0000004281-17-000015.txt : 20170118
0000004281-17-000015.hdr.sgml : 20170118
20170118211947
ACCESSION NUMBER: 0000004281-17-000015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170113
FILED AS OF DATE: 20170118
DATE AS OF CHANGE: 20170118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arconic Inc.
CENTRAL INDEX KEY: 0000004281
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 250317820
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 390 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-4608
BUSINESS PHONE: 2128362732
MAIL ADDRESS:
STREET 1: 390 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-4608
FORMER COMPANY:
FORMER CONFORMED NAME: ALCOA INC.
DATE OF NAME CHANGE: 20141003
FORMER COMPANY:
FORMER CONFORMED NAME: ALCOA INC
DATE OF NAME CHANGE: 19990105
FORMER COMPANY:
FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KLEINFELD KLAUS
CENTRAL INDEX KEY: 0001268014
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03610
FILM NUMBER: 17534714
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-01-13
0000004281
Arconic Inc.
ARNC
0001268014
KLEINFELD KLAUS
390 PARK AVENUE
NEW YORK,
NY
10022
1
1
0
0
Chairman and CEO
Common Stock
2017-01-13
4
A
0
81330
0
A
830274
D
Common Stock
2017-01-13
4
A
0
71351
0
A
901625
D
Common Stock
2017-01-13
4
A
0
151442
0
A
1053067
D
Common Stock
2722
I
by Company 401(k) plan
Employee Stock Option (right to buy)
21.13
2017-01-13
4
A
0
287540
A
2027-01-13
Common Stock
287540
287540
D
On October 5, 2016, the Issuer effected a 1-for-3 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.
On November 1, 2016, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and Alcoa Corporation. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated October 31, 2016, by and between the Issuer and Alcoa Corporation (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment.
The amount of securities reported herein have been adjusted to reflect (i) the Reverse Stock Split and (ii) the post-Separation treatment of Issuer stock fund units as contemplated by the Employee Matters Agreement.
The option vests in three equal annual installments beginning January 13, 2018.
Employee stock options are granted without payment of consideration.
/s/ Margaret Lam (Assistant Secretary) by power of attorney
2017-01-18