

THE ABEN E. JOHNSON TRUST
UNDER WILL


By /s/ Stephen I. Johnson*

     Stephen I. Johnson, Trustee

 

 

 

 

Date: February 12, 2001

By: Hastings City Bank, Trustee


     By /s/ Randoulph L. Teegardin*

          Randoulph L. Teegardin
          Assistant Vice President and
          Trust Department Manager

 

 

 

 




Date: February 12, 2001

THE ANNA M. JOHNSON TRUST


By /s/ Stephen I. Johnson*

     Stephen I. Johnson, Trustee

 

 

 

 

Date: February 12, 2001

By: Hastings City Bank, Trustee


     By /s/ Randoulph L. Teegardin*

          Randoulph L. Teegardin
          Assistant Vice President and
          Trust Department Manager

 

 

 

 




Date: February 12, 2001

THE ANNA M. JOHNSON TRUST


By /s/ Stephen I. Johnson*

     Stephen I. Johnson, Trustee




-28-

Date: February 12, 2001

By: Hastings City Bank, Trustee


     By /s/ Randoulph L. Teegardin*

          Randoulph L. Teegardin
          Assistant Vice President and
          Trust Department Manager

 

 

 

 

Date: February 12, 2001

/s/ Martha Johnson Fleming*

MARTHA JOHNSON FLEMING

 

 

 

 

Date: February 12, 2001

/s/ Stephen F. Johnson*

STEPHEN F. JOHNSON

 

 

 

 




Date: February 12, 2001

SAMCO, INC.


By /s/ Mark R. S. Johnson*

     Mark R. S. Johnson, President

 

 

 

 




Date: February 12, 2001

S&I JOHNSON LIMITED
PARTNERSHIP

By: SAMCO, Inc., General Partner


By /s/ Mark R. S. Johnson*

     Mark R. S. Johnson, President

 

 

 

 




Date: February 12, 2001

THE STEPHEN AND ISABEL
JOHNSON GENERATION TRUST


By /s/ Mark R. S. Johnson*

     Mark R. S. Johnson, Trustee




-29-

Date: February 12, 2001

By /s/ Andrew F. Johnson*

     Andrew F. Johnson, Trustee

 

 

 

 




Date: February 12, 2001

THE THOMAS R. TAFFEE TRUST


By /s/ Thomas R. Taffee*

     Thomas R. Taffee, Trustee

 

 

 

 





Date: February 12, 2001

THE MARGUERITE B. TAFFEE
TRUST


By /s/ Marguerite B. Taffee*

     Marguerite B. Taffee, Trustee

 

 

 

 

 

 

*By /s/Thomas J. Bellgraph

  Thomas J. Bellgraph
  Attorney in Fact

 











-30-

EXHIBIT INDEX

 

Exhibit

Description

 

 

 

 

99.1

Shareholder Letter of Intent, signed by members of the Stephen I. Johnson Family Group. Filed as an exhibit to Schedule 13D, Amendment No. 2, filed April 1, 1993 (SEC File Reference No. 005-03-816, Public Reference Branch, Washington, D.C.) and here incorporated by reference.

 

 

 

 

99.2

Powers of Attorney. Filed as an exhibit to Schedule 13D, Amendment No. 3, filed May 3, 2000 and here incorporated by reference.

 

 

 

 

99.3

Joint Filing Agreement. Filed as an exhibit to Schedule 13D, Amendment No. 3, filed May 3, 2000 and here incorporated by reference.









-31-