0000004281-19-000103.txt : 20190820
0000004281-19-000103.hdr.sgml : 20190820
20190820160208
ACCESSION NUMBER: 0000004281-19-000103
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190816
FILED AS OF DATE: 20190820
DATE AS OF CHANGE: 20190820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DOTY ELMER L
CENTRAL INDEX KEY: 0001241599
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03610
FILM NUMBER: 191039517
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arconic Inc.
CENTRAL INDEX KEY: 0000004281
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 250317820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 ISABELLA STREET
STREET 2: SUITE 200
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5872
BUSINESS PHONE: 2128362732
MAIL ADDRESS:
STREET 1: 390 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-4608
FORMER COMPANY:
FORMER CONFORMED NAME: ALCOA INC.
DATE OF NAME CHANGE: 20141003
FORMER COMPANY:
FORMER CONFORMED NAME: ALCOA INC
DATE OF NAME CHANGE: 19990105
FORMER COMPANY:
FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-08-16
0000004281
Arconic Inc.
ARNC
0001241599
DOTY ELMER L
390 PARK AVENUE
NEW YORK,
NY
10022
1
0
0
0
Common Stock
2019-08-16
4
M
0
101122
A
113827
D
Common Stock
2019-08-16
4
F
0
37910
24.84
D
75917
D
Common Stock
6000
I
By Trust
Restricted Stock Unit
2019-08-16
4
M
0
101122
0
D
Common Stock
101122
0
D
Acquisition of common stock upon vesting and settlement of restricted stock units. Each restricted stock unit converted into common stock on a one-for-one basis.
Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.
Revocable living trust of which the reporting person and his spouse are trustees and beneficiaries, with voting and investment power.
Each restricted stock unit represents a contingent right to receive one share of common stock of Arconic Inc. ("Arconic") or, at Arconic's election, cash equivalent to the fair market value thereof.
On February 15, 2019, the reporting person was granted 385,000 restricted stock units, generally vesting in two equal installments on the first and second anniversary of February 6, 2019, contingent on the reporting person's continued service as Chief Operating Officer through each applicable vesting date and subject to prorated or full vesting upon the occurrence of certain events. On August 16, 2019, in connection with the reporting person's cessation of service as Chief Operating Officer of Arconic, 101,122 restricted stock units vested and the remaining 283,878 restricted stock units were forfeited. The vested restricted stock units were settled in shares of Arconic common stock as described above.
The amount of securities beneficially owned reflects the forfeiture of 283,878 restricted stock units in connection with the reporting person's cessation of service as Chief Operating Officer of Arconic, effective August 16, 2019. The acquisition of these restricted stock units was previously reported in Table II of the reporting person's Form 4 on February 19, 2019.
/s/ Margaret Lam (Assistant Secretary), by power of attorney
2019-08-20