0001104659-22-068715.txt : 20220606 0001104659-22-068715.hdr.sgml : 20220606 20220606215615 ACCESSION NUMBER: 0001104659-22-068715 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220603 FILED AS OF DATE: 20220606 DATE AS OF CHANGE: 20220606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Giacobbe Ken CENTRAL INDEX KEY: 0001688603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 22999728 MAIL ADDRESS: STREET 1: ALCOA INC. STREET 2: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Howmet Aerospace Inc. CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA STREET STREET 2: SUITE 200 CITY: PITTSBURGH STATE: PA ZIP: 15212-5872 BUSINESS PHONE: (412) 553-1940 MAIL ADDRESS: STREET 1: 201 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212-5872 FORMER COMPANY: FORMER CONFORMED NAME: Arconic Inc. DATE OF NAME CHANGE: 20161101 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC. DATE OF NAME CHANGE: 20141003 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC DATE OF NAME CHANGE: 19990105 4 1 tm2217865d1_4.xml OWNERSHIP DOCUMENT X0306 4 2022-06-03 0 0000004281 Howmet Aerospace Inc. HWM 0001688603 Giacobbe Ken 201 ISABELLA STREET SUITE 200 PITTSBURGH PA 15212 0 1 0 0 EVP and CFO Common Stock 2022-06-03 4 M 0 53978 20.27 A 420113 D Common Stock 2022-06-03 4 M 0 25570 28.98 A 445683 D Common Stock 2022-06-03 4 S 0 63304 36.3079 D 382379 D Common Stock 676 I By Company 401(k) Plan Employee Stock Option (right to buy) 20.27 2022-06-03 4 M 0 53978 0 D 2027-01-13 Common Stock 53978 0 D Employee Stock Option (right to buy) 28.98 2022-06-03 4 M 0 25570 0 D 2028-01-19 Common Stock 25570 0 D Represents shares sold in the open market, the proceeds of which were used to pay the exercise price and tax withholding obligations incurred upon the exercise of the stock options. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.14 to $36.49. The reporting person undertakes to provide to Howmet Aerospace Inc. ("Howmet"), any security holder of Howmet, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. The option became exercisable in three equal annual installments beginning on January 13, 2018, which was the first anniversary of the date on which the option was granted. The option became exercisable in three equal annual installments beginning on January 19, 2019, which was the first anniversary of the date on which the option was granted. /s/ Margaret Lam, Assistant Secretary / Attorney-in-fact 2022-06-06