0000899243-21-006446.txt : 20210212 0000899243-21-006446.hdr.sgml : 20210212 20210212211051 ACCESSION NUMBER: 0000899243-21-006446 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIPSCHULTZ MARC S CENTRAL INDEX KEY: 0001081717 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01204 FILM NUMBER: 21631517 MAIL ADDRESS: STREET 1: C/O KOHLBERG KRAVIS ROBERTS & CO STREET 2: 9 WEST 57TH ST CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HESS CORP CENTRAL INDEX KEY: 0000004447 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 134921002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1185 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2129978500 MAIL ADDRESS: STREET 1: 1185 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: AMERADA HESS CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: AMERADA PETROLEUM CORP DATE OF NAME CHANGE: 19690727 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2020-12-31 0 0 1 0000004447 HESS CORP HES 0001081717 LIPSCHULTZ MARC S HESS CORPORATION 1185 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 0 0 0 Common Stock 2019-11-07 4 P 0 76 70.51 A 13928 D Common Stock 2019-12-17 4 S 0 76 64.69 D 13852 D Common Stock 2020-02-06 4 P 0 108 57.51 A 13960 D Common Stock 2020-02-27 4 P 0 24 55.02 A 13984 D Common Stock 2020-03-02 4 P 0 199 56.29 A 14183 D Common Stock 2020-03-18 4 S 0 24 27.9735 D 14159 D Common Stock 2020-03-27 4 S 0 307 34.40 D 13852 D Represents the purchase of shares by an investment adviser in respect of a discretionary brokerage account without the reporting person's knowledge or authorization. The reporting person disclaims beneficial ownership of such shares except to the extent of the pecuniary interest therein. Represents the sale of shares by an investment adviser in respect of a discretionary brokerage account without the reporting person's knowledge or authorization. The reporting person disclaims beneficial ownership of such shares except to the extent of the pecuniary interest therein. This sale may have constituted a "matching" transaction under Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") to a transaction previously reported on a Form 4 filed on 3/10/2020. The reporting person notified Hess and has agreed to pay to Hess $1137.72, representing the full amount of the profit realized in connection with the transaction. This sale may have constituted a "matching" transaction under Section 16(b) of the Exchange Act to a transaction previously reported on a Form 4 filed on 3/10/2020. There was no profit realized by the reporting person in connection with the transaction. /s/ Marc Lipschultz 2021-02-12