0000004281-16-000171.txt : 20161017
0000004281-16-000171.hdr.sgml : 20161017
20161017140932
ACCESSION NUMBER: 0000004281-16-000171
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161013
FILED AS OF DATE: 20161017
DATE AS OF CHANGE: 20161017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALCOA INC.
CENTRAL INDEX KEY: 0000004281
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 250317820
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 390 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-4608
BUSINESS PHONE: 2128362732
MAIL ADDRESS:
STREET 1: 390 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-4608
FORMER COMPANY:
FORMER CONFORMED NAME: ALCOA INC
DATE OF NAME CHANGE: 19990105
FORMER COMPANY:
FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MYERS TIMOTHY DONALD
CENTRAL INDEX KEY: 0001678046
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03610
FILM NUMBER: 161938660
MAIL ADDRESS:
STREET 1: ALCOA INC.
STREET 2: 390 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-4608
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-10-13
0000004281
ALCOA INC.
AA
0001678046
MYERS TIMOTHY DONALD
390 PARK AVENUE
NEW YORK,
NY
10022
0
1
0
0
Executive Vice President
Common Stock
2016-10-13
4
I
0
6854
26.57
A
8501
I
By Company 401(k) Plan
Common Stock
21396
D
Phantom Stock
2016-10-13
4
A
0
6201
26.57
A
Common Stock
6201
11835
D
On October 5, 2016, Alcoa Inc effected a 1-for-3 reverse stock split of its common stock. The amount of securities reported on this Form 4 have been adjusted to reflect the reverse stock split.
Each phantom stock unit is the economic equivalent of one share of Alcoa common stock.
Phantom stock units were acquired under the Alcoa Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.
/s/ Margaret Lam (Assistant Secretary), by power of attorney
2016-10-17