N-PX 1 ambal_npx.htm N-PX ambal_npx.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549



FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company

Investment Company Act File Number: 811-00066



American Balanced Fund, Inc.
(Exact Name of Registrant as Specified in Charter)

P.O. Box 7650, One Market, Steuart Tower,
San Francisco, California 94120
(Address of Principal Executive Offices)




Registrant's telephone number, including area code:  (415) 421-9360

Date of fiscal year end: December 31

Date of reporting period: July 1, 2008 - June 30, 2009





Patrick F. Quan
Capital Research and Management Company
P.O. Box 7650, One Market, Steuart Tower
San Francisco, California 94120
(Name and Address of Agent for Service)




 
 

 

ITEM 1 – Proxy Voting Record
 
                 
Fund Name : American Balanced Fund, Inc.
             
                 
Reporting Period:  July 01, 2008 - June 30, 2009
           
                 
                 
                 
                 
3M Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MMM
CUSIP 88579Y101
 
05/12/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Linda Alvarado
 
Mgmt
For
For
For
 
 
2
Elect George Buckley
 
Mgmt
For
For
For
 
 
3
Elect Vance Coffman
 
Mgmt
For
For
For
 
 
4
Elect Michael Eskew
 
Mgmt
For
For
For
 
 
5
Elect W. James Farrell
 
Mgmt
For
For
For
 
 
6
Elect Herbert Henkel
 
Mgmt
For
For
For
 
 
7
Elect Edward Liddy
 
Mgmt
For
For
For
 
 
8
Elect Robert Morrison
 
Mgmt
For
For
For
 
 
9
Elect Aulana Peters
 
Mgmt
For
For
For
 
 
10
Elect Robert Ulrich
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
13
Shareholder Proposal Regarding Restricting Executive Compensation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Abbott Laboratories
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ABT
CUSIP 002824100
 
04/24/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Alpern
 
Mgmt
For
For
For
 
 
1.2
Elect Roxanne Austin
 
Mgmt
For
For
For
 
 
1.3
Elect William Daley
 
Mgmt
For
For
For
 
 
1.4
Elect W. James Farrell
 
Mgmt
For
For
For
 
 
1.5
Elect H. Laurance Fuller
 
Mgmt
For
For
For
 
 
1.6
Elect William Osborn
 
Mgmt
For
For
For
 
 
1.7
Elect David Owen
 
Mgmt
For
For
For
 
 
1.8
Elect W. Ann Reynolds
 
Mgmt
For
For
For
 
 
1.9
Elect Roy Roberts
 
Mgmt
For
For
For
 
 
1.10
Elect Samuel Scott III
 
Mgmt
For
For
For
 
 
1.11
Elect William Smithburg
 
Mgmt
For
For
For
 
 
1.12
Elect Glenn Tilton
 
Mgmt
For
For
For
 
 
1.13
Elect Miles White
 
Mgmt
For
For
For
 
 
2
2009 Incentive Stock Program
 
Mgmt
For
Against
Against
 
 
3
2009 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Animal Testing
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Adoption of Principles for Health Care Reform
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Ace Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ACE
CUSIP H0023R105
 
05/20/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Michael Atieh
 
Mgmt
For
For
For
 
 
2
Elect Mary Cirillo
 
Mgmt
For
For
For
 
 
3
Elect Bruce Crockett
 
Mgmt
For
For
For
 
 
4
Elect Thomas Neff
 
Mgmt
For
For
For
 
 
5
Annual Report
 
Mgmt
For
For
For
 
 
6
Accounts and Reports
 
Mgmt
For
For
For
 
 
7
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
8
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
9
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
10
Amendments to Articles
 
Mgmt
For
For
For
 
 
11
Appointment of Auditor
 
Mgmt
For
For
For
 
 
12
Appointment of Auditor
 
Mgmt
For
For
For
 
 
13
Appointment of Special Auditor
 
Mgmt
For
For
For
 
 
14
Reduction in Par Value
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Aetna Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AET
CUSIP 00817Y108
 
05/29/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Frank Clark
 
Mgmt
For
For
For
 
 
2
Elect Betsy Cohen
 
Mgmt
For
For
For
 
 
3
Elect Molly Coye
 
Mgmt
For
For
For
 
 
4
Elect Roger Farah
 
Mgmt
For
For
For
 
 
5
Elect Barbara Franklin
 
Mgmt
For
For
For
 
 
6
Elect Jeffrey Garten
 
Mgmt
For
For
For
 
 
7
Elect Earl Graves
 
Mgmt
For
For
For
 
 
8
Elect Gerald Greenwald
 
Mgmt
For
For
For
 
 
9
Elect Ellen Hancock
 
Mgmt
For
For
For
 
 
10
Elect Richard Harrington
 
Mgmt
For
For
For
 
 
11
Elect Edward Ludwig
 
Mgmt
For
For
For
 
 
12
Elect Joseph Newhouse
 
Mgmt
For
For
For
 
 
13
Elect Ronald Williams
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Nominating a Retired Executive to the Board
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Alcoa Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AA
CUSIP 013817101
 
05/08/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Kathryn Fuller
 
Mgmt
For
For
For
 
 
1.2
Elect Judith Gueron
 
Mgmt
For
For
For
 
 
1.3
Elect Patricia Russo
 
Mgmt
For
For
For
 
 
1.4
Elect Ernesto Zedillo
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2009 Stock Incentive Plan
 
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding a Simple Majority Vote
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Allstate Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ALL
CUSIP 020002101
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect F. Duane Ackerman
 
Mgmt
For
For
For
 
 
2
Elect Robert Beyer
 
Mgmt
For
For
For
 
 
3
Elect W. James Farrell
 
Mgmt
For
For
For
 
 
4
Elect Jack Greenberg
 
Mgmt
For
For
For
 
 
5
Elect Ronald LeMay
 
Mgmt
For
For
For
 
 
6
Elect H. John Riley, Jr.
 
Mgmt
For
For
For
 
 
7
Elect Joshua Smith
 
Mgmt
For
For
For
 
 
8
Elect Judith Sprieser
 
Mgmt
For
For
For
 
 
9
Elect Mary Taylor
 
Mgmt
For
For
For
 
 
10
Elect Thomas Wilson
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Annual Executive Incentive Plan
 
Mgmt
For
For
For
 
 
13
2009 Equity Incentive Plan
 
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Altria Group, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MO
CUSIP 02209S103
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Elizabeth Bailey
 
Mgmt
For
For
For
 
 
2
Elect Gerald Baliles
 
Mgmt
For
For
For
 
 
3
Elect Dinyar Devitre
 
Mgmt
For
For
For
 
 
4
Elect Thomas Farrell II
 
Mgmt
For
For
For
 
 
5
Elect Robert Huntley
 
Mgmt
For
For
For
 
 
6
Elect Thomas Jones
 
Mgmt
For
For
For
 
 
7
Elect George Muñoz
 
Mgmt
For
For
For
 
 
8
Elect Nabil Sakkab
 
Mgmt
For
For
For
 
 
9
Elect Michael Szymanczyk
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Shareholder Proposal Regarding Reduction of Nicotine Content in New Brands/Brand Extensions
ShrHoldr
Against
Against
For
 
 
12
Shareholder Proposal Regarding Food Insecurity and Tobacco Use
ShrHoldr
Against
Against
For
 
 
13
Shareholder Proposal Regarding Adoption of Principles for Health Care Reform
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Human Rights Protocols
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
American Express Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AXP
CUSIP 025816109
 
04/27/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Daniel Akerson
 
Mgmt
For
For
For
 
 
2
Elect Charlene Barshefsky
 
Mgmt
For
For
For
 
 
3
Elect Ursula Burns
 
Mgmt
For
For
For
 
 
4
Elect Kenneth Chenault
 
Mgmt
For
For
For
 
 
5
Elect Peter Chernin
 
Mgmt
For
For
For
 
 
6
Elect Jan Leschly
 
Mgmt
For
For
For
 
 
7
Elect Richard Levin
 
Mgmt
For
For
For
 
 
8
Elect Richard McGinn
 
Mgmt
For
For
For
 
 
9
Elect Edward Miller
 
Mgmt
For
For
For
 
 
10
Elect Steven Reinemund
 
Mgmt
For
For
For
 
 
11
Elect Robert Walter
 
Mgmt
For
For
For
 
 
12
Elect Ronald Williams
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Amgen Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMGN
CUSIP 031162100
 
05/06/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Baltimore
 
Mgmt
For
For
For
 
 
2
Elect Frank Biondi, Jr.
 
Mgmt
For
For
For
 
 
3
Elect François de Carbonnel
 
Mgmt
For
For
For
 
 
4
Elect Jerry Choate
 
Mgmt
For
For
For
 
 
5
Elect Vance Coffman
 
Mgmt
For
For
For
 
 
6
Elect Frederick Gluck
 
Mgmt
For
For
For
 
 
7
Elect Frank Herringer
 
Mgmt
For
For
For
 
 
8
Elect Gilbert Omenn
 
Mgmt
For
For
For
 
 
9
Elect Judith Pelham
 
Mgmt
For
For
For
 
 
10
Elect J. Paul Reason
 
Mgmt
For
For
For
 
 
11
Elect Leonard Schaeffer
 
Mgmt
For
For
For
 
 
12
Elect Kevin Sharer
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
2009 Equity Incentive Plan
 
Mgmt
For
Against
Against
 
 
15
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Reincorporation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Anheuser-Busch Companies, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BUD
CUSIP 035229103
 
11/12/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approval of the Merger
 
Mgmt
For
For
For
 
 
2
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
Applied Materials, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMAT
CUSIP 038222105
 
03/10/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Aart de Geus
 
Mgmt
For
For
For
 
 
1.2
Elect Stephen Forrest
 
Mgmt
For
For
For
 
 
1.3
Elect Philip Gerdine
 
Mgmt
For
For
For
 
 
1.4
Elect Thomas Iannotti
 
Mgmt
For
For
For
 
 
1.5
Elect Alexander Karsner
 
Mgmt
For
For
For
 
 
1.6
Elect Charles Liu
 
Mgmt
For
For
For
 
 
1.7
Elect Gerhard Parker
 
Mgmt
For
For
For
 
 
1.8
Elect Dennis Powell
 
Mgmt
For
For
For
 
 
1.9
Elect Willem Roelandts
 
Mgmt
For
For
For
 
 
1.10
Elect James Rogers
 
Mgmt
For
For
For
 
 
1.11
Elect Michael Splinter
 
Mgmt
For
For
For
 
 
2
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
AT&T Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
T
CUSIP 00206R102
 
04/24/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Randall Stephenson
 
Mgmt
For
For
For
 
 
2
Elect William Aldinger III
 
Mgmt
For
For
For
 
 
3
Elect Gilbert Amelio
 
Mgmt
For
For
For
 
 
4
Elect Reuben Anderson
 
Mgmt
For
For
For
 
 
5
Elect James Blanchard
 
Mgmt
For
For
For
 
 
6
Elect August Busch III
 
Mgmt
For
For
For
 
 
7
Elect Jaime Chico Pardo
 
Mgmt
For
For
For
 
 
8
Elect James Kelly
 
Mgmt
For
For
For
 
 
9
Elect Jon Madonna
 
Mgmt
For
For
For
 
 
10
Elect Lynn Martin
 
Mgmt
For
For
For
 
 
11
Elect John McCoy
 
Mgmt
For
For
For
 
 
12
Elect Mary Metz
 
Mgmt
For
For
For
 
 
13
Elect Joyce Roché
 
Mgmt
For
For
For
 
 
14
Elect Laura Tyson
 
Mgmt
For
For
For
 
 
15
Elect Patricia Upton
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Increase in Authorized Common Shares
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
21
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Pension Credit Policy
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Automatic Data Processing
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ADP
CUSIP 053015103
 
11/11/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Gregory Brenneman
 
Mgmt
For
For
For
 
 
1.2
Elect Leslie Brun
 
Mgmt
For
For
For
 
 
1.3
Elect Gary Butler
 
Mgmt
For
For
For
 
 
1.4
Elect Leon Cooperman
 
Mgmt
For
For
For
 
 
1.5
Elect Eric Fast
 
Mgmt
For
For
For
 
 
1.6
Elect R. Glenn Hubbard
 
Mgmt
For
For
For
 
 
1.7
Elect John Jones
 
Mgmt
For
For
For
 
 
1.8
Elect Frederic Malek
 
Mgmt
For
For
For
 
 
1.9
Elect Charles Noski
 
Mgmt
For
For
For
 
 
1.10
Elect Sharon Rowlands
 
Mgmt
For
For
For
 
 
1.11
Elect Gregory Summe
 
Mgmt
For
For
For
 
 
1.12
Elect Henry Taub
 
Mgmt
For
For
For
 
 
2
2008 Omnibus Award Plan
 
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Avon Products, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AVP
CUSIP 054303102
 
05/07/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect W. Don Cornwell
 
Mgmt
For
For
For
 
 
1.2
Elect Edward Fogarty
 
Mgmt
For
For
For
 
 
1.3
Elect V. Ann Hailey
 
Mgmt
For
For
For
 
 
1.4
Elect Fred Hassan
 
Mgmt
For
For
For
 
 
1.5
Elect Andrea Jung
 
Mgmt
For
For
For
 
 
1.6
Elect Maria Lagomasino
 
Mgmt
For
For
For
 
 
1.7
Elect Ann Moore
 
Mgmt
For
For
For
 
 
1.8
Elect Paul Pressler
 
Mgmt
For
For
For
 
 
1.9
Elect Gary Rodkin
 
Mgmt
For
For
For
 
 
1.10
Elect Paula Stern
 
Mgmt
For
For
For
 
 
1.11
Elect Lawrence Weinbach
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Nanomaterial Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Baker Hughes Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BHI
CUSIP 057224107
 
04/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Larry Brady
 
Mgmt
For
For
For
 
 
1.2
Elect Clarence Cazalot, Jr.
 
Mgmt
For
For
For
 
 
1.3
Elect Chad Deaton
 
Mgmt
For
For
For
 
 
1.4
Elect Edward Djerejian
 
Mgmt
For
For
For
 
 
1.5
Elect Anthony Fernandes
 
Mgmt
For
For
For
 
 
1.6
Elect Claire Gargalli
 
Mgmt
For
For
For
 
 
1.7
Elect Pierre Jungels
 
Mgmt
For
For
For
 
 
1.8
Elect James Lash
 
Mgmt
For
For
For
 
 
1.9
Elect J. Larry Nichols
 
Mgmt
For
For
For
 
 
1.10
Elect H. John Riley, Jr.
 
Mgmt
For
For
For
 
 
1.11
Elect Charles Watson
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Bank of America Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BAC
CUSIP 060505104
 
04/29/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Barnet, III
 
Mgmt
For
For
For
 
 
2
Elect Frank Bramble, Sr.
 
Mgmt
For
For
For
 
 
3
Elect Virgis Colbert
 
Mgmt
For
For
For
 
 
4
Elect John Collins
 
Mgmt
For
For
For
 
 
5
Elect Gary Countryman
 
Mgmt
For
For
For
 
 
6
Elect Tommy Franks
 
Mgmt
For
For
For
 
 
7
Elect Charles Gifford
 
Mgmt
For
For
For
 
 
8
Elect Kenneth Lewis
 
Mgmt
For
Against
Against
 
 
9
Elect Monica Lozano
 
Mgmt
For
For
For
 
 
10
Elect Walter Massey
 
Mgmt
For
For
For
 
 
11
Elect Thomas May
 
Mgmt
For
For
For
 
 
12
Elect Patricia Mitchell
 
Mgmt
For
For
For
 
 
13
Elect Joseph Prueher
 
Mgmt
For
For
For
 
 
14
Elect Charles Rossotti
 
Mgmt
For
For
For
 
 
15
Elect Thomas Ryan
 
Mgmt
For
Against
Against
 
 
16
Elect O. Temple Sloan, Jr.
 
Mgmt
For
Against
Against
 
 
17
Elect Robert Tillman
 
Mgmt
For
For
For
 
 
18
Elect Jackie Ward
 
Mgmt
For
Against
Against
 
 
19
Ratification of Auditor
 
Mgmt
For
For
For
 
 
20
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
21
Shareholder Proposal Regarding Disclosure of Prior Government Service
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
24
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
25
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
 
26
Shareholder Proposal Regarding Report on Credit Card Practices
ShrHoldr
Against
Against
For
 
 
27
Shareholder Proposal Regarding Adoption of Principles for Health Care Reform
ShrHoldr
Against
Against
For
 
 
28
Shareholder Proposal Regarding Restricting Executive Compensation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Bank of America Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BAC
CUSIP 060505104
 
12/05/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approval of the Merger Agreement
 
Mgmt
For
Against
Against
 
 
2
Amendment to the 2003 Key Associate Stock Plan
Mgmt
For
Against
Against
 
 
3
Increase of Authorized Common Stock
Mgmt
For
Against
Against
 
 
4
Right to Adjourn Meeting
 
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Bayer AG
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN DE0005752000
 
05/12/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.40 per Share for Fiscal 2008
Mgmt
For
For
For
 
 
2
Approve Discharge of Management Board for Fiscal 2008
Mgmt
For
For
For
 
 
3
Approve Discharge of Supervisory Board for Fiscal 2008
Mgmt
For
For
For
 
 
4
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
Mgmt
For
For
For
 
 
5
Approve Conversion of Bearer Shares into Registered Shares
Mgmt
For
For
For
 
 
6
Amend Articles Re: Allow Electronic Distribution of Company Communications
Mgmt
For
For
For
 
 
7
Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009
Mgmt
For
For
For
 
                 
                 
                 
                 
Berkshire Hathaway Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BRKA
CUSIP 084670108
 
05/02/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Warren Buffett
 
Mgmt
For
For
For
 
 
1.2
Elect Charles Munger
 
Mgmt
For
For
For
 
 
1.3
Elect Howard Buffett
 
Mgmt
For
For
For
 
 
1.4
Elect Susan Decker
 
Mgmt
For
For
For
 
 
1.5
Elect William Gates III
 
Mgmt
For
For
For
 
 
1.6
Elect David Gottesman
 
Mgmt
For
For
For
 
 
1.7
Elect Charlotte Guyman
 
Mgmt
For
For
For
 
 
1.8
Elect Donald Keough
 
Mgmt
For
For
For
 
 
1.9
Elect Thomas Murphy
 
Mgmt
For
For
For
 
 
1.10
Elect Ronald Olson
 
Mgmt
For
For
For
 
 
1.11
Elect Walter Scott, Jr.
 
Mgmt
For
For
For
 
 
2
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Best Buy Co., Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BBY
CUSIP 086516101
 
06/24/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Ronald James
 
Mgmt
For
For
For
 
 
1.2
Elect Elliot Kaplan
 
Mgmt
For
For
For
 
 
1.3
Elect Sanjay Khosla
 
Mgmt
For
For
For
 
 
1.4
Elect George Mikan III
 
Mgmt
For
For
For
 
 
1.5
Elect Matthew Paull
 
Mgmt
For
For
For
 
 
1.6
Elect Richard Schulze
 
Mgmt
For
For
For
 
 
1.7
Elect Hatim Tyabji
 
Mgmt
For
For
For
 
 
1.8
Elect Gérard Vittecoq
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2004 Omnibus Stock and Incentive Plan
Mgmt
For
For
For
 
 
4
Amendment to Change the Approval Required For Certain Business Combinations
Mgmt
For
For
For
 
 
5
Amendment to Decrease Shareholder Approval Required to Amend Article IX
Mgmt
For
For
For
 
 
6
Amendment to Decrease Shareholder Approval Required to Remove Directors Without Cause
Mgmt
For
For
For
 
 
7
Amendment to Decrease Shareholder Approval Required to Amend Classified Board Provisions
Mgmt
For
For
For
 
 
8
Amendment to Decrease Shareholder Approval Required For Certain Stock Repurchases from Shareholders
Mgmt
For
For
For
 
 
9
Amendment to Decrease Shareholder Approval Required to Amend Article X
Mgmt
For
For
For
 
                 
                 
                 
                 
Boeing Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BA
CUSIP 097023105
 
04/27/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Biggs
 
Mgmt
For
For
For
 
 
2
Elect John Bryson
 
Mgmt
For
For
For
 
 
3
Elect Arthur Collins, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Linda Cook
 
Mgmt
For
For
For
 
 
5
Elect William Daley
 
Mgmt
For
For
For
 
 
6
Elect Kenneth Duberstein
 
Mgmt
For
For
For
 
 
7
Elect John McDonnell
 
Mgmt
For
For
For
 
 
8
Elect W. James McNerney, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Mike Zafirovski
 
Mgmt
For
For
For
 
 
10
Amendment to the 2003 Incentive Stock Plan
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
13
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Adoption of Principles for Health Care Reform
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Disclosure of Foreign Military Sales
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding an Independent Lead Director
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Shareholder Approval of Golden Parachutes
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Bristol-Myers Squibb Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BMY
CUSIP 110122108
 
05/05/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lamberto  Andreotti
 
Mgmt
For
For
For
 
 
2
Elect Lewis Campbell
 
Mgmt
For
For
For
 
 
3
Elect James Cornelius
 
Mgmt
For
For
For
 
 
4
Elect Louis Freeh
 
Mgmt
For
For
For
 
 
5
Elect Laurie Glimcher
 
Mgmt
For
For
For
 
 
6
Elect Michael Grobstein
 
Mgmt
For
For
For
 
 
7
Elect Leif Johansson
 
Mgmt
For
For
For
 
 
8
Elect Alan Lacy
 
Mgmt
For
For
For
 
 
9
Elect Vicki Sato
 
Mgmt
For
For
For
 
 
10
Elect Togo West
 
Mgmt
For
For
For
 
 
11
Elect R. Sanders Williams
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Disclosure of Executive Compensation
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Eliminating Supermajority Provisions
ShrHoldr
Against
For
Against
 
 
15
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Burlington Northern Santa Fe Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BNI
CUSIP 12189T104
 
04/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Alan Boeckmann
 
Mgmt
For
For
For
 
 
2
Elect Donald Cook
 
Mgmt
For
For
For
 
 
3
Elect Vilma Martinez
 
Mgmt
For
For
For
 
 
4
Elect Marc Racicot
 
Mgmt
For
For
For
 
 
5
Elect Roy Roberts
 
Mgmt
For
For
For
 
 
6
Elect Matthew Rose
 
Mgmt
For
For
For
 
 
7
Elect Marc Shapiro
 
Mgmt
For
For
For
 
 
8
Elect J. Watts, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Robert West
 
Mgmt
For
For
For
 
 
10
Elect J. Steven Whisler
 
Mgmt
For
For
For
 
 
11
Elect Edward Whitacre, Jr.
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Carnival Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CCL
CUSIP 143658300
 
04/15/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Micky Arison
 
Mgmt
For
For
For
 
 
1.2
Elect Richard Capen, Jr.
 
Mgmt
For
For
For
 
 
1.3
Elect Robert Dickinson
 
Mgmt
For
For
For
 
 
1.4
Elect Arnold Donald
 
Mgmt
For
For
For
 
 
1.5
Elect Pier Foschi
 
Mgmt
For
For
For
 
 
1.6
Elect Howard Frank
 
Mgmt
For
For
For
 
 
1.7
Elect Richard Glasier
 
Mgmt
For
For
For
 
 
1.8
Elect Modesto Maidique
 
Mgmt
For
For
For
 
 
1.9
Elect Sir John Parker
 
Mgmt
For
For
For
 
 
1.10
Elect Peter Ratcliffe
 
Mgmt
For
For
For
 
 
1.11
Elect Stuart Subotnick
 
Mgmt
For
For
For
 
 
1.12
Elect Laura Weil
 
Mgmt
For
For
For
 
 
1.13
Elect Randall Weisenburger
 
Mgmt
For
For
For
 
 
1.14
Elect Uzi Zucker
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor
 
Mgmt
For
For
For
 
 
3
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
6
Authority to Increase Authorised Capital
Mgmt
For
For
For
 
 
7
Adoption of New Articles
 
Mgmt
For
For
For
 
 
8
Further Amendments to Articles
 
Mgmt
For
For
For
 
 
9
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
10
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
11
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Chevron Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CVX
CUSIP 166764100
 
05/27/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Samuel Armacost
 
Mgmt
For
For
For
 
 
2
Elect Linnet Deily
 
Mgmt
For
For
For
 
 
3
Elect Robert Denham
 
Mgmt
For
For
For
 
 
4
Elect Robert Eaton
 
Mgmt
For
For
For
 
 
5
Elect Enrique Hernandez, Jr.
 
Mgmt
For
For
For
 
 
6
Elect Franklyn Jenifer
 
Mgmt
For
For
For
 
 
7
Elect Sam Nunn
 
Mgmt
For
For
For
 
 
8
Elect David O'Reilly
 
Mgmt
For
For
For
 
 
9
Elect Donald Rice
 
Mgmt
For
For
For
 
 
10
Elect Kevin Sharer
 
Mgmt
For
For
For
 
 
11
Elect Charles Shoemate
 
Mgmt
For
For
For
 
 
12
Elect Ronald Sugar
 
Mgmt
For
For
For
 
 
13
Elect Carl Ware
 
Mgmt
For
For
For
 
 
14
Elect John Watson
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Approval of Performance Goals for the Chevron Incentive Plan
Mgmt
For
Against
Against
 
 
17
Amendment to the Long-Term Incentive Plan
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
19
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Country Selection Guidelines
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Human Rights Policy
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Report on Host Country Laws
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Chubb Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CB
CUSIP 171232101
 
04/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Zoe Baird
 
Mgmt
For
For
For
 
 
2
Elect Sheila Burke
 
Mgmt
For
For
For
 
 
3
Elect James Cash, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Joel Cohen
 
Mgmt
For
For
For
 
 
5
Elect John Finnegan
 
Mgmt
For
For
For
 
 
6
Elect Klaus Mangold
 
Mgmt
For
For
For
 
 
7
Elect Martin McGuinn
 
Mgmt
For
For
For
 
 
8
Elect Lawrence Small
 
Mgmt
For
For
For
 
 
9
Elect Jess Søderberg
 
Mgmt
For
For
For
 
 
10
Elect Daniel Somers
 
Mgmt
For
For
For
 
 
11
Elect Karen Williams
 
Mgmt
For
For
For
 
 
12
Elect James Zimmerman
 
Mgmt
For
For
For
 
 
13
Elect Alfred Zollar
 
Mgmt
For
For
For
 
 
14
Long-Term Incentive Plan (2009)
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Cisco Systems, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CSCO
CUSIP 17275R102
 
11/13/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Carol Bartz
 
Mgmt
For
For
For
 
 
2
Elect M. Michele Burns
 
Mgmt
For
For
For
 
 
3
Elect Michael Capellas
 
Mgmt
For
For
For
 
 
4
Elect Larry Carter
 
Mgmt
For
For
For
 
 
5
Elect John Chambers
 
Mgmt
For
For
For
 
 
6
Elect Brian Halla
 
Mgmt
For
For
For
 
 
7
Elect John Hennessy
 
Mgmt
For
For
For
 
 
8
Elect Richard Kovacevich
 
Mgmt
For
For
For
 
 
9
Elect Roderick McGeary
 
Mgmt
For
For
For
 
 
10
Elect Michael Powell
 
Mgmt
For
For
For
 
 
11
Elect Steven West
 
Mgmt
For
For
For
 
 
12
Elect Jerry Yang
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Formation of a Board Committee on Human Rights
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Report on Internet Fragmentation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Citigroup Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
C
CUSIP 172967101
 
04/21/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect C. Michael Armstrong
 
Mgmt
For
Abstain
Against
 
 
2
Elect Alain Belda
 
Mgmt
For
For
For
 
 
3
Elect John Deutch
 
Mgmt
For
For
For
 
 
4
Elect Jerry Grundhofer
 
Mgmt
For
For
For
 
 
5
Elect Andrew Liveris
 
Mgmt
For
For
For
 
 
6
Elect Anne Mulcahy
 
Mgmt
For
For
For
 
 
7
Elect Michael O'Neill
 
Mgmt
For
For
For
 
 
8
Elect Vikram Pandit
 
Mgmt
For
For
For
 
 
9
Elect Richard Parsons
 
Mgmt
For
Abstain
Against
 
 
10
Elect Lawrence Ricciardi
 
Mgmt
For
For
For
 
 
11
Elect Judith Rodin
 
Mgmt
For
For
For
 
 
12
Elect Robert Ryan
 
Mgmt
For
For
For
 
 
13
Elect Anthony Santomero
 
Mgmt
For
For
For
 
 
14
Elect William Thompson
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
2009 Stock Incentive Plan
 
Mgmt
For
Against
Against
 
 
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Disclosure of Prior Government Service
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Report on Credit Card Practices
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Double Board Nominees
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Carbon Principles Report
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
 
24
Shareholder Proposal Regarding Compensation Consultants
ShrHoldr
Against
Against
For
 
 
25
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
26
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Coca-Cola Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KO
CUSIP 191216100
 
04/22/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Herbert Allen
 
Mgmt
For
For
For
 
 
2
Elect Ronald Allen
 
Mgmt
For
Abstain
Against
 
 
3
Elect Cathleen Black
 
Mgmt
For
Abstain
Against
 
 
4
Elect Barry Diller
 
Mgmt
For
For
For
 
 
5
Elect Alexis Herman
 
Mgmt
For
Abstain
Against
 
 
6
Elect Muhtar Kent
 
Mgmt
For
For
For
 
 
7
Elect Donald Keough
 
Mgmt
For
For
For
 
 
8
Elect Maria Lagomasino
 
Mgmt
For
Abstain
Against
 
 
9
Elect Donald McHenry
 
Mgmt
For
For
For
 
 
10
Elect Sam Nunn
 
Mgmt
For
For
For
 
 
11
Elect James Robinson, III
 
Mgmt
For
Abstain
Against
 
 
12
Elect Peter Ueberroth
 
Mgmt
For
For
For
 
 
13
Elect Jacob Wallenberg
 
Mgmt
For
For
For
 
 
14
Elect James Williams
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding a Board Committee on Human Rights
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Performance-Based Equity Compensation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Comerica Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CMA
CUSIP 200340107
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lillian Bauder
 
Mgmt
For
For
For
 
 
2
Elect Richard Lindner
 
Mgmt
For
For
For
 
 
3
Elect Robert Taubman
 
Mgmt
For
For
For
 
 
4
Elect Reginald Turner
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
7
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Conocophillips
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
COP
CUSIP 20825C104
 
05/13/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Armitage
 
Mgmt
For
For
For
 
 
2
Elect Richard Auchinleck
 
Mgmt
For
For
For
 
 
3
Elect James Copeland Jr.
 
Mgmt
For
For
For
 
 
4
Elect Kenneth Duberstein
 
Mgmt
For
For
For
 
 
5
Elect Ruth Harkin
 
Mgmt
For
For
For
 
 
6
Elect Harold McGraw III
 
Mgmt
For
For
For
 
 
7
Elect James Mulva
 
Mgmt
For
For
For
 
 
8
Elect Harald Norvik
 
Mgmt
For
For
For
 
 
9
Elect William Reilly
 
Mgmt
For
For
For
 
 
10
Elect Bobby Shackouls
 
Mgmt
For
For
For
 
 
11
Elect Victoria Tschinkel
 
Mgmt
For
For
For
 
 
12
Elect Kathryn Turner
 
Mgmt
For
For
For
 
 
13
Elect William Wade, Jr.
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
2009 Omnibus Stock and Performance Incentive Plan
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Adoption of Principles for Health Care Reform
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Report on Oil Sands Operations
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Director Qualifications
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Corning Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GLW
CUSIP 219350105
 
04/30/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect James Flaws
 
Mgmt
For
For
For
 
 
1.2
Elect James Houghton
 
Mgmt
For
For
For
 
 
1.3
Elect James O'Connor
 
Mgmt
For
For
For
 
 
1.4
Elect Deborah Rieman
 
Mgmt
For
For
For
 
 
1.5
Elect Peter Volanakis
 
Mgmt
For
For
For
 
 
1.6
Elect Mark Wrighton
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
 
 
4
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Deere & Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DE
CUSIP 244199105
 
02/25/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Crandall Bowles
 
Mgmt
For
For
For
 
 
2
Elect Vance Coffman
 
Mgmt
For
For
For
 
 
3
Elect Clayton Jones
 
Mgmt
For
For
For
 
 
4
Elect Thomas Patrick
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
For
For
For
 
 
7
Shareholder Proposal Regarding Advisory Vote on Executive Compensation
ShrHoldr
Against
Against
For
 
 
8
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Dell Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DELL
CUSIP 24702R101
 
07/18/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Donald Carty
 
Mgmt
For
For
For
 
 
1.2
Elect Michael Dell
 
Mgmt
For
Withhold
Against
 
 
1.3
Elect William Gray, III
 
Mgmt
For
For
For
 
 
1.4
Elect Sallie Krawcheck
 
Mgmt
For
Withhold
Against
 
 
1.5
Elect Alan Lafley
 
Mgmt
For
For
For
 
 
1.6
Elect Judy Lewent
 
Mgmt
For
Withhold
Against
 
 
1.7
Elect Thomas Luce, III
 
Mgmt
For
Withhold
Against
 
 
1.8
Elect Klaus Luft
 
Mgmt
For
Withhold
Against
 
 
1.9
Elect Alex Mandl
 
Mgmt
For
Withhold
Against
 
 
1.10
Elect Michael Miles
 
Mgmt
For
For
For
 
 
1.11
Elect Sam Nunn, Jr.
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Executive Annual Incentive Bonus Plan
Mgmt
For
Against
Against
 
 
4
Shareholder Proposal Regarding Reimbursement of Proxy Expenses
ShrHoldr
Against
Against
For
 
 
5
Shareholder Proposal Regarding Advisory Vote on Compensation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
E.I. DuPont de Nemours & Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DD
CUSIP 263534109
 
04/29/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Samuel Bodman III
 
Mgmt
For
For
For
 
 
2
Elect Richard Brown
 
Mgmt
For
For
For
 
 
3
Elect Robert Brown
 
Mgmt
For
For
For
 
 
4
Elect Bertrand Collomb
 
Mgmt
For
For
For
 
 
5
Elect Curtis Crawford
 
Mgmt
For
For
For
 
 
6
Elect Alexander Cutler
 
Mgmt
For
For
For
 
 
7
Elect John Dillon
 
Mgmt
For
For
For
 
 
8
Elect Eleuthère Du Pont
 
Mgmt
For
For
For
 
 
9
Elect Marillyn Hewson
 
Mgmt
For
For
For
 
 
10
Elect Charles Holliday, Jr.
 
Mgmt
For
For
For
 
 
11
Elect Lois Juliber
 
Mgmt
For
For
For
 
 
12
Elect Ellen Kullman
 
Mgmt
For
For
For
 
 
13
Elect William Reilly
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
E.ON AG (formerly Veba AG)
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN DE000ENAG999
 
05/06/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting)
Mgmt
NULL
NULL
N/A
 
 
2
Approve Allocation of Income and Dividends of EUR 1.50 per Share
Mgmt
For
For
For
 
 
3
Approve Discharge of Management Board for Fiscal 2008
Mgmt
For
For
For
 
 
4
Approve Discharge of Supervisory Board for Fiscal 2008
Mgmt
For
For
For
 
 
5
Elect Jens Heyerdahl to the Supervisory Board
Mgmt
For
For
For
 
 
6.1
Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009
Mgmt
For
For
For
 
 
6.2
Ratify PricewaterhouseCoopers AG as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2009
Mgmt
For
For
For
 
 
7
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares
Mgmt
For
For
For
 
 
8
Approve Creation of EUR 460 Million Pool of Capital without Preemptive Rights
Mgmt
For
Against
Against
 
 
9.1
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 175 Million Pool of Capital to Guarantee Conversion Rights
Mgmt
For
Against
Against
 
 
9.2
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 175 Million Pool of Capital to Guarantee Conversion Rights
Mgmt
For
Against
Against
 
 
10
Amend Corporate Purpose
 
Mgmt
For
For
For
 
 
11.1
Amend Articles Re: Audio and Video Transmission at Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive)
Mgmt
For
For
For
 
 
11.2
Amend Articles Re: Voting Rights Representation at Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive)
Mgmt
For
For
For
 
 
11.3
Amend Articles Re: Convocation of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive)
Mgmt
For
For
For
 
 
12
Approve Affiliation Agreement with E.ON Einundzwanzigste Verwaltungs GmbH
Mgmt
For
For
For
 
 
13
Approve Affiliation Agreement with E.ON Zweiundzwanzigste Verwaltungs GmbH
Mgmt
For
For
For
 
                 
                 
                 
                 
Edison International
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EIX
CUSIP 281020107
 
04/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Vanessa Chang
 
Mgmt
For
For
For
 
 
1.2
Elect France Córdova
 
Mgmt
For
For
For
 
 
1.3
Elect Theodore Craver, Jr.
 
Mgmt
For
For
For
 
 
1.4
Elect Charles Curtis
 
Mgmt
For
For
For
 
 
1.5
Elect Bradford Freeman
 
Mgmt
For
For
For
 
 
1.6
Elect Luis Nogales
 
Mgmt
For
For
For
 
 
1.7
Elect Ronald Olson
 
Mgmt
For
For
For
 
 
1.8
Elect James Rosser
 
Mgmt
For
For
For
 
 
1.9
Elect Richard Schlosberg, III
 
Mgmt
For
For
For
 
 
1.10
Elect Thomas Sutton
 
Mgmt
For
For
For
 
 
1.11
Elect Brett White
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2007 Performance Incentive Plan
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Eli Lilly and Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LLY
CUSIP 532457108
 
04/20/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Martin Feldstein
 
Mgmt
For
For
For
 
 
1.2
Elect J. Erik Fyrwald
 
Mgmt
For
For
For
 
 
1.3
Elect Ellen Marram
 
Mgmt
For
For
For
 
 
1.4
Elect Douglas Oberhelman
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Repeal of Classified Board
 
Mgmt
For
For
For
 
 
4
Amendment to the Bonus Plan
 
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Eliminating Supermajority Provisions
ShrHoldr
Against
For
Against
 
 
6
Shareholder Proposal Regarding Simple  Majority Vote
ShrHoldr
Against
For
Against
 
 
7
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
EMC Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EMC
CUSIP 268648102
 
05/06/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Michael Brown
 
Mgmt
For
For
For
 
 
2
Elect Randolph Cowen
 
Mgmt
For
For
For
 
 
3
Elect Michael Cronin
 
Mgmt
For
For
For
 
 
4
Elect Gail Deegan
 
Mgmt
For
For
For
 
 
5
Elect John Egan
 
Mgmt
For
For
For
 
 
6
Elect W. Paul Fitzgerald
 
Mgmt
For
For
For
 
 
7
Elect Edmund Kelly
 
Mgmt
For
For
For
 
 
8
Elect Windle Priem
 
Mgmt
For
For
For
 
 
9
Elect Paul Sagan
 
Mgmt
For
For
For
 
 
10
Elect David Strohm
 
Mgmt
For
For
For
 
 
11
Elect Joseph Tucci
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Amendment to the 1989 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
14
Amendment to Shareholders' Right to Call a Special Meeting
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Emerson Electric Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EMR
CUSIP 291011104
 
02/03/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect August Busch III
 
Mgmt
For
For
For
 
 
1.2
Elect Arthur Golden
 
Mgmt
For
For
For
 
 
1.3
Elect Harriet Green
 
Mgmt
For
For
For
 
 
1.4
Elect William Johnson
 
Mgmt
For
For
For
 
 
1.5
Elect John Menzer
 
Mgmt
For
For
For
 
 
1.6
Elect Vernon Loucks, Jr.
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
EnCana Corporation
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN CA2925051047
 
04/22/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Director Ralph S. Cunningham
Mgmt
For
For
For
 
 
1.2
Elect Director Patrick D. Daniel
 
Mgmt
For
For
For
 
 
1.3
Elect Director Ian W. Delaney
 
Mgmt
For
For
For
 
 
1.4
Elect Director Randall K. Eresman
 
Mgmt
For
For
For
 
 
1.5
Elect Director Claire S. Farley
 
Mgmt
For
For
For
 
 
1.6
Elect Director Michael A. Grandin
 
Mgmt
For
For
For
 
 
1.7
Elect Director Barry W. Harrison
 
Mgmt
For
For
For
 
 
1.8
Elect Director Valerie A.A. Nielsen
 
Mgmt
For
For
For
 
 
1.9
Elect Director David P. O'Brien
 
Mgmt
For
For
For
 
 
1.10
Elect Director Jane L. Peverett
 
Mgmt
For
For
For
 
 
1.11
Elect Director Allan P. Sawin
 
Mgmt
For
For
For
 
 
1.12
Elect Director Wayne G. Thomson
 
Mgmt
For
For
For
 
 
1.13
Elect Director Clayton H. Woitas
 
Mgmt
For
For
For
 
 
2
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
Mgmt
For
For
For
 
                 
                 
                 
                 
European Aeronautic Defense and Space Company EADS N.V.
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN NL0000235190
 
05/27/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
Netherlands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Board Report Including Chapter on Corporate Governance, Policy on Dividends, and Remuneration Policy
Mgmt
For
For
For
 
 
2
Approve Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
3
Approve Allocation of Income and Dividends of EUR 0.20 per Share
Mgmt
For
For
For
 
 
4
Approve Discharge of Directors
 
Mgmt
For
For
For
 
 
5
Ratify Ernst and Young and KPMG and  as Auditors
Mgmt
For
For
For
 
 
6
Amend Article 29 Re: Financial Year and Annual Accounts
Mgmt
For
For
For
 
 
7
Grant Board Authority to Issue Shares Up To 1 Percent of Issued Capital and Restricting/Excluding Preemptive Rights
Mgmt
For
For
For
 
 
8
Approve Cancellation of Shares Repurchased by the Company
Mgmt
For
For
For
 
 
9
Authorize Repurchase of Up to 50 Percent of Issued Share Capital
Mgmt
For
Abstain
Against
 
 
10
Elect Wilfried Porth as Director
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Exelon Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EXC
CUSIP 30161N101
 
04/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Canning Jr.
 
Mgmt
For
For
For
 
 
2
Elect M. Walter D'Alessio
 
Mgmt
For
For
For
 
 
3
Elect Bruce DeMars
 
Mgmt
For
For
For
 
 
4
Elect Nelson Diaz
 
Mgmt
For
For
For
 
 
5
Elect Rosemarie Greco
 
Mgmt
For
For
For
 
 
6
Elect Paul Joskow
 
Mgmt
For
For
For
 
 
7
Elect John Palms
 
Mgmt
For
For
For
 
 
8
Elect John Rogers, Jr.
 
Mgmt
For
For
For
 
 
9
Elect John Rowe
 
Mgmt
For
For
For
 
 
10
Elect Stephen Steinour
 
Mgmt
For
For
For
 
 
11
Renewal of the Annual Incentive Plan for Senior Executives
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Global Warming Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Exxon Mobil Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
XOM
CUSIP 30231G102
 
05/27/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Michael Boskin
 
Mgmt
For
For
For
 
 
1.2
Elect Larry Faulkner
 
Mgmt
For
For
For
 
 
1.3
Elect Kenneth Frazier
 
Mgmt
For
For
For
 
 
1.4
Elect William George
 
Mgmt
For
For
For
 
 
1.5
Elect Reatha King
 
Mgmt
For
For
For
 
 
1.6
Elect Marilyn Nelson
 
Mgmt
For
For
For
 
 
1.7
Elect Samuel Palmisano
 
Mgmt
For
For
For
 
 
1.8
Elect Steven Reinemund
 
Mgmt
For
For
For
 
 
1.9
Elect Rex Tillerson
 
Mgmt
For
For
For
 
 
1.10
Elect Edward Whitacre, Jr.
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
4
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
5
Shareholder Proposal Regarding Reincorporation
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
8
Shareholder Proposal Regarding Executive Compensation Report
ShrHoldr
Against
Against
For
 
 
9
Shareholder Proposal Regarding Corporate Sponsorships Report
ShrHoldr
Against
Against
For
 
 
10
Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy
ShrHoldr
Against
Against
For
 
 
11
Shareholder Proposal Regarding Greenhouse Gas Emissions Goals
ShrHoldr
Against
Against
For
 
 
12
Shareholder Proposal Regarding a Climate Change and Technology Report
ShrHoldr
Against
Against
For
 
 
13
Shareholder Proposal Regarding Renewable Energy Policy
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
FedEx Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FDX
CUSIP 31428X106
 
09/29/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Barksdale
 
Mgmt
For
For
For
 
 
2
Elect August Busch IV
 
Mgmt
For
For
For
 
 
3
Elect John Edwardson
 
Mgmt
For
For
For
 
 
4
Elect Judith Estrin
 
Mgmt
For
For
For
 
 
5
Elect J.R. Hyde, III
 
Mgmt
For
For
For
 
 
6
Elect Shirley Jackson
 
Mgmt
For
For
For
 
 
7
Elect Steven Loranger
 
Mgmt
For
For
For
 
 
8
Elect Gary Loveman
 
Mgmt
For
For
For
 
 
9
Elect Frederick Smith
 
Mgmt
For
For
For
 
 
10
Elect Joshua Smith
 
Mgmt
For
For
For
 
 
11
Elect Paul Walsh
 
Mgmt
For
For
For
 
 
12
Elect Peter Willmott
 
Mgmt
For
For
For
 
 
13
Amendment to the Incentive Stock Plan
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Shareholder Vote on Executive Pay
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Firstenergy Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FE
CUSIP 337932107
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Paul Addison
 
Mgmt
For
For
For
 
 
1.2
Elect Anthony Alexander
 
Mgmt
For
For
For
 
 
1.3
Elect Michael Anderson
 
Mgmt
For
For
For
 
 
1.4
Elect Carol Cartwright
 
Mgmt
For
For
For
 
 
1.5
Elect William Cottle
 
Mgmt
For
For
For
 
 
1.6
Elect Robert Heisler, Jr.
 
Mgmt
For
For
For
 
 
1.7
Elect Ernest Novak, Jr.
 
Mgmt
For
For
For
 
 
1.8
Elect Catherine Rein
 
Mgmt
For
For
For
 
 
1.9
Elect George Smart
 
Mgmt
For
For
For
 
 
1.10
Elect Wes Taylor
 
Mgmt
For
For
For
 
 
1.11
Elect Jesse Williams, Sr.
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding a Simple Majority Vote
ShrHoldr
Against
For
Against
 
 
4
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
5
Shareholder Proposal Regarding Proponent Engagement Process
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
FPL Group, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FPL
CUSIP 302571104
 
05/22/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Sherry Barrat
 
Mgmt
For
For
For
 
 
1.2
Elect Robert Beall, II
 
Mgmt
For
For
For
 
 
1.3
Elect J. Hyatt Brown
 
Mgmt
For
For
For
 
 
1.4
Elect James Camaren
 
Mgmt
For
For
For
 
 
1.5
Elect J. Brian Ferguson
 
Mgmt
For
For
For
 
 
1.6
Elect Lewis Hay III
 
Mgmt
For
For
For
 
 
1.7
Elect Toni Jennings
 
Mgmt
For
For
For
 
 
1.8
Elect Oliver Kingsley, Jr.
 
Mgmt
For
For
For
 
 
1.9
Elect Rudy Schupp
 
Mgmt
For
For
For
 
 
1.10
Elect Michael Thaman
 
Mgmt
For
For
For
 
 
1.11
Elect Hansel Tookes, II
 
Mgmt
For
For
For
 
 
1.12
Elect Paul Tregurtha
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the Long Term Incentive Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Gannett Co., Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GCI
CUSIP 364730101
 
04/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Craig Dubow
 
Mgmt
For
For
For
 
 
1.2
Elect Howard Elias
 
Mgmt
For
For
For
 
 
1.3
Elect Marjorie Magner
 
Mgmt
For
For
For
 
 
1.4
Elect Scott  McCune
 
Mgmt
For
For
For
 
 
1.5
Elect Duncan McFarland
 
Mgmt
For
For
For
 
 
1.6
Elect Donna Shalala
 
Mgmt
For
For
For
 
 
1.7
Elect Neal Shapiro
 
Mgmt
For
For
For
 
 
1.8
Elect Karen Williams
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Tax Gross-Up Payments
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
GDF Suez
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN FR0010208488
 
05/04/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
MIX
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
2
Accept Consolidated Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
3
Approve Allocation of Income and Dividends of EUR 2.20 per Share
Mgmt
For
For
For
 
 
4
Approve Auditors' Special Report Regarding Related-Party Transactions
Mgmt
For
For
For
 
 
5
Authorize Repurchase of Up to 10 Percent of Issued Share Capital
Mgmt
For
For
For
 
 
6
Elect Patrick Arnaud as Representative of Employee Shareholders to the Board
Mgmt
For
Abstain
Against
 
 
7
Elect Charles Bourgeois as Representative of Employee Shareholders to the Board
Mgmt
For
Abstain
Against
 
 
8
Elect Emmanuel Bridoux as Representative of Employee Shareholders to the Board
Mgmt
For
Abstain
Against
 
 
9
Elect Gabrielle Prunet as Representative of Employee Shareholders to the Board
Mgmt
For
Abstain
Against
 
 
10
Elect Jean-Luc Rigo as Representative of Employee Shareholders to the Board
Mgmt
For
Against
Against
 
 
11
Elect Philippe Taurines as Representative of Employee Shareholders to the Board
Mgmt
For
Abstain
Against
 
 
12
Elect Robin Vander Putten as Representative of Employee Shareholders to the Board
Mgmt
For
Abstain
Against
 
 
13
Approve Employee Stock Purchase Plan for International Employees
Mgmt
For
For
For
 
 
14
Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan
Mgmt
For
For
For
 
 
15
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan
Mgmt
For
For
For
 
 
16
Authorize Filing of Required Documents/Other Formalities
Mgmt
For
For
For
 
 
16.1
Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan to All Employees
ShrHoldr
Against
Against
For
 
 
16.2
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan  to All Employees and Officers
ShrHoldr
Against
Against
For
 
 
16.3
Approve Dividends of EUR 0.80 per Share
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
General Dynamics Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GD
CUSIP 369550108
 
05/06/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Nicholas Chabraja
 
Mgmt
For
For
For
 
 
2
Elect James Crown
 
Mgmt
For
For
For
 
 
3
Elect William Fricks
 
Mgmt
For
For
For
 
 
4
Elect Jay Johnson
 
Mgmt
For
For
For
 
 
5
Elect George Joulwan
 
Mgmt
For
For
For
 
 
6
Elect Paul Kaminski
 
Mgmt
For
For
For
 
 
7
Elect John Keane
 
Mgmt
For
For
For
 
 
8
Elect Deborah Lucas
 
Mgmt
For
For
For
 
 
9
Elect Lester Lyles
 
Mgmt
For
For
For
 
 
10
Elect J. Christopher Reyes
 
Mgmt
For
For
For
 
 
11
Elect Robert Walmsley
 
Mgmt
For
For
For
 
 
12
2009 Equity Compensation Plan
 
Mgmt
For
Against
Against
 
 
13
2009 United Kingdom Share Save Plan
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Space Weapons
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Executive Death Benefit Payments
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
General Electric Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GE
CUSIP 369604103
 
04/22/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Cash, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Sir William Castell
 
Mgmt
For
For
For
 
 
3
Elect Ann Fudge
 
Mgmt
For
For
For
 
 
4
Elect Susan Hockfield
 
Mgmt
For
For
For
 
 
5
Elect Jeffrey Immelt
 
Mgmt
For
For
For
 
 
6
Elect Andrea Jung
 
Mgmt
For
For
For
 
 
7
Elect Alan Lafley
 
Mgmt
For
For
For
 
 
8
Elect Robert Lane
 
Mgmt
For
For
For
 
 
9
Elect Ralph Larsen
 
Mgmt
For
For
For
 
 
10
Elect Rochelle Lazarus
 
Mgmt
For
For
For
 
 
11
Elect James Mulva
 
Mgmt
For
For
For
 
 
12
Elect Sam Nunn
 
Mgmt
For
For
For
 
 
13
Elect Roger Penske
 
Mgmt
For
For
For
 
 
14
Elect Robert Swieringa
 
Mgmt
For
For
For
 
 
15
Elect Douglas Warner III
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
18
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Independent Study on Breaking up the Company
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Dividend Payments to Executives
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Shareholder Approval of Golden Parachutes
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Google Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GOOG
CUSIP 38259P508
 
05/07/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Eric Schmidt
 
Mgmt
For
For
For
 
 
1.2
Elect Sergey Brin
 
Mgmt
For
For
For
 
 
1.3
Elect Larry Page
 
Mgmt
For
For
For
 
 
1.4
Elect L. John Doerr
 
Mgmt
For
For
For
 
 
1.5
Elect John Hennessy
 
Mgmt
For
For
For
 
 
1.6
Elect Arthur Levinson
 
Mgmt
For
For
For
 
 
1.7
Elect Ann Mather
 
Mgmt
For
For
For
 
 
1.8
Elect Paul Otellini
 
Mgmt
For
For
For
 
 
1.9
Elect K. Shriram
 
Mgmt
For
For
For
 
 
1.10
Elect Shirley Tilghman
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2004 Stock Plan
 
Mgmt
For
Against
Against
 
 
4
Shareholder proposal regarding political contribution disclosure
ShrHoldr
For
For
For
 
 
5
Shareholder proposal regarding internet censorship
ShrHoldr
Against
Against
For
 
 
6
Shareholder proposal regarding health care reform
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
H.J. Heinz Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HNZ
CUSIP 423074103
 
08/13/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Johnson
 
Mgmt
For
For
For
 
 
2
Elect Charles Bunch
 
Mgmt
For
For
For
 
 
3
Elect Leonard Coleman, Jr.
 
Mgmt
For
For
For
 
 
4
Elect John Drosdick
 
Mgmt
For
For
For
 
 
5
Elect Edith Holiday
 
Mgmt
For
For
For
 
 
6
Elect Candace Kendle
 
Mgmt
For
For
For
 
 
7
Elect Dean O'Hare
 
Mgmt
For
For
For
 
 
8
Elect Nelson Peltz
 
Mgmt
For
For
For
 
 
9
Elect Dennis Reilley
 
Mgmt
For
For
For
 
 
10
Elect Lynn Swann
 
Mgmt
For
For
For
 
 
11
Elect Thomas Usher
 
Mgmt
For
For
For
 
 
12
Elect Michael Weinstein
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Elimination of the Supermajority Requirement Regarding Provisions Relating to Limitation of Director Liability and Director and Officer Indemnification
Mgmt
For
For
For
 
 
15
Elimination of the Supermajority Requirement Regarding Certain Business Combinations
Mgmt
For
For
For
 
                 
                 
                 
                 
HBOS plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HBOOY
CUSIP 42205MAC0
 
12/12/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Rule 9 Waiver
 
Mgmt
For
For
For
 
 
2
Share Reclassification
 
Mgmt
For
For
For
 
 
3
Capital Reduction through Cancellation of HBOS 6.657% Preference Shares
Mgmt
For
For
For
 
                 
                 
                 
                 
Hershey Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HSY
CUSIP 427866108
 
04/30/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Cavanaugh
 
Mgmt
For
For
For
 
 
1.2
Elect Charles Davis
 
Mgmt
For
For
For
 
 
1.3
Elect Arnold Langbo
 
Mgmt
For
For
For
 
 
1.4
Elect James Nevels
 
Mgmt
For
For
For
 
 
1.5
Elect Thomas Ridge
 
Mgmt
For
For
For
 
 
1.6
Elect David Shedlarz
 
Mgmt
For
For
For
 
 
1.7
Elect Charles Strauss
 
Mgmt
For
For
For
 
 
1.8
Elect David West
 
Mgmt
For
For
For
 
 
1.9
Elect LeRoy  Zimmerman
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Hewlett-Packard Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HPQ
CUSIP 428236103
 
03/18/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lawrence Babbio Jr.
 
Mgmt
For
For
For
 
 
2
Elect Sari Baldauf
 
Mgmt
For
For
For
 
 
3
Elect Rajiv Gupta
 
Mgmt
For
For
For
 
 
4
Elect John Hammergren
 
Mgmt
For
For
For
 
 
5
Elect Mark Hurd
 
Mgmt
For
For
For
 
 
6
Elect Joel Hyatt
 
Mgmt
For
For
For
 
 
7
Elect John Joyce
 
Mgmt
For
For
For
 
 
8
Elect Robert Ryan
 
Mgmt
For
For
For
 
 
9
Elect Lucille Salhany
 
Mgmt
For
For
For
 
 
10
Elect G. Kennedy Thompson
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Home Depot Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HD
CUSIP 437076102
 
05/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect F. Duane Ackerman
 
Mgmt
For
For
For
 
 
2
Elect David Batchelder
 
Mgmt
For
For
For
 
 
3
Elect Francis Blake
 
Mgmt
For
For
For
 
 
4
Elect Ari Bousbib
 
Mgmt
For
For
For
 
 
5
Elect Gregory Brenneman
 
Mgmt
For
For
For
 
 
6
Elect Albert Carey
 
Mgmt
For
For
For
 
 
7
Elect Armando Codina
 
Mgmt
For
For
For
 
 
8
Elect Bonnie Hill
 
Mgmt
For
For
For
 
 
9
Elect Karen Katen
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Right to Call a Special Meeting
 
Mgmt
For
For
For
 
 
12
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
13
Shareholder Proposal Regarding Special Shareholder Meetings
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Employment Diversity Report
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Energy Usage
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Illinois Tool Works Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ITW
CUSIP 452308109
 
05/08/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Aldinger III
 
Mgmt
For
For
For
 
 
2
Elect Marvin Brailsford
 
Mgmt
For
For
For
 
 
3
Elect Susan Crown
 
Mgmt
For
For
For
 
 
4
Elect Don Davis, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Robert McCormack
 
Mgmt
For
For
For
 
 
6
Elect Robert Morrison
 
Mgmt
For
For
For
 
 
7
Elect James Skinner
 
Mgmt
For
For
For
 
 
8
Elect Harold Smith
 
Mgmt
For
For
For
 
 
9
Elect David Speer
 
Mgmt
For
For
For
 
 
10
Elect Pamela Strobel
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Shareholder Proposal Regarding Approval of SERP Benefits
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Intel Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
INTC
CUSIP 458140100
 
05/20/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Charlene Barshefsky
 
Mgmt
For
For
For
 
 
2
Elect Susan Decker
 
Mgmt
For
For
For
 
 
3
Elect John Donahoe
 
Mgmt
For
For
For
 
 
4
Elect Reed Hundt
 
Mgmt
For
For
For
 
 
5
Elect Paul Otellini
 
Mgmt
For
For
For
 
 
6
Elect James Plummer
 
Mgmt
For
For
For
 
 
7
Elect David Pottruck
 
Mgmt
For
For
For
 
 
8
Elect Jane Shaw
 
Mgmt
For
For
For
 
 
9
Elect John Thornton
 
Mgmt
For
For
For
 
 
10
Elect Frank Yeary
 
Mgmt
For
For
For
 
 
11
Elect David Yoffie
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Amendment to the 2006 Equity Incentive Plan
Mgmt
For
For
For
 
 
14
Stock Option Exchange Program
 
Mgmt
For
Against
Against
 
 
15
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
17
Shareholder Proposal Regarding Human Right to Water
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
International Business Machines Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
IBM
CUSIP 459200101
 
04/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Alain Belda
 
Mgmt
For
For
For
 
 
2
Elect Cathleen Black
 
Mgmt
For
For
For
 
 
3
Elect William  Brody
 
Mgmt
For
For
For
 
 
4
Elect Kenneth Chenault
 
Mgmt
For
For
For
 
 
5
Elect Michael Eskew
 
Mgmt
For
For
For
 
 
6
Elect Shirley Jackson
 
Mgmt
For
For
For
 
 
7
Elect Taizo Nishimuro
 
Mgmt
For
For
For
 
 
8
Elect James Owens
 
Mgmt
For
For
For
 
 
9
Elect Samuel Palmisano
 
Mgmt
For
For
For
 
 
10
Elect Joan Spero
 
Mgmt
For
For
For
 
 
11
Elect Sidney Taurel
 
Mgmt
For
For
For
 
 
12
Elect Lorenzo H. Zambrano
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Approval of Long-Term Incentive Performance Terms
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Executive Compensation and Pension Income
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Intuit Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
INTU
CUSIP 461202103
 
12/16/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Stephen Bennett
 
Mgmt
For
For
For
 
 
1.2
Elect Christopher Brody
 
Mgmt
For
Withhold
Against
 
 
1.3
Elect William Campbell
 
Mgmt
For
For
For
 
 
1.4
Elect Scott Cook
 
Mgmt
For
For
For
 
 
1.5
Elect Diane Greene
 
Mgmt
For
For
For
 
 
1.6
Elect Michael Hallman
 
Mgmt
For
Withhold
Against
 
 
1.7
Elect Edward Kangas
 
Mgmt
For
Withhold
Against
 
 
1.8
Elect Suzanne Nora Johnson
 
Mgmt
For
For
For
 
 
1.9
Elect Dennis Powell
 
Mgmt
For
For
For
 
 
1.10
Elect Stratton Sclavos
 
Mgmt
For
For
For
 
 
1.11
Elect Brad Smith
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2005 Equity Incentive Plan
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Johnson & Johnson
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JNJ
CUSIP 478160104
 
04/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mary Coleman
 
Mgmt
For
For
For
 
 
2
Elect James Cullen
 
Mgmt
For
For
For
 
 
3
Elect Michael Johns
 
Mgmt
For
For
For
 
 
4
Elect Arnold Langbo
 
Mgmt
For
For
For
 
 
5
Elect Susan Lindquist
 
Mgmt
For
For
For
 
 
6
Elect Leo Mullin
 
Mgmt
For
For
For
 
 
7
Elect William Perez
 
Mgmt
For
For
For
 
 
8
Elect Charles Prince
 
Mgmt
For
For
For
 
 
9
Elect David Satcher
 
Mgmt
For
For
For
 
 
10
Elect William Weldon
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
JPMorgan Chase & Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JPM
CUSIP 46625H100
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Crandall Bowles
 
Mgmt
For
For
For
 
 
2
Elect Stephen Burke
 
Mgmt
For
For
For
 
 
3
Elect David Cote
 
Mgmt
For
For
For
 
 
4
Elect James Crown
 
Mgmt
For
For
For
 
 
5
Elect James Dimon
 
Mgmt
For
For
For
 
 
6
Elect Ellen Futter
 
Mgmt
For
For
For
 
 
7
Elect William Gray, III
 
Mgmt
For
For
For
 
 
8
Elect Laban Jackson, Jr.
 
Mgmt
For
For
For
 
 
9
Elect David Novak
 
Mgmt
For
For
For
 
 
10
Elect Lee Raymond
 
Mgmt
For
For
For
 
 
11
Elect William Weldon
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Disclosure of Prior Government Service
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Report on Credit Card Practices
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Key Executive Performance Plan ("KEPP")
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Carbon Principles Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Kraft Foods Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KFT
CUSIP 50075N104
 
05/20/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ajay Banga
 
Mgmt
For
For
For
 
 
2
Elect Myra Hart
 
Mgmt
For
For
For
 
 
3
Elect Lois Juliber
 
Mgmt
For
For
For
 
 
4
Elect Mark Ketchum
 
Mgmt
For
For
For
 
 
5
Elect Richard Lerner
 
Mgmt
For
For
For
 
 
6
Elect John Pope
 
Mgmt
For
For
For
 
 
7
Elect Fedric Reynolds
 
Mgmt
For
For
For
 
 
8
Elect Irene Rosenfeld
 
Mgmt
For
For
For
 
 
9
Elect Deborah Wright
 
Mgmt
For
For
For
 
 
10
Elect Frank Zarb
 
Mgmt
For
For
For
 
 
11
Amendment to the 2005 Performance Incentive Plan
Mgmt
For
Against
Against
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding the Right to Call Special Metings
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Lincoln National Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LNC
CUSIP 534187109
 
05/14/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect George Henderson, III
 
Mgmt
For
For
For
 
 
1.2
Elect Eric Johnson
 
Mgmt
For
For
For
 
 
1.3
Elect M. Leanne Lachman
 
Mgmt
For
For
For
 
 
1.4
Elect Isaiah Tidwell
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the Amended and Restated Incentive Compensation Plan
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Lowe's Companies, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LOW
CUSIP 548661107
 
05/29/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Peter Browning
 
Mgmt
For
For
For
 
 
1.2
Elect Marshall Larsen
 
Mgmt
For
For
For
 
 
1.3
Elect Stephen Page
 
Mgmt
For
For
For
 
 
1.4
Elect O. Temple Sloan, Jr.
 
Mgmt
For
For
For
 
 
2
Amendment to the 2006 Long Term Incentive Plan
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Amendment to the Articles of Incorporation to Eliminate All Remaining Supermajority Requirements
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Reincorporation
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Principles of Health Care Reform
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Independent Chairman
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Macy's Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
M
CUSIP 55616P104
 
05/15/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Stephen Bollenbach
 
Mgmt
For
For
For
 
 
1.2
Elect Deirdre Connelly
 
Mgmt
For
For
For
 
 
1.3
Elect Meyer Feldberg
 
Mgmt
For
For
For
 
 
1.4
Elect Sara Levinson
 
Mgmt
For
For
For
 
 
1.5
Elect Terry Lundgren
 
Mgmt
For
For
For
 
 
1.6
Elect Joseph Neubauer
 
Mgmt
For
For
For
 
 
1.7
Elect Joseph Pichler
 
Mgmt
For
For
For
 
 
1.8
Elect Joyce Roché
 
Mgmt
For
For
For
 
 
1.9
Elect Karl von der Heyden
 
Mgmt
For
For
For
 
 
1.10
Elect Craig Weatherup
 
Mgmt
For
For
For
 
 
1.11
Elect Marna Whittington
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2009 Omnibus Incentive Compensation Plan
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
For
Against
 
 
5
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Magna International Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MGA
CUSIP 559222401
 
05/06/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Frank Stronach
 
Mgmt
For
For
For
 
 
1.2
Elect Michael Harris
 
Mgmt
For
For
For
 
 
1.3
Elect Lady  Judge
 
Mgmt
For
For
For
 
 
1.4
Elect Louis Lataif
 
Mgmt
For
For
For
 
 
1.5
Elect Donald Resnick
 
Mgmt
For
For
For
 
 
1.6
Elect Belinda Stronach
 
Mgmt
For
For
For
 
 
1.7
Elect Franz Vranitzky
 
Mgmt
For
For
For
 
 
1.8
Elect Donald Walker
 
Mgmt
For
For
For
 
 
1.9
Elect Siegfried Wolf
 
Mgmt
For
For
For
 
 
1.10
Elect Lawrence Worrall
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
                 
                 
                 
                 
Marsh & McLennan Companies, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MMC
CUSIP 571748102
 
05/21/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Leslie Baker, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Gwendolyn King
 
Mgmt
For
For
For
 
 
3
Elect Marc Oken
 
Mgmt
For
For
For
 
 
4
Elect David Olsen
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Reincorporation
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
8
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
McDonald's Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MCD
CUSIP 580135101
 
05/27/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Eckert
 
Mgmt
For
For
For
 
 
2
Elect Enrique Hernandez, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Jeanne Jackson
 
Mgmt
For
For
For
 
 
4
Elect Andrew McKenna
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Amendment to the 2001 Omnibus Stock Ownership Plan
Mgmt
For
For
For
 
 
7
2009 Cash Incentive Plan
 
Mgmt
For
For
For
 
 
8
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
9
Shareholder Proposal Regarding Cage-free Eggs
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Medtronic, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MDT
CUSIP 585055106
 
08/21/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Victor Dzau
 
Mgmt
For
For
For
 
 
1.2
Elect William Hawkins
 
Mgmt
For
For
For
 
 
1.3
Elect Shirley Ann Jackson
 
Mgmt
For
For
For
 
 
1.4
Elect Denise O'Leary
 
Mgmt
For
For
For
 
 
1.5
Elect Jean-Pierre Rosso
 
Mgmt
For
For
For
 
 
1.6
Elect Jack Schuler
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2008 Stock Award and Incentive Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Merck & Co., Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MRK
CUSIP 589331107
 
04/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Leslie Brun
 
Mgmt
For
For
For
 
 
2
Elect Thomas Cech
 
Mgmt
For
For
For
 
 
3
Elect Richard Clark
 
Mgmt
For
For
For
 
 
4
Elect Thomas Glocer
 
Mgmt
For
For
For
 
 
5
Elect Steven Goldstone
 
Mgmt
For
For
For
 
 
6
Elect William Harrison, Jr.
 
Mgmt
For
For
For
 
 
7
Elect Harry Jacobson
 
Mgmt
For
For
For
 
 
8
Elect William Kelley
 
Mgmt
For
For
For
 
 
9
Elect Rochelle Lazarus
 
Mgmt
For
For
For
 
 
10
Elect Carlos Represas
 
Mgmt
For
For
For
 
 
11
Elect Thomas Shenk
 
Mgmt
For
For
For
 
 
12
Elect Anne Tatlock
 
Mgmt
For
For
For
 
 
13
Elect Samuel Thier
 
Mgmt
For
For
For
 
 
14
Elect Wendell Weeks
 
Mgmt
For
For
For
 
 
15
Elect Peter Wendell
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Authorization of Board to Set Board Size
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding an Independent Lead Director
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Microsoft Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MSFT
CUSIP 594918104
 
11/19/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Steven Ballmer
 
Mgmt
For
For
For
 
 
2
Elect James Cash, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Dina Dublon
 
Mgmt
For
For
For
 
 
4
Elect William Gates, III
 
Mgmt
For
For
For
 
 
5
Elect Raymond Gilmartin
 
Mgmt
For
For
For
 
 
6
Elect Reed Hastings
 
Mgmt
For
For
For
 
 
7
Elect David Marquardt
 
Mgmt
For
For
For
 
 
8
Elect Charles Noski
 
Mgmt
For
For
For
 
 
9
Elect Helmut Panke
 
Mgmt
For
For
For
 
 
10
Executive Officer Incentive Plan
 
Mgmt
For
For
For
 
 
11
Amendment to the 1999 Stock Option Plan for Non-Employee Directors
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Policies of Internet Censorship
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding a Board Committee on Human Rights
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Charitable Contributions
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Nokia Corp
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NOK
CUSIP 654902204
 
04/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Ratification of Board and Management Acts
Mgmt
For
For
For
 
 
4
Directors' Fees
 
Mgmt
For
For
For
 
 
5
Board Size
 
Mgmt
For
For
For
 
 
6.1
Elect Georg Ehrnrooth
 
Mgmt
For
For
For
 
 
6.2
Elect Lalita Gupte
 
Mgmt
For
For
For
 
 
6.3
Elect Bengt Holmström
 
Mgmt
For
For
For
 
 
6.4
Elect Henning Kagermann
 
Mgmt
For
For
For
 
 
6.5
Elect Olli-Pekka Kallasvuo
 
Mgmt
For
For
For
 
 
6.6
Elect Per Karlsson
 
Mgmt
For
For
For
 
 
6.7
Elect Jorma Ollila
 
Mgmt
For
For
For
 
 
6.8
Elect Marjorie Scardino
 
Mgmt
For
For
For
 
 
6.9
Elect Risto Siilasmaa
 
Mgmt
For
For
For
 
 
6.10
Elect Keijo Suila
 
Mgmt
For
For
For
 
 
6.11
Elect Isabel Marey-Semper
 
Mgmt
For
For
For
 
 
7
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
10
Transaction of Other Business
 
Mgmt
Abstain
Abstain
For
 
                 
                 
                 
                 
Nordstrom, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JWN
CUSIP 655664100
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Phyllis Campbell
 
Mgmt
For
For
For
 
 
2
Elect Enrique Hernandez, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Robert Miller
 
Mgmt
For
For
For
 
 
4
Elect Blake Nordstrom
 
Mgmt
For
For
For
 
 
5
Elect Erik Nordstrom
 
Mgmt
For
For
For
 
 
6
Elect Peter Nordstrom
 
Mgmt
For
For
For
 
 
7
Elect Philip Satre
 
Mgmt
For
For
For
 
 
8
Elect Robert Walter
 
Mgmt
For
For
For
 
 
9
Elect Alison Winter
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Executive Management Bonus Plan
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Northrop Grumman Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NOC
CUSIP 666807102
 
05/20/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lewis Coleman
 
Mgmt
For
For
For
 
 
2
Elect Thomas Fargo
 
Mgmt
For
For
For
 
 
3
Elect Victor Fazio
 
Mgmt
For
For
For
 
 
4
Elect Donald Felsinger
 
Mgmt
For
For
For
 
 
5
Elect Stephen Frank
 
Mgmt
For
For
For
 
 
6
Elect Bruce Gordon
 
Mgmt
For
For
For
 
 
7
Elect Madeleine Kleiner
 
Mgmt
For
For
For
 
 
8
Elect Karl Krapek
 
Mgmt
For
For
For
 
 
9
Elect Richard Myers
 
Mgmt
For
For
For
 
 
10
Elect Aulana Peters
 
Mgmt
For
For
For
 
 
11
Elect Kevin Sharer
 
Mgmt
For
For
For
 
 
12
Elect Ronald Sugar
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding a Report on Space Based Weapons
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Right to Call Special Meetings
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Occidental Petroleum Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
OXY
CUSIP 674599105
 
05/01/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Spencer Abraham
 
Mgmt
For
For
For
 
 
2
Elect Ronald Burkle
 
Mgmt
For
For
For
 
 
3
Elect John Chalsty
 
Mgmt
For
For
For
 
 
4
Elect Edward Djerejian
 
Mgmt
For
For
For
 
 
5
Elect John Feick
 
Mgmt
For
For
For
 
 
6
Elect Ray Irani
 
Mgmt
For
For
For
 
 
7
Elect Irvin Maloney
 
Mgmt
For
For
For
 
 
8
Elect Avedick Poladian
 
Mgmt
For
For
For
 
 
9
Elect Rodolfo Segovia
 
Mgmt
For
For
For
 
 
10
Elect Aziz Syriani
 
Mgmt
For
For
For
 
 
11
Elect Rosemary Tomich
 
Mgmt
For
For
For
 
 
12
Elect Walter Weisman
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Amendment to Permit Shareholders to Call a Special Meeting
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Report on Host Country Regulations
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Oracle Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ORCL
CUSIP 68389X105
 
10/10/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Jeffrey Henley
 
Mgmt
For
For
For
 
 
1.2
Elect Lawrence Ellison
 
Mgmt
For
For
For
 
 
1.3
Elect Donald Lucas
 
Mgmt
For
For
For
 
 
1.4
Elect Michael Boskin
 
Mgmt
For
For
For
 
 
1.5
Elect Jack Kemp
 
Mgmt
For
For
For
 
 
1.6
Elect Jeffrey Berg
 
Mgmt
For
For
For
 
 
1.7
Elect Safra Catz
 
Mgmt
For
For
For
 
 
1.8
Elect Hector Garcia-Molina
 
Mgmt
For
For
For
 
 
1.9
Elect H. Raymond Bingham
 
Mgmt
For
For
For
 
 
1.10
Elect Charles Phillips, Jr.
 
Mgmt
For
For
For
 
 
1.11
Elect Naomi Seligman
 
Mgmt
For
For
For
 
 
1.12
Elect George Conrades
 
Mgmt
For
For
For
 
 
1.13
Elect Bruce Chizen
 
Mgmt
For
For
For
 
 
2
2009 Executive Bonus Plan
 
Mgmt
For
Against
Against
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Advisory Vote on Executive Compensation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Parker-Hannifin Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PH
CUSIP 701094104
 
10/22/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Kassling
 
Mgmt
For
For
For
 
 
1.2
Elect Joseph Scaminace
 
Mgmt
For
For
For
 
 
1.3
Elect Wolfgang Schmitt
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Paychex, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PAYX
CUSIP 704326107
 
10/07/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect B. Thomas Golisano
 
Mgmt
For
For
For
 
 
2
Elect David Flaschen
 
Mgmt
For
For
For
 
 
3
Elect Phillip Horsley
 
Mgmt
For
For
For
 
 
4
Elect Grant Inman
 
Mgmt
For
For
For
 
 
5
Elect Pamela Joseph
 
Mgmt
For
For
For
 
 
6
Elect Jonathan Judge
 
Mgmt
For
For
For
 
 
7
Elect Joseph Tucci
 
Mgmt
For
For
For
 
 
8
Elect Joseph Velli
 
Mgmt
For
For
For
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Pfizer Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PFE
CUSIP 717081103
 
04/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Dennis Ausiello
 
Mgmt
For
For
For
 
 
2
Elect Michael Brown
 
Mgmt
For
For
For
 
 
3
Elect M. Anthony Burns
 
Mgmt
For
For
For
 
 
4
Elect Robert Burt
 
Mgmt
For
For
For
 
 
5
Elect W. Don Cornwell
 
Mgmt
For
For
For
 
 
6
Elect William Gray, III
 
Mgmt
For
For
For
 
 
7
Elect Constance Horner
 
Mgmt
For
For
For
 
 
8
Elect James Kilts
 
Mgmt
For
For
For
 
 
9
Elect Jeffrey Kindler
 
Mgmt
For
For
For
 
 
10
Elect George Lorch
 
Mgmt
For
For
For
 
 
11
Elect Dana Mead
 
Mgmt
For
For
For
 
 
12
Elect Suzanne Nora Johnson
 
Mgmt
For
For
For
 
 
13
Elect Stephen Sanger
 
Mgmt
For
For
For
 
 
14
Elect William Steere, Jr.
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Amendment to the 2004 Stock Plan
 
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Stock Option Policy
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
20
Shareholder Proposal Regarding Right to Call Special Meetings
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
PG&E Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PCG
CUSIP 69331C108
 
05/13/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Andrews
 
Mgmt
For
For
For
 
 
2
Elect C. Lee Cox
 
Mgmt
For
For
For
 
 
3
Elect Peter Darbee
 
Mgmt
For
For
For
 
 
4
Elect Maryellen Herringer
 
Mgmt
For
For
For
 
 
5
Elect Roger  Kimmel
 
Mgmt
For
For
For
 
 
6
Elect Richard Meserve
 
Mgmt
For
For
For
 
 
7
Elect Forrest Miller
 
Mgmt
For
For
For
 
 
8
Elect Barbara Rambo
 
Mgmt
For
For
For
 
 
9
Elect Barry Williams
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
12
Shareholder Proposal Regarding Reincorporation in North Dakota
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Philip Morris International Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PM
CUSIP 718172109
 
05/05/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Harold Brown
 
Mgmt
For
For
For
 
 
2
Elect Mathis Cabiallavetta
 
Mgmt
For
For
For
 
 
3
Elect Louis Camilleri
 
Mgmt
For
For
For
 
 
4
Elect J. Dudley Fishburn
 
Mgmt
For
For
For
 
 
5
Elect Graham MacKay
 
Mgmt
For
For
For
 
 
6
Elect Sergio Marchionne
 
Mgmt
For
For
For
 
 
7
Elect Lucio Noto
 
Mgmt
For
For
For
 
 
8
Elect Carlos Slim Helú
 
Mgmt
For
For
For
 
 
9
Elect Stephen Wolf
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Approval of Material Terms of the 2008 Performance Incentive Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
PNC Financial Services Group, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PNC
CUSIP 693475105
 
04/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Berndt
 
Mgmt
For
For
For
 
 
2
Elect Charles Bunch
 
Mgmt
For
For
For
 
 
3
Elect Paul Chellgren
 
Mgmt
For
For
For
 
 
4
Elect Robert Clay
 
Mgmt
For
For
For
 
 
5
Elect Kay James
 
Mgmt
For
For
For
 
 
6
Elect Richard Kelson
 
Mgmt
For
For
For
 
 
7
Elect Bruce Lindsay
 
Mgmt
For
For
For
 
 
8
Elect Anthony Massaro
 
Mgmt
For
For
For
 
 
9
Elect Jane Pepper
 
Mgmt
For
For
For
 
 
10
Elect James Rohr
 
Mgmt
For
For
For
 
 
11
Elect Donald Shepard
 
Mgmt
For
For
For
 
 
12
Elect Lorene Steffes
 
Mgmt
For
For
For
 
 
13
Elect Dennis Strigl
 
Mgmt
For
For
For
 
 
14
Elect Stephen Thieke
 
Mgmt
For
For
For
 
 
15
Elect Thomas Usher
 
Mgmt
For
For
For
 
 
16
Elect George Walls, Jr.
 
Mgmt
For
For
For
 
 
17
Elect Helge Wehmeier
 
Mgmt
For
For
For
 
 
18
Employee Stock Purchase Plan
 
Mgmt
For
For
For
 
 
19
Ratification of Auditor
 
Mgmt
For
For
For
 
 
20
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
21
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Praxair, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PX
CUSIP 74005P104
 
04/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Stephen Angel
 
Mgmt
For
For
For
 
 
1.2
Elect Nance  Dicciani
 
Mgmt
For
For
For
 
 
1.3
Elect Edward Galante
 
Mgmt
For
For
For
 
 
1.4
Elect Claire Gargalli
 
Mgmt
For
For
For
 
 
1.5
Elect Ira Hall
 
Mgmt
For
For
For
 
 
1.6
Elect Raymond LeBoeuf
 
Mgmt
For
For
For
 
 
1.7
Elect Larry McVay
 
Mgmt
For
For
For
 
 
1.8
Elect Wayne Smith
 
Mgmt
For
For
For
 
 
1.9
Elect H. Mitchell Watson, Jr.
 
Mgmt
For
For
For
 
 
1.10
Elect Robert Wood
 
Mgmt
For
For
For
 
 
2
2009 Long Term Incentive Plan
 
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
QUALCOMM Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
QCOM
CUSIP 747525103
 
03/03/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Barbara Alexander
 
Mgmt
For
For
For
 
 
1.2
Elect Stephen Bennett
 
Mgmt
For
For
For
 
 
1.3
Elect Donald Cruickshank
 
Mgmt
For
For
For
 
 
1.4
Elect Raymond Dittamore
 
Mgmt
For
For
For
 
 
1.5
Elect Thomas Horton
 
Mgmt
For
For
For
 
 
1.6
Elect Irwin Jacobs
 
Mgmt
For
For
For
 
 
1.7
Elect Paul Jacobs
 
Mgmt
For
For
For
 
 
1.8
Elect Robert Kahn
 
Mgmt
For
For
For
 
 
1.9
Elect Sherry Lansing
 
Mgmt
For
For
For
 
 
1.10
Elect Duane Nelles
 
Mgmt
For
For
For
 
 
1.11
Elect Marc Stern
 
Mgmt
For
For
For
 
 
1.12
Elect Brent Scowcroft
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Rohm & Haas Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ROHMP
CUSIP 775371107
 
10/29/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approval of the Merger
 
Mgmt
For
For
For
 
 
2
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Royal Dutch Shell plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RDSB
CUSIP 780259107
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Simon Henry
 
Mgmt
For
For
For
 
 
4
Elect Lord Kerr
 
Mgmt
For
For
For
 
 
5
Elect Wim Kok
 
Mgmt
For
For
For
 
 
6
Elect Nick Land
 
Mgmt
For
For
For
 
 
7
Elect Jorma Ollila
 
Mgmt
For
For
For
 
 
8
Elect Jeroen van der Veer
 
Mgmt
For
For
For
 
 
9
Elect Hans Wijers
 
Mgmt
For
For
For
 
 
10
Appointment of Auditor
 
Mgmt
For
For
For
 
 
11
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
12
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
13
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
14
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
15
EU Political Donations
 
Mgmt
For
For
For
 
                 
                 
                 
                 
SAP AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SAP
CUSIP 803054204
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
2
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
3
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
4
Appointment of Auditor
 
Mgmt
For
For
For
 
 
5
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
6
Amendments to Articles
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Schering-Plough Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SGP
CUSIP 806605101
 
05/18/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Thomas Colligan
 
Mgmt
For
For
For
 
 
1.2
Elect Fred Hassan
 
Mgmt
For
For
For
 
 
1.3
Elect C. Robert Kidder
 
Mgmt
For
For
For
 
 
1.4
Elect Eugene McGrath
 
Mgmt
For
For
For
 
 
1.5
Elect Antonio Perez
 
Mgmt
For
For
For
 
 
1.6
Elect Patricia Russo
 
Mgmt
For
For
For
 
 
1.7
Elect Jack Stahl
 
Mgmt
For
For
For
 
 
1.8
Elect Craig Thompson
 
Mgmt
For
For
For
 
 
1.9
Elect Kathryn Turner
 
Mgmt
For
For
For
 
 
1.10
Elect Robert van Oordt
 
Mgmt
For
For
For
 
 
1.11
Elect Arthur Weinbach
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
4
Shareholder Proposal Regarding Right to Call Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Schlumberger Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SLB
CUSIP 806857108
 
04/08/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Philippe Camus
 
Mgmt
For
For
For
 
 
1.2
Elect Jamie Gorelick
 
Mgmt
For
For
For
 
 
1.3
Elect Andrew Gould
 
Mgmt
For
For
For
 
 
1.4
Elect Tony Isaac
 
Mgmt
For
For
For
 
 
1.5
Elect Nikolay Kudryavtsev
 
Mgmt
For
For
For
 
 
1.6
Elect Adrian Lajous
 
Mgmt
For
For
For
 
 
1.7
Elect Michael Marks
 
Mgmt
For
For
For
 
 
1.8
Elect Leo  Reif
 
Mgmt
For
For
For
 
 
1.9
Elect Tore Sandvold
 
Mgmt
For
For
For
 
 
1.10
Elect Henri Seydoux
 
Mgmt
For
For
For
 
 
1.11
Elect Linda Stuntz
 
Mgmt
For
For
For
 
 
2
Approval of Financial Statements and Dividends
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding an Advisory Vote on Compensation Report (Say on Pay)
ShrHoldr
Against
Against
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Smith International, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SII
CUSIP 832110100
 
05/12/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Kelley
 
Mgmt
For
For
For
 
 
1.2
Elect Luiz Rodolfo Landim Machado
Mgmt
For
For
For
 
 
1.3
Elect Doug Rock
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Stryker Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SYK
CUSIP 863667101
 
04/29/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Brown
 
Mgmt
For
For
For
 
 
1.2
Elect Howard Cox, Jr.
 
Mgmt
For
For
For
 
 
1.3
Elect Donald Engelman
 
Mgmt
For
For
For
 
 
1.4
Elect Louis Francesconi
 
Mgmt
For
For
For
 
 
1.5
Elect Howard Lance
 
Mgmt
For
For
For
 
 
1.6
Elect Stephen MacMillan
 
Mgmt
For
For
For
 
 
1.7
Elect William Parfet
 
Mgmt
For
For
For
 
 
1.8
Elect Ronda Stryker
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
SunTrust Banks, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
STI
CUSIP 867914103
 
04/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Alston Correll
 
Mgmt
For
For
For
 
 
1.2
Elect Patricia Frist
 
Mgmt
For
For
For
 
 
1.3
Elect Blake Garrett
 
Mgmt
For
For
For
 
 
1.4
Elect David Hughes
 
Mgmt
For
For
For
 
 
1.5
Elect M. Douglas Ivester
 
Mgmt
For
For
For
 
 
1.6
Elect G. Gilmer Minor, III
 
Mgmt
For
For
For
 
 
1.7
Elect James Wells III
 
Mgmt
For
For
For
 
 
1.8
Elect Karen Williams
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2009 Stock Plan
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Target Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TGT
CUSIP 87612E106
 
05/28/2009
 
Unvoted
   
 
Meeting Type
Country of Trade
           
 
Contest
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Fix the Number of Directors at Twelve
Mgmt
N/A
N/A
N/A
 
 
2.1
Elect William Ackman
 
Mgmt
N/A
N/A
N/A
 
 
2.2
Elect Michael Ashner
 
Mgmt
N/A
N/A
N/A
 
 
2.3
Elect James Donald
 
Mgmt
N/A
N/A
N/A
 
 
2.4
Elect Richard Vague
 
Mgmt
N/A
N/A
N/A
 
 
3
Elect Ronald Gilson
 
Mgmt
N/A
N/A
N/A
 
 
4
Ratification of Auditor
 
Mgmt
N/A
N/A
N/A
 
 
5
Amendment to the Long-Term Incentive Plan
Mgmt
N/A
N/A
N/A
 
 
6
Shareholder Proposal Regarding Advisory Vote on Compensation
ShrHoldr
N/A
N/A
N/A
 
                 
                 
                 
                 
Target Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TGT
CUSIP 87612E106
 
05/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Contest
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Fix the Number of Directors at Twelve
Mgmt
For
For
For
 
 
2
Elect Mary Dillon
 
Mgmt
For
For
For
 
 
3
Elect Richard Kovacevich
 
Mgmt
For
For
For
 
 
4
Elect George Tamke
 
Mgmt
For
For
For
 
 
5
Elect Solomon Trujillo
 
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
 
7
Amendment to the Long-Term Incentive Plan
Mgmt
For
For
For
 
 
8
Shareholder Proposal Regarding Advisory Vote on Compensation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Texas Instruments Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TXN
CUSIP 882508104
 
04/16/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Adams
 
Mgmt
For
For
For
 
 
2
Elect David Boren
 
Mgmt
For
For
For
 
 
3
Elect Daniel Carp
 
Mgmt
For
For
For
 
 
4
Elect Carrie Cox
 
Mgmt
For
For
For
 
 
5
Elect David Goode
 
Mgmt
For
For
For
 
 
6
Elect Stephen MacMillan
 
Mgmt
For
For
For
 
 
7
Elect Pamela Patsley
 
Mgmt
For
For
For
 
 
8
Elect Wayne Sanders
 
Mgmt
For
For
For
 
 
9
Elect Ruth Simmons
 
Mgmt
For
For
For
 
 
10
Elect Richard Templeton
 
Mgmt
For
For
For
 
 
11
Elect Christine Whitman
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
2009 Long-Term Incentive Plan
 
Mgmt
For
For
For
 
 
14
2009 Director Compensation Plan
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Time Warner Cable, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TWC
CUSIP 88732J207
 
06/03/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Carole Black
 
Mgmt
For
For
For
 
 
2
Elect Glenn Britt
 
Mgmt
For
For
For
 
 
3
Elect Thomas Castro
 
Mgmt
For
For
For
 
 
4
Elect David Chang
 
Mgmt
For
For
For
 
 
5
Elect James Copeland, Jr.
 
Mgmt
For
For
For
 
 
6
Elect Peter Haje
 
Mgmt
For
For
For
 
 
7
Elect Donna James
 
Mgmt
For
For
For
 
 
8
Elect Don Logan
 
Mgmt
For
For
For
 
 
9
Elect N.J. Nicholas, Jr.
 
Mgmt
For
For
For
 
 
10
Elect Wayne Pace
 
Mgmt
For
For
For
 
 
11
Elect Edward  Shirley
 
Mgmt
For
For
For
 
 
12
Elect John Sununu
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Time Warner Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TWX
CUSIP 887317105
 
01/16/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Reverse Stock Split
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Time Warner Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TWX
CUSIP 887317303
 
05/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Herbert Allison Jr.
 
Mgmt
For
For
For
 
 
2
Elect James Barksdale
 
Mgmt
For
For
For
 
 
3
Elect Jeffrey Bewkes
 
Mgmt
For
For
For
 
 
4
Elect Stephen Bollenbach
 
Mgmt
For
For
For
 
 
5
Elect Frank Caufield
 
Mgmt
For
For
For
 
 
6
Elect Robert Clark
 
Mgmt
For
For
For
 
 
7
Elect Mathias Döpfner
 
Mgmt
For
For
For
 
 
8
Elect Jessica Einhorn
 
Mgmt
For
For
For
 
 
9
Elect Michael Miles
 
Mgmt
For
For
For
 
 
10
Elect Kenneth Novack
 
Mgmt
For
For
For
 
 
11
Elect Deborah Wright
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Annual Incentive Plan for Executive Officers
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
15
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
TOTAL SA
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TOT
CUSIP 89151E109
 
05/15/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Related Party Transactions
 
Mgmt
For
For
For
 
 
5
Retirement Benefits (Thierry Desmarest and Christophe de Margerie)
Mgmt
For
For
For
 
 
6
Severance Package (Christophe de Margerie)
Mgmt
For
For
For
 
 
7
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
8
Elect Anne Lauvergeon
 
Mgmt
For
For
For
 
 
9
Elect Daniel Bouton
 
Mgmt
For
For
For
 
 
10
Elect Bertrand Collomb
 
Mgmt
For
For
For
 
 
11
Elect Christophe de Margerie
 
Mgmt
For
For
For
 
 
12
Elect Michel Pébereau
 
Mgmt
For
For
For
 
 
13
Elect Patrick Artus
 
Mgmt
For
For
For
 
 
14
Amendment Regarding Mandatory Board Retirement Age Limits
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Equity Compensation Disclosure
Mgmt
Against
Against
For
 
 
16
Shareholder Proposal Regarding Election of Employee Shareholder Representatives
Mgmt
Against
Against
For
 
 
17
Shareholder Proposal Regarding Equity Compensation
Mgmt
Against
Against
For
 
                 
                 
                 
                 
Tyco Electronics, Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TEL
CUSIP G9144P105
 
06/22/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Reincorporation from Bermuda to Switzerland
Mgmt
For
For
For
 
 
2
Elimination of Supermajority Voting Requirement
Mgmt
For
For
For
 
 
3
Increase in Registered Share Capital
Mgmt
For
For
For
 
 
4
Approval of Dividend in the Form of a Reduction of Registered Captial
Mgmt
For
For
For
 
 
5
Confirmation of Swiss Law as the Authoritative Legislation Governing the Company
Mgmt
For
For
For
 
 
6
Approve Company Name
 
Mgmt
For
For
For
 
 
7
Change of Company Purpose
 
Mgmt
For
For
For
 
 
8
Approval of the Swiss Articles of Association
Mgmt
For
For
For
 
 
9
Approval of Schaffhausen, Switzerland as the Company's Principal Place of Business
Mgmt
For
For
For
 
 
10
Appointment of Special Auditor
 
Mgmt
For
For
For
 
 
11
Appointment of Statutory Auditor
 
Mgmt
For
For
For
 
 
12
Amendments to Articles to Limit the Number of Shares that may be Registered and/or Voted by a Single Shareholder or Group to 15% of the Registered Share Capital
Mgmt
For
Against
Against
 
 
13
Adoption of Supermajority Voting Requirement
Mgmt
For
Against
Against
 
 
14
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Tyco Electronics, Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TEL
CUSIP G9144P105
 
06/22/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Pierre Brondeau
 
Mgmt
For
For
For
 
 
1.2
Elect Ram Charan
 
Mgmt
For
For
For
 
 
1.3
Elect Juergen Gromer
 
Mgmt
For
For
For
 
 
1.4
Elect Robert Hernandez
 
Mgmt
For
For
For
 
 
1.5
Elect Thomas Lynch
 
Mgmt
For
For
For
 
 
1.6
Elect Daniel Phelan
 
Mgmt
For
For
For
 
 
1.7
Elect Frederic Poses
 
Mgmt
For
For
For
 
 
1.8
Elect Lawrence Smith
 
Mgmt
For
For
For
 
 
1.9
Elect Paula Sneed
 
Mgmt
For
For
For
 
 
1.10
Elect David Steiner
 
Mgmt
For
For
For
 
 
1.11
Elect John Van Scoter
 
Mgmt
For
For
For
 
 
2
Amendment to the 2007 Stock and Incentive Plan
Mgmt
For
For
For
 
 
3
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
                 
                 
                 
                 
Tyco International Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TYC
CUSIP G9143X208
 
03/12/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Reincorporation from Bermuda to Switzerland
Mgmt
For
For
For
 
 
2
Change of Par Value
 
Mgmt
For
For
For
 
 
3
Approve Company Name
 
Mgmt
For
For
For
 
 
4
Change of Company Purpose
 
Mgmt
For
For
For
 
 
5
Approval of the Swiss Articles of Association
Mgmt
For
For
For
 
 
6
Confirmation of Swiss Law as the Authoritative Legislation Governing the Company
Mgmt
For
For
For
 
 
7
Approval of Schaffhausen, Switzerland as the Company's Principal Place of Business
Mgmt
For
For
For
 
 
8
Appointment of Special Auditor
 
Mgmt
For
For
For
 
 
9
Appointment of Statutory Auditor
 
Mgmt
For
For
For
 
 
10
Approval of Dividend in the Form of a Reduction of Registered Captial
Mgmt
For
For
For
 
 
11
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Tyco International Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TYC
CUSIP G9143X208
 
03/12/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Edward Breen
 
Mgmt
For
For
For
 
 
1.2
Elect Timothy Donahue
 
Mgmt
For
For
For
 
 
1.3
Elect Brian Duperreault
 
Mgmt
For
For
For
 
 
1.4
Elect Bruce Gordon
 
Mgmt
For
For
For
 
 
1.5
Elect Rajiv Gupta
 
Mgmt
For
For
For
 
 
1.6
Elect John Krol
 
Mgmt
For
For
For
 
 
1.7
Elect Brendan O'Neill
 
Mgmt
For
For
For
 
 
1.8
Elect William Stavropoulos
 
Mgmt
For
For
For
 
 
1.9
Elect Sandra Wijnberg
 
Mgmt
For
For
For
 
 
1.10
Elect Jerome York
 
Mgmt
For
For
For
 
 
1.11
Elect R. David Yost
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2004 Stock and Incentive Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
U.S. Bancorp
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
USB
CUSIP 902973304
 
04/21/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Douglas Baker, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Y. Marc Belton
 
Mgmt
For
For
For
 
 
3
Elect Richard Davis
 
Mgmt
For
For
For
 
 
4
Elect Joel Johnson
 
Mgmt
For
For
For
 
 
5
Elect David O'Maley
 
Mgmt
For
For
For
 
 
6
Elect O'Dell Owens
 
Mgmt
For
For
For
 
 
7
Elect Craig Schnuck
 
Mgmt
For
For
For
 
 
8
Elect Patrick Stokes
 
Mgmt
For
For
For
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
UNILEVER N.V.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UN
CUSIP 904784709
 
05/14/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports; Allocation of Profits/Dividends
Mgmt
For
For
For
 
 
2
Ratification of Executive Directors' Acts
Mgmt
For
For
For
 
 
3
Ratification of Non-Executive Directors' Acts
Mgmt
For
For
For
 
 
4
Elect Jim Lawrence
 
Mgmt
For
For
For
 
 
5
Elect Paul Polman
 
Mgmt
For
For
For
 
 
6
Elect Lord Brittan of Spennithorne
 
Mgmt
For
For
For
 
 
7
Elect Wim Dik
 
Mgmt
For
For
For
 
 
8
Elect Charles Golden
 
Mgmt
For
For
For
 
 
9
Elect Byron Grote
 
Mgmt
For
For
For
 
 
10
Elect N. R. Narayana Murthy
 
Mgmt
For
For
For
 
 
11
Elect Hixonia Nyasulu
 
Mgmt
For
For
For
 
 
12
Elect K.J. Storm
 
Mgmt
For
For
For
 
 
13
Elect Michael Treschow
 
Mgmt
For
For
For
 
 
14
Elect Jeroen van der Veer
 
Mgmt
For
For
For
 
 
15
Elect Louise Fresco
 
Mgmt
For
For
For
 
 
16
Elect Ann Fudge
 
Mgmt
For
For
For
 
 
17
Elect Paul Walsh
 
Mgmt
For
For
For
 
 
18
Appointment of Auditor
 
Mgmt
For
For
For
 
 
19
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
20
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
21
Authority to Cancel Shares
 
Mgmt
For
For
For
 
 
22
Amendments to Equalisation Agreement
Mgmt
For
For
For
 
 
23
Amendments to Equalisation Agreement
Mgmt
For
For
For
 
                 
                 
                 
                 
UNILEVER N.V.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UN
CUSIP 904784709
 
10/29/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Paul Polman as Executive Director
Mgmt
For
For
For
 
                 
                 
                 
                 
Union Pacific Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UNP
CUSIP 907818108
 
05/14/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Andrew Card, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Erroll Davis, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Thomas Donohue
 
Mgmt
For
For
For
 
 
4
Elect Archie Dunham
 
Mgmt
For
For
For
 
 
5
Elect Judith Hope
 
Mgmt
For
For
For
 
 
6
Elect Charles Krulak
 
Mgmt
For
For
For
 
 
7
Elect Michael McCarthy
 
Mgmt
For
For
For
 
 
8
Elect Michael McConnell
 
Mgmt
For
For
For
 
 
9
Elect Thomas McLarty III
 
Mgmt
For
For
For
 
 
10
Elect Steven Rogel
 
Mgmt
For
For
For
 
 
11
Elect José Villarreal
 
Mgmt
For
For
For
 
 
12
Elect James Young
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
United Parcel Service, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UPS
CUSIP 911312106
 
05/07/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect F. Duane Ackerman
 
Mgmt
For
For
For
 
 
1.2
Elect Michael Burns
 
Mgmt
For
For
For
 
 
1.3
Elect D. Scott Davis
 
Mgmt
For
For
For
 
 
1.4
Elect Stuart Eizenstat
 
Mgmt
For
For
For
 
 
1.5
Elect Michael Eskew
 
Mgmt
For
For
For
 
 
1.6
Elect William Johnson
 
Mgmt
For
For
For
 
 
1.7
Elect Ann Livermore
 
Mgmt
For
For
For
 
 
1.8
Elect Rudy Markham
 
Mgmt
For
For
For
 
 
1.9
Elect John Thompson
 
Mgmt
For
For
For
 
 
1.10
Elect Carol Tome
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2009 Omnibus Incentive Compensation Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
United Technologies Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UTX
CUSIP 913017109
 
04/08/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Louis Chenevert
 
Mgmt
For
For
For
 
 
1.2
Elect George David
 
Mgmt
For
For
For
 
 
1.3
Elect John Faraci
 
Mgmt
For
For
For
 
 
1.4
Elect Jean-Pierre Garnier
 
Mgmt
For
For
For
 
 
1.5
Elect Jamie Gorelick
 
Mgmt
For
For
For
 
 
1.6
Elect Carlos Gutierrez
 
Mgmt
For
For
For
 
 
1.7
Elect Edward Kangas
 
Mgmt
For
For
For
 
 
1.8
Elect Charles Lee
 
Mgmt
For
For
For
 
 
1.9
Elect Richard McCormick
 
Mgmt
For
For
For
 
 
1.10
Elect Harold McGraw III
 
Mgmt
For
For
For
 
 
1.11
Elect Richard Myers
 
Mgmt
For
For
For
 
 
1.12
Elect H. Patrick Swygert
 
Mgmt
For
For
For
 
 
1.13
Elect André Villeneuve
 
Mgmt
For
For
For
 
 
1.14
Elect Christine Whitman
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Offsets for Foreign Military Sales
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
UnitedHealth Group Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UNH
CUSIP 91324P102
 
06/02/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Ballard, Jr.
 
Mgmt
For
Against
Against
 
 
2
Elect Richard Burke
 
Mgmt
For
For
For
 
 
3
Elect Robert Darretta
 
Mgmt
For
For
For
 
 
4
Elect Stephen Hemsley
 
Mgmt
For
For
For
 
 
5
Elect Michele Hooper
 
Mgmt
For
For
For
 
 
6
Elect Douglas Leatherdale
 
Mgmt
For
Against
Against
 
 
7
Elect Glenn Renwick
 
Mgmt
For
For
For
 
 
8
Elect Kenneth Shine
 
Mgmt
For
For
For
 
 
9
Elect Gail Wilensky
 
Mgmt
For
Against
Against
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Verizon Communications Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
VZ
CUSIP 92343V104
 
05/07/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Carrión
 
Mgmt
For
For
For
 
 
2
Elect M. Frances Keeth
 
Mgmt
For
For
For
 
 
3
Elect Robert Lane
 
Mgmt
For
For
For
 
 
4
Elect Sandra Moose
 
Mgmt
For
For
For
 
 
5
Elect Joseph Neubauer
 
Mgmt
For
For
For
 
 
6
Elect Donald Nicolaisen
 
Mgmt
For
For
For
 
 
7
Elect Thomas O'Brien
 
Mgmt
For
For
For
 
 
8
Elect Clarence Otis, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Hugh Price
 
Mgmt
For
For
For
 
 
10
Elect Ivan Seidenberg
 
Mgmt
For
For
For
 
 
11
Elect John Snow
 
Mgmt
For
For
For
 
 
12
Elect John Stafford
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
2009 Long-Term Incentive Plan
 
Mgmt
For
Against
Against
 
 
16
2009 Short-Term Incentive Plan
 
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Elimination of Stock Options
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
21
Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Vodafone Group plc
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN GB00B16GWD56
 
07/29/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accept Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
2
Re-elect Sir John Bond as Director
 
Mgmt
For
For
For
 
 
3
Re-elect John Buchanan as Director
Mgmt
For
For
For
 
 
4
Re-elect Vittorio Colao as Director
 
Mgmt
For
For
For
 
 
5
Re-elect Andy Halford as Director
 
Mgmt
For
For
For
 
 
6
Re-elect Alan Jebson as Director
 
Mgmt
For
For
For
 
 
7
Re-elect Nick Land as Director
 
Mgmt
For
For
For
 
 
8
Re-elect Anne Lauvergeon as Director
Mgmt
For
For
For
 
 
9
Re-elect Simon Murray as Director
 
Mgmt
For
For
For
 
 
10
Re-elect Luc Vandevelde as Director
Mgmt
For
For
For
 
 
11
Re-elect Anthony Watson as Director
Mgmt
For
For
For
 
 
12
Re-elect Philip Yea as Director
 
Mgmt
For
For
For
 
 
13
Approve Final Dividend of 5.02 Pence Per Ordinary Share
Mgmt
For
For
For
 
 
14
Approve Remuneration Report
 
Mgmt
For
For
For
 
 
15
Reappoint Deloitte & Touche LLP as Auditors of the Company
Mgmt
For
For
For
 
 
16
Authorise the Audit Committee to Fix Remuneration of Auditors
Mgmt
For
For
For
 
 
17
Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,100,000,000
Mgmt
For
Against
Against
 
 
18
Subject to the Passing of Resolution 17, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 300,000,000
Mgmt
For
Against
Against
 
 
19
Authorise 5,300,000,000 Ordinary Shares for Market Purchase
Mgmt
For
For
For
 
 
20
Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties, and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and Incur EU Political Expenditure up to GBP 100,000
Mgmt
For
For
For
 
 
21
Amend Articles of Association
 
Mgmt
For
For
For
 
 
22
Approve Vodafone Group 2008 Sharesave Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Wal-Mart Stores Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WMT
CUSIP 931142103
 
06/05/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Aida Alvarez
 
Mgmt
For
For
For
 
 
2
Elect James Breyer
 
Mgmt
For
For
For
 
 
3
Elect M. Michele Burns
 
Mgmt
For
For
For
 
 
4
Elect James Cash, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Roger Corbett
 
Mgmt
For
For
For
 
 
6
Elect Douglas Daft
 
Mgmt
For
For
For
 
 
7
Elect Michael Duke
 
Mgmt
For
For
For
 
 
8
Elect Gregory Penner
 
Mgmt
For
For
For
 
 
9
Elect Allen Questrom
 
Mgmt
For
For
For
 
 
10
Elect H. Lee Scott, Jr.
 
Mgmt
For
For
For
 
 
11
Elect Arne Sorenson
 
Mgmt
For
For
For
 
 
12
Elect Jim Walton
 
Mgmt
For
For
For
 
 
13
Elect S. Robson Walton
 
Mgmt
For
For
For
 
 
14
Elect Christopher Williams
 
Mgmt
For
For
For
 
 
15
Elect Linda Wolf
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Pay for Superior Performance
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Incentive Compensation in the Form of Stock Options
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Walgreen Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WAG
CUSIP 931422109
 
01/14/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Foote
 
Mgmt
For
For
For
 
 
1.2
Elect Mark Frissora
 
Mgmt
For
For
For
 
 
1.3
Elect Alan McNally
 
Mgmt
For
For
For
 
 
1.4
Elect Cordell Reed
 
Mgmt
For
For
For
 
 
1.5
Elect Nancy Schlichting
 
Mgmt
For
For
For
 
 
1.6
Elect David Schwartz
 
Mgmt
For
For
For
 
 
1.7
Elect Alejandro Silva
 
Mgmt
For
For
For
 
 
1.8
Elect James Skinner
 
Mgmt
For
For
For
 
 
1.9
Elect Marilou von Ferstel
 
Mgmt
For
For
For
 
 
1.10
Elect Charles Walgreen III
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
1982 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
 
5
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Wells Fargo & Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WFC
CUSIP 949746101
 
04/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Baker II
 
Mgmt
For
For
For
 
 
2
Elect John Chen
 
Mgmt
For
For
For
 
 
3
Elect Lloyd Dean
 
Mgmt
For
For
For
 
 
4
Elect Susan Engel
 
Mgmt
For
For
For
 
 
5
Elect Enrique Hernandez, Jr.
 
Mgmt
For
For
For
 
 
6
Elect Donald James
 
Mgmt
For
For
For
 
 
7
Elect Robert Joss
 
Mgmt
For
For
For
 
 
8
Elect Richard Kovacevich
 
Mgmt
For
For
For
 
 
9
Elect Richard McCormick
 
Mgmt
For
For
For
 
 
10
Elect Mackey McDonald
 
Mgmt
For
For
For
 
 
11
Elect Cynthia Milligan
 
Mgmt
For
For
For
 
 
12
Elect Nicholas Moore
 
Mgmt
For
For
For
 
 
13
Elect Philip Quigley
 
Mgmt
For
For
For
 
 
14
Elect Donald Rice
 
Mgmt
For
For
For
 
 
15
Elect Judith Runstad
 
Mgmt
For
For
For
 
 
16
Elect Stephen Sanger
 
Mgmt
For
For
For
 
 
17
Elect Robert Steel
 
Mgmt
For
For
For
 
 
18
Elect John Stumpf
 
Mgmt
For
For
For
 
 
19
Elect Susan Swenson
 
Mgmt
For
For
For
 
 
20
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
21
Ratification of Auditor
 
Mgmt
For
For
For
 
 
22
Amendment to the Long-Term Incentive Compensation Plan
Mgmt
For
For
For
 
 
23
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
 
24
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Weyerhaeuser Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WY
CUSIP 962166104
 
04/16/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Debra Cafaro
 
Mgmt
For
For
For
 
 
2
Elect Nicole Piasecki
 
Mgmt
For
For
For
 
 
3
Elect Mark Emmert
 
Mgmt
For
For
For
 
 
4
Elect Daniel Fulton
 
Mgmt
For
For
For
 
 
5
Elect Wayne Murdy
 
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
 
7
Shareholder Proposal Regarding Elimination of Supermajority Vote Requirements
ShrHoldr
Against
For
Against
 
 
8
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Yahoo! Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
YHOO
CUSIP 984332106
 
06/25/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Contest
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Carol Bartz
 
Mgmt
For
For
For
 
 
2
Elect Frank Biondi, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Roy Bostock
 
Mgmt
For
For
For
 
 
4
Elect Ronald Burkle
 
Mgmt
For
For
For
 
 
5
Elect John Chapple
 
Mgmt
For
For
For
 
 
6
Elect Eric Hippeau
 
Mgmt
For
For
For
 
 
7
Elect Carl Icahn
 
Mgmt
For
For
For
 
 
8
Elect Vyomesh Joshi
 
Mgmt
For
For
For
 
 
9
Elect Arthur Kern
 
Mgmt
For
For
For
 
 
10
Elect Mary Wilderotter
 
Mgmt
For
For
For
 
 
11
Elect Gary Wilson
 
Mgmt
For
For
For
 
 
12
Elect Jerry Yang
 
Mgmt
For
For
For
 
 
13
Amendment to the 1995 Stock Plan
Mgmt
For
Against
Against
 
 
14
Amendment to the 1996 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Yahoo! Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
YHOO
CUSIP 984332106
 
08/01/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Roy Bostock
 
Mgmt
For
Withhold
Against
 
 
1.2
Elect Ronald Burkle
 
Mgmt
For
Withhold
Against
 
 
1.3
Elect Eric Hippeau
 
Mgmt
For
For
For
 
 
1.4
Elect Vyomesh Joshi
 
Mgmt
For
For
For
 
 
1.5
Elect Arthur Kern
 
Mgmt
For
Withhold
Against
 
 
1.6
Election of Robert Kodik (not standing for re-elec
Mgmt
For
For
For
 
 
1.7
Elect Mary Wilderotter
 
Mgmt
For
For
For
 
 
1.8
Elect Gary Wilson
 
Mgmt
For
Withhold
Against
 
 
1.9
Elect Jerry Yang
 
Mgmt
For
Withhold
Against
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Pay-For-Superior Performance
ShrHoldr
Against
Against
For
 
 
4
Shareholder Proposal Regarding Internet Censorship
ShrHoldr
Against
Against
For
 
 
5
Shareholder Proposal Regarding a Board Committee on Human Rights
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Yahoo! Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
YHOO
CUSIP 984332106
 
08/01/2008
 
Unvoted
   
 
Meeting Type
Country of Trade
           
 
Contest
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
1.2
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
1.3
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
1.4
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
1.5
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
1.6
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
1.7
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
1.8
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
1.9
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
2
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
3
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
4
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
5
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
                 
                 
                 
                 
                 

 
 

 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

AMERICAN BALANCED FUND, INC.
(Registrant)



By /s/ Robert G. O'Donnell
Robert G. O'Donnell, Vice Chairman and
Principal Executive Officer
 
Date: August 27, 2009