-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UD1clJQx87uzVpof3rMmmrNvk6H+NE/UmGIH5uLbB/naMJQJqH7RYnZGJ3RqVW0o aL7O9IOWeUMpL1cLOCAjEw== 0000950123-99-008987.txt : 20000211 0000950123-99-008987.hdr.sgml : 20000211 ACCESSION NUMBER: 0000950123-99-008987 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990929 FILED AS OF DATE: 19990930 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ORANGE CO INC /FL/ CENTRAL INDEX KEY: 0000004507 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FROZEN & PRESERVED FRUIT, VEG & FOOD SPECIALTIES [2030] IRS NUMBER: 590918547 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-06442 FILM NUMBER: 99720772 BUSINESS ADDRESS: STREET 1: 2020 HWGY 17 S STREET 2: P O BOX 2158 CITY: BARTOW STATE: FL ZIP: 33830 BUSINESS PHONE: 8135330551 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN AGRONOMICS CORP DATE OF NAME CHANGE: 19870506 FORMER COMPANY: FORMER CONFORMED NAME: SOUTH FLORIDA CITRUS INDUSTRIES INC DATE OF NAME CHANGE: 19690318 COMPANY DATA: COMPANY CONFORMED NAME: RESERVOIR CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001091555 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 133978510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 650 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126109000 MAIL ADDRESS: STREET 1: 650 MADISON AVENUE, 26TH FLOOR STREET 2: 650 MADISON AVENUE, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 FORM 4 1 ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0287 Expires: December 31, 2001 Estimated average burden hours per response ....... 0.5 ------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [_] Check box if no longer subject of Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ________________________________________________________________________________ 1. Name and Address of Reporting Person* Reservoir Capital Management, L.L.C. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 650 Madison Avenue, 26th Floor - -------------------------------------------------------------------------------- (Street) New York, New York 10022 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Orange-co, Inc. (OJ) ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Year September 1999 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [_] Director [x] 10% Owner [_] Office (give title below) [_] Other (specify below) Chairman of the Board and Chief Executive Officer ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable Line) [_] Form filed by One Reporting Person [x] Form filed by More than One Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $0.50 per 9/27/99 P 5,405,660 A $7.00 5,405,660 I By share (the "Common Shares") Reservoir Capital Group L.L.C., Reservoir Capital Partners, L.P., Reservoir Capital Asso- ciates, L.P., Reservoir Capital Master Fund, L.P., and OJ Acquisi- tion Corp. (1) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
(1) Of these shares, 5,405,660 are beneficially owned directly by OJ Acquisition Corp ("OJA"); 4,634,272 shares are beneficially owned indirectly by Reservoir Capital Partners, L.P. ("RCP"), which owns 85.73% of OJA, 12,433 shares are beneficially owned directly by Reservoir Capital Associates ("RCA"), which owns 0.23% of OJA, and 758,955 shares are beneficially owned indirectly by Reservoir Capital Master Fund ("RCMF"), which owns 14.04% of OJA. Both Reservoir Capital Management, L.L.C., the managing member of Reservoir Capital Group ("RCG"), the general partner of RCP, RCA and RCMF, and RCG beneficially own indirectly 5,405,660 shares. Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the Form is filed by more than one reporting person, see Instruction 4(b)(v). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. (Over) (Form 4-07/98) 2 FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
5. Number of Derivative Securities 6. Acquired (A) Date 2. 4. or Disposed Exercisable and 1. Conversion Transaction of (D) Expiration Date Title of or Exercise 3. Code (Instr. 3, (Month/Day/Year) Derivative Price of Transaction (Instr. 8) 4 and 5) --------------------- Security Derivative Date ------------ ------------- Date Expiration (Instr. 3) Security (Month/Day/Year) Code V (A) (D) Exercisable Date - -------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value $0.50 per share $7.00 09/27/99 X(2) 5,405,660(3) 7/15/99 9/27/99 - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- ================================================================================================================================ 10. 9. Owner- Number ship of Form Deriv- of 7. ative Deriv- 11. Title and Amount Secur- ative Nature of Underlying 8. ities Secur- of Securities Price Bene- ity: In- (Instr. 3 and 4) of ficially Direct direct ---------------- Deriv- Owned (D) or Bene- Amount ative at End In- ficial or Secur- of direct Owner- Number ity Month (I) ship of (Instr. (Instr. (Instr. (Instr. Title Shares 5) 4) 4) 4) - ------------------------------------------------------------- Common Stock 5,405,660(3) -0- - ------------------------------------------------------------- - ------------------------------------------------------------- - ------------------------------------------------------------- - ------------------------------------------------------------- - ------------------------------------------------------------- - ------------------------------------------------------------- - ------------------------------------------------------------- - ------------------------------------------------------------- - ------------------------------------------------------------- - ------------------------------------------------------------- - ------------------------------------------------------------- =============================================================
(2) The option to purchase the above referenced shares was granted pursuant to a letter of intent by and among Reservoir Capital Group, L.L.C. ("RCG"), Ben Hill Griffin, III and Ben Hill Griffin, Inc., dated as of July 24, 1999 and amended on August 19, 1999 and September 10, 1999. (3) Although the option as entered into covered 5,405,160 shares, Ben Hill Griffin, III informed RCG that he owned an additional 500 shares and such shares were made subject to the option as exercised. Reservoir Capital Management, L.L.C. By: /s/ Daniel H. Stern September 30, 1999 ------------------------------- ------------------- Name: Daniel H. Stern Date Title: President ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 3 3 JOINT FILER INFORMATION Name: Reservoir Capital Group, L.L.C. Address: 650 Madison Avenue 26th Floor New York, New York 10022 Designated Filer: Reservoir Capital Management, L.L.C. Issuer & Ticker Symbol: Orange-co, Inc. (OJ) Date of Event Requiring Statement: 9/27/99 By: /s/ Daniel H. Stern ----------------------------- Name: Daniel H. Stern Title: President Name: Reservoir Capital Partners, L.P. Address: 650 Madison Avenue 26th Floor New York, New York 10022 Designated Filer: Reservoir Capital Management, L.L.C. Issuer & Ticker Symbol: Orange-co, Inc. (OJ) Date of Event Requiring Statement: 9/27/99 By: Reservoir Capital Group, L.L.C., General Partner By: /s/ Daniel H. Stern ----------------------------- Name: Daniel H. Stern Title: President Name: Reservoir Capital Associates, L.P. Address: 650 Madison Avenue 26th Floor New York, New York 10022 Designated Filer: Reservoir Capital Management, L.L.C. 4 4 Issuer & Ticker Symbol: Orange-co, Inc. (OJ) Date of Event Requiring Statement: 9/27/99 By: Reservoir Capital Group, L.L.C., General Partner By: /s/ Daniel H. Stern ----------------------------- Name: Daniel H. Stern Title: President Name: Reservoir Capital Master Fund, L.P. Address: 650 Madison Avenue 26th Floor New York, New York 10022 Designated Filer: Reservoir Capital Management, L.L.C. Issuer & Ticker Symbol: Orange-co, Inc. (OJ) Date of Event Requiring Statement: 9/27/99 By: Reservoir Capital Group, L.L.C., General Partner By: /s/ Daniel H. Stern ----------------------------- Name: Daniel H. Stern Title: President Name: OJ Acquisition Corp. Address: 650 Madison Avenue 26th Floor New York, New York 10022 Designated Filer: Reservoir Capital Management, L.L.C. Issuer & Ticker Symbol: Orange-co, Inc. (OJ) Date of Event Requiring Statement: 9/27/99 By: /s/ Gregg M. Zeitlin ----------------------------- Name: Gregg M. Zeitlin Title: President 5 -----END PRIVACY-ENHANCED MESSAGE-----