0001133228-22-004393.txt : 20220630 0001133228-22-004393.hdr.sgml : 20220630 20220630162935 ACCESSION NUMBER: 0001133228-22-004393 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 20220630 DATE AS OF CHANGE: 20220630 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEUBERGER BERMAN EQUITY FUNDS CENTRAL INDEX KEY: 0000044402 IRS NUMBER: 136068441 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-00582 FILM NUMBER: 221058366 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 2124768800 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 FORMER COMPANY: FORMER CONFORMED NAME: NEUBERGER & BERMAN EQUITY FUNDS DATE OF NAME CHANGE: 19931103 FORMER COMPANY: FORMER CONFORMED NAME: NEUBERGER & BERMAN GUARDIAN FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GUARDIAN MUTUAL FUND INC DATE OF NAME CHANGE: 19890625

0000044402 S000007839 Neuberger Berman Small Cap Growth Fund

C000021330 Investor Class NBMIX

C000021331 Trust Class NBMOX

C000021332 Advisor Class NBMVX

C000027734 Institutional Class NBSMX

C000077149 Class A NSNAX

C000077150 Class C NSNCX

C000077152 Class R3 NSNRX

C000205810 Class R6 NSRSX

0000044402 S000007840 Neuberger Berman Large Cap Value Fund

C000021333 Investor Class NPRTX

C000021334 Trust Class NBPTX

C000021335 Advisor Class NBPBX

C000027735 Institutional Class NBPIX

C000089999 Class C NPNCX

C000090000 Class R3 NPNRX

C000090001 Class A NPNAX

C000150162 Class R6 NRLCX

C000228869 Class E Shares NPNEX

0000044402 S000007843 Neuberger Berman Real Estate Fund

C000021341 Institutional Class NBRIX

C000021342 Trust Class NBRFX

C000090002 Class A NREAX

C000090003 Class C NRECX

C000090004 Class R3 NRERX

C000125071 Class R6 NRREX

C000228872 Class E Shares NREEX

0000044402 S000007847 Neuberger Berman Sustainable Equity Fund

C000021349 Investor Class NBSRX

C000021350 Trust Class NBSTX

C000027738 Institutional Class NBSLX

C000077153 Class C NRACX

C000077155 Class R3 NRARX

C000077156 Class A NRAAX

C000125072 Class R6 NRSRX

0000044402 S000007848 Neuberger Berman Focus Fund

C000021351 Investor Class NBSSX

C000021352 Trust Class NBFCX

C000021353 Advisor Class NBFAX

C000027739 Institutional Class NFALX

C000090012 Class A NFAAX

C000090013 Class C NFACX

0000044402 S000007850 Neuberger Berman Mid Cap Growth Fund

C000021357 Investor Class NMANX

C000021358 Trust Class NBMTX

C000021359 Advisor Class NBMBX

C000027741 Institutional Class NBMLX

C000077161 Class A NMGAX

C000077162 Class C NMGCX

C000077164 Class R3 NMGRX

C000125073 Class R6 NRMGX

0000044402 S000013716 Neuberger Berman Equity Income Fund

C000063559 Class A NBHAX

C000063560 Class C NBHCX

C000063561 Institutional Class NBHIX

C000090014 Class R3 NBHRX

C000228873 Class E Shares NBHEX

0000044402 S000013718 Neuberger Berman Multi-Cap Opportunities Fund

C000082270 Class A NMUAX

C000082271 Class C NMUCX

C000082272 Institutional Class NMULX

C000228874 Class E Shares NMUEX

DEFA14A 1 nbef-html5176_defa14a.htm NEUBERGER BERMAN EQUITY FUNDS_DEFA14A

NEUBERGER

BERMAN

URGENT: YOUR VOTE IS CRITICAL

Dear Neuberger Berman Funds Shareholder:

Recently, we sent you proxy material regarding a special meeting of shareholders scheduled for June 30, 2022, for Neuberger Berman Funds. Our records indicate that we have not received your voting instructions.

Due to insufficient votes to pass the fundamental investment policy changes, the special shareholder meeting has been adjourned to Thursday, August 11, 2022, beginning at 10:30 a.m. Eastern Time, so your immediate participation is needed.

We urge you to vote as soon as possible in order to allow the Funds to obtain a sufficient number of votes to hold the meeting as scheduled. Join your fellow holders and vote today!

The Fund offers three easy methods for you to vote:



VOTE ONLINE	VOTE BY MAIL	VOTE BY PHONE

Visit www.proxyvote.com and enter the control number that appears on your enclosed proxy card. Follow the on-screen prompts to vote.	Return the executed proxy card in the postage-paid envelope provided so it is received before Thursday, August 11, 2022.	Call 1-833-757-0738 Monday through Friday, 9 a.m. to 10 p.m. ET, to speak with a proxy specialist. OR If you have your proxy materials, call the number listed on your enclosed proxy card and follow the touch-tone prompts to vote.

We truly appreciate your investment and regret any inconvenience as a result of this process. Thank you again for your help and support.

To protect the health and safety of our employees, clients, and guests, Neuberger Berman requires that all visitors to our offices be fully vaccinated against COVID-19 (i.e., two weeks after the second dose in a two-dose series, or two weeks after a single-dose vaccine). As per the CDC, we encourage visitors to wear a mask indoors if in an area of substantial or high transmission.

As such, all shareholders that wish to attend the Special Stockholder Meeting in person must provide proof of vaccination when checking-in at Neuberger Berman’s office being visited. Proof can include physical card, photo/photocopy of a card, or mobile app, such as Excelsior Pass or Docket.

NB ADJ 2022

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