-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V/rtf/mhB5sABSmBzuwRERa8zwIqzItTXvEBVx6CxFVBNc91Pn6wGDup93+xJXHp oDuo0BNf8LUy8iBXrGxE8w== 0001193125-08-203996.txt : 20080930 0001193125-08-203996.hdr.sgml : 20080930 20080930170618 ACCESSION NUMBER: 0001193125-08-203996 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20080930 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20080930 DATE AS OF CHANGE: 20080930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 081097810 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 8-K 1 d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT PURSUANT

TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): September 30, 2008

 

 

ALCOA INC.

(Exact name of Registrant as specified in its charter)

 

 

 

Pennsylvania   1-3610   25-0317820

(State or Other Jurisdiction

of Incorporation)

  (Commission File Number)  

(I.R.S. Employer

Identification Number)

 

390 Park Avenue, New York, New York   10022-4608
(Address of Principal Executive Offices)   (Zip Code)

Office of Investor Relations     212-836-2674

Office of the Secretary             212-836-2732

(Registrant’s telephone number, including area code)

 

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 8.01. Other Events.

Attached as Exhibit 100 to this report are the following financial statements from Alcoa Inc.’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2008, filed with the Securities and Exchange Commission (the “SEC”) on July 24, 2008, formatted in XBRL (eXtensible Business Reporting Language): (i) the Statement of Consolidated Income for the three-month and six-month periods ended June 30, 2008 and 2007, (ii) the Consolidated Balance Sheet at June 30, 2008 and December 31, 2007, (iii) the Statement of Consolidated Cash Flows for the six-month periods ended June 30, 2008 and 2007, and (iv) the Statement of Shareholders’ Equity for the three-month and six-month periods ended June 30, 2008 and 2007.

Users of this data are advised pursuant to Rule 401 of Regulation S-T that the financial information contained in the XBRL-Related Documents is unaudited and these are not the financial statements of Alcoa Inc. as filed with the SEC. The purpose of submitting these XBRL-Related Documents is to test the related format and technology and, as a result, investors should not rely on the information in this Current Report on Form 8-K, including Exhibit 100, in making investment decisions.

In accordance with Rule 402 of Regulation S-T, the information in this Current Report on Form 8-K, including Exhibit 100, shall not be deemed to be “filed” for purposes of Section 11 of the Securities Act of 1933, as amended (the “Securities Act”), or Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of these sections, and is not part of any registration statement to which it may relate, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act or the Exchange Act, except as expressly set forth by specific reference in such filing.

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits.

The following financial statements from Alcoa Inc.’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2008, filed with the SEC on July 24, 2008, formatted in XBRL: (i) the Statement of Consolidated Income for the three-month and six-month periods ended June 30, 2008 and 2007, (ii) the Consolidated Balance Sheet at June 30, 2008 and December 31, 2007, (iii) the Statement of Consolidated Cash Flows for the six-month periods ended June 30, 2008 and 2007, and (iv) the Statement of Shareholders’ Equity for the three-month and six-month periods ended June 30, 2008 and 2007, are furnished as exhibits to this report and are collectively referred to as Exhibit 100:

 

100.INS    XBRL Instance Document
100.SCH    XBRL Taxonomy Extension Schema Document
100.CAL    XBRL Taxonomy Extension Calculation Linkbase Document
100.LAB    XBRL Taxonomy Extension Label Linkbase Document
100.PRE    XBRL Taxonomy Extension Presentation Linkbase Document

 

2


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

ALCOA INC.
By:  

/s/ Tony R. Thene

  Tony R. Thene
  Vice President and Controller

Dated: September 30, 2008

 

3


EXHIBIT INDEX

 

Exhibit No.

 

Description

100.INS   XBRL Instance Document
100.SCH   XBRL Taxonomy Extension Schema Document
100.CAL   XBRL Taxonomy Extension Calculation Linkbase Document
100.LAB   XBRL Taxonomy Extension Label Linkbase Document
100.PRE   XBRL Taxonomy Extension Presentation Linkbase Document

 

4

EX-100.INS 2 aa-20080630.xml XBRL INSTANCE DOCUMENT 13671000000 1614000000 724000000 15974000000 -31000000 107000000 104000000 1377000000 225000000 169000000 689000000 -0.02 -0.01 -12000000 1.58 1.59 2303000000 1389000000 621000000 12185000000 0.34 1.56 1.58 72000000 -31000000 621000000 1377000000 -92000000 -1034000000 -225000000 12000000 506000000 1168000000 51000000 387000000 1000000 428000000 27000000 217000000 2035000000 0 67000000 91000000 1674000000 56000000 0 15000000 204000000 297000000 126000000 253000000 -3000000 -1000000 -68000000 1877000000 1876000000 -1714000000 482000000 51000000 102000000 -93000000 40000000 -218000000 -35000000 -76000000 72000000 1000000 36000000 36000000 18000000 46000000 662000000 -1000000 6886000000 826000000 367000000 8066000000 -57000000 55000000 60000000 715000000 110000000 86000000 354000000 0.00 0.00 -1000000 0.81 0.82 1180000000 716000000 317000000 6178000000 0.17 0.81 0.82 451000000 2948000000 2038000000 3440000000 644000000 16016000000 569000000 13039000000 16879000000 31601000000 55000000 451000000 2753000000 1943000000 1165000000 4046000000 1224000000 2460000000 6371000000 202000000 7166000000 38803000000 20327000000 3326000000 4806000000 943000000 483000000 8086000000 14722000000 2602000000 5774000000 2787000000 1098000000 545000000 -337000000 925000000 856000000 38803000000 13573000000 986000000 634000000 14995000000 40000000 130000000 39000000 849000000 137000000 186000000 436000000 0.00 0.00 0 1.03 1.04 1422000000 849000000 640000000 11982000000 0.34 1.03 1.04 -16000000 40000000 640000000 849000000 52000000 343000000 -137000000 0 483000000 815000000 70000000 190000000 4000000 176000000 5000000 299000000 432000000 2636000000 30000000 67000000 1544000000 1237000000 94000000 276000000 117000000 280000000 6000000 605000000 3000000 17000000 -18000000 719000000 719000000 -530000000 97000000 102000000 126000000 0 168000000 336000000 -219000000 205000000 46000000 9000000 15000000 15000000 46000000 -188000000 332000000 0 6773000000 616000000 306000000 7620000000 2000000 64000000 97000000 546000000 70000000 87000000 231000000 0.00 0.00 0 0.66 0.67 847000000 546000000 321000000 6090000000 0.17 0.66 0.67 17000000 19000000 3353000000 3852000000 489000000 16702000000 609000000 13607000000 18377000000 33953000000 55000000 458000000 2695000000 2123000000 1268000000 4251000000 1393000000 2859000000 6782000000 47000000 7642000000 40726000000 21165000000 3813000000 5184000000 909000000 815000000 9542000000 15576000000 3063000000 5827000000 3121000000 1271000000 635000000 140000000 925000000 1199000000 40726000000 -974000000 -189000000 -367000000 140000000 5790000000 5782000000 5716000000 5827000000 374000000 158000000 -101000000 12000000 925000000 925000000 925000000 925000000 55000000 55000000 55000000 55000000 11579000000 13063000000 12146000000 13607000000 27000000 33000000 15422000000 15813000000 16832000000 16702000000 475000000 146000000 -1953000000 -3823000000 -1643000000 -3852000000 -148000000 -2000000 607000000 329000000 -165000000 -175000000 -1233000000 -337000000 -367000000 140000000 5817000000 5774000000 5716000000 5827000000 457000000 176000000 -152000000 -17000000 925000000 925000000 925000000 925000000 55000000 55000000 55000000 55000000 11066000000 13039000000 12146000000 13607000000 51000000 70000000 14631000000 16016000000 16832000000 16702000000 609000000 193000000 -1999000000 -3440000000 -1643000000 -3852000000 -296000000 -280000000 -1000000 -1000000 0 0 866000000 477000000 -253000000 -605000000 0000004281 2007-01-01 2007-06-30 0000004281 2008-01-01 2008-06-30 0000004281 2007-04-01 2007-06-30 0000004281 2008-04-01 2008-06-30 0000004281 2007-01-01 2007-06-30 0000004281 2007-06-30 0000004281 2007-01-01 2007-06-30 0000004281 2007-04-01 2007-06-30 0000004281 2007-12-31 0000004281 2008-01-01 2008-06-30 0000004281 2008-06-30 0000004281 2008-01-01 2008-06-30 0000004281 2008-04-01 2008-06-30 0000004281 2008-06-30 iso4217:USD iso4217:USD shares EX-100.SCH 3 aa-20080630.xsd XBRL TAXONOMY EXTENSION SCHEMA Statement of Stockholders' Equity link:calculationLink link:presentationLink Total Stockholders' Equity Calculation link:calculationLink EX-100.CAL 4 aa-20080630_cal.xml XBRL TAXONOMY EXTENSION CALCULATION LINKBASE EX-100.LAB 5 aa-20080630_lab.xml XBRL TAXONOMY EXTENSION LABEL LINKBASE EX-100.PRE 6 aa-20080630_pre.xml XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE
-----END PRIVACY-ENHANCED MESSAGE-----