0001104659-21-080319.txt : 20210611 0001104659-21-080319.hdr.sgml : 20210611 20210611180357 ACCESSION NUMBER: 0001104659-21-080319 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210609 FILED AS OF DATE: 20210611 DATE AS OF CHANGE: 20210611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLANT JOHN C CENTRAL INDEX KEY: 0001136562 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 211012573 MAIL ADDRESS: STREET 1: C/O MASCO CORPORATION STREET 2: 17450 COLLEGE PARKWAY CITY: LIVONIA STATE: MI ZIP: 48152 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Howmet Aerospace Inc. CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA STREET STREET 2: SUITE 200 CITY: PITTSBURGH STATE: PA ZIP: 15212-5872 BUSINESS PHONE: (412) 553-1940 MAIL ADDRESS: STREET 1: 201 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212-5872 FORMER COMPANY: FORMER CONFORMED NAME: Arconic Inc. DATE OF NAME CHANGE: 20161101 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC. DATE OF NAME CHANGE: 20141003 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC DATE OF NAME CHANGE: 19990105 4 1 tm2119559-1_4.xml OWNERSHIP DOCUMENT X0306 4 2021-06-09 0 0000004281 Howmet Aerospace Inc. HWM 0001136562 PLANT JOHN C 201 ISABELLA STREET SUITE 200 PITTSBURGH PA 15212-5872 1 1 0 0 Chairman and Co-CEO Common Stock 2021-06-09 4 M 0 161667 A 1191.966 D Common Stock 2021-06-09 4 F 0 70293 35.03 D 1121673 D Common Stock 500463 I By Trust Restricted Stock Units 2021-06-09 4 M 0 161667 0 D Common Stock 161667 3089999 D Each restricted stock unit converted into common stock on a one-for-one basis. Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Shares held in trusts, each of which the reporting person is the trustee and beneficiary. Reflects vesting of one-third of the restricted stock units granted on June 9, 2020 in accordance with their terms. /s/ Margaret Lam (Assistant Secretary), Attorney-in-fact 2021-06-11