0001104659-22-068715.txt : 20220606
0001104659-22-068715.hdr.sgml : 20220606
20220606215615
ACCESSION NUMBER: 0001104659-22-068715
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220603
FILED AS OF DATE: 20220606
DATE AS OF CHANGE: 20220606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Giacobbe Ken
CENTRAL INDEX KEY: 0001688603
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03610
FILM NUMBER: 22999728
MAIL ADDRESS:
STREET 1: ALCOA INC.
STREET 2: 390 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-4608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Howmet Aerospace Inc.
CENTRAL INDEX KEY: 0000004281
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 250317820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 ISABELLA STREET
STREET 2: SUITE 200
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5872
BUSINESS PHONE: (412) 553-1940
MAIL ADDRESS:
STREET 1: 201 ISABELLA STREET
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5872
FORMER COMPANY:
FORMER CONFORMED NAME: Arconic Inc.
DATE OF NAME CHANGE: 20161101
FORMER COMPANY:
FORMER CONFORMED NAME: ALCOA INC.
DATE OF NAME CHANGE: 20141003
FORMER COMPANY:
FORMER CONFORMED NAME: ALCOA INC
DATE OF NAME CHANGE: 19990105
4
1
tm2217865d1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2022-06-03
0
0000004281
Howmet Aerospace Inc.
HWM
0001688603
Giacobbe Ken
201 ISABELLA STREET
SUITE 200
PITTSBURGH
PA
15212
0
1
0
0
EVP and CFO
Common Stock
2022-06-03
4
M
0
53978
20.27
A
420113
D
Common Stock
2022-06-03
4
M
0
25570
28.98
A
445683
D
Common Stock
2022-06-03
4
S
0
63304
36.3079
D
382379
D
Common Stock
676
I
By Company 401(k) Plan
Employee Stock Option (right to buy)
20.27
2022-06-03
4
M
0
53978
0
D
2027-01-13
Common Stock
53978
0
D
Employee Stock Option (right to buy)
28.98
2022-06-03
4
M
0
25570
0
D
2028-01-19
Common Stock
25570
0
D
Represents shares sold in the open market, the proceeds of which were used to pay the exercise price and tax withholding obligations incurred upon the exercise of the stock options.
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.14 to $36.49. The reporting person undertakes to provide to Howmet Aerospace Inc. ("Howmet"), any security holder of Howmet, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
The option became exercisable in three equal annual installments beginning on January 13, 2018, which was the first anniversary of the date on which the option was granted.
The option became exercisable in three equal annual installments beginning on January 19, 2019, which was the first anniversary of the date on which the option was granted.
/s/ Margaret Lam, Assistant Secretary / Attorney-in-fact
2022-06-06