-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V7H1zZgPrUdFkmz9jKV9hmHFgkcWU5Ekkk98G49MO1TSC30oHRpsuWvHzZ4VBWYz VjXWidLFkey+R/Zg6kdsFg== 0000950130-01-505502.txt : 20020411 0000950130-01-505502.hdr.sgml : 20020411 ACCESSION NUMBER: 0000950130-01-505502 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20011119 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20011119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 1795153 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 8-K 1 d8k.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 19, 2001 ALCOA INC. (Exact name of Registrant as specified in its charter) Pennsylvania 1-3610 25-0317820 ------------ ------ ---------- (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporation) File Number) Identification Number) 201 Isabella Street, Pittsburgh, Pennsylvania 15212-5858 - --------------------------------------------- ---------- (Address of Principal Executive Offices) (Zip Code) Office of Investor Relations 212-836-2674 Office of the Secretary 412-553-4707 ---------------------------------------------- (Registrant's telephone number, including area code) Item 5. OTHER EVENTS. On November 19, 2001, Alcoa Inc. announced restructuring charges. A copy of the press release is filed herewith as Exhibit 99 and is hereby incorporated herein by reference. Item 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS. (c) Exhibits 99 Press Release dated November 19, 2001 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ALCOA INC. By: /s/ Donna Dabney ---------------------------------------- Donna Dabney Secretary and Assistant General Counsel Dated: November 19, 2001 3 INDEX TO EXHIBITS Exhibit No. Description 99 Press Release dated November 19, 2001 4 EX-99 3 dex99.txt PRESS RELEASE DATED NOVEMBER, 19 2001 Exhibit 99 Editorial Contact: Jake Siewert 212-836-2733 Investor Relations: Charles D. McLane Jr. 212-836-2674 Alcoa Completes Strategic Review; Will Take Charge in Fourth Quarter PITTSBURGH, November 19, 2001 -- Alcoa announced today that the company has completed the strategic review of its fabricating businesses that will result in an after tax charge of $200 to $250 million in the fourth quarter 2001. This charge includes facilities and work force reductions in the Americas and Europe. "As a result of these decisions, Alcoa will emerge stronger, more competitive and better aligned to meet the needs of our customers," said Alcoa Chairman and CEO Alain Belda. This restructuring is a direct result of the strategic review to optimize Alcoa's manufacturing system after a recent series of acquisitions. The 2001 fourth quarter charge will affect approximately 6,500 employees at 40 locations. It is expected that approximately half of the charges will be related to the rationalization of assets, with the remainder principally associated with employee severance costs. These actions will enable Alcoa to more efficiently serve customers in the building and construction, automotive, aerospace, commercial transportation, industrial products and packaging markets. Alcoa expects to complete these actions by the end of 2002. Alcoa is the world's leading producer of primary aluminum, fabricated aluminum, and alumina. It has 140,000 employees at more than 500 locations in 38 countries. ### Certain statements in this release relate to future events and expectations and as such constitute forward-looking statements involving known and unknown risks and uncertainties that may cause actual results, performance or achievements of Alcoa to be different from those expressed or implied in the forward-looking statements. Important factors that could cause actual results to differ materially from those in the forward-looking statements include the company's inability to achieve the level of cost savings or productivity improvements anticipated by management, including possible increases in the cost of doing business resulting from war or terrorist activities; and other risk factors summarized in Alcoa's SEC reports. -----END PRIVACY-ENHANCED MESSAGE-----