0000004281-16-000152.txt : 20161005 0000004281-16-000152.hdr.sgml : 20161005 20161005173354 ACCESSION NUMBER: 0000004281-16-000152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161003 FILED AS OF DATE: 20161005 DATE AS OF CHANGE: 20161005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC. CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 BUSINESS PHONE: 2128362732 MAIL ADDRESS: STREET 1: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC DATE OF NAME CHANGE: 19990105 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUSSO PATRICIA F CENTRAL INDEX KEY: 0001023219 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 161923420 MAIL ADDRESS: STREET 1: SCHERING PLOUGH CORP STREET 2: ONE GIRALDA FARMS CITY: MADISON STATE: NJ ZIP: 07940-1000 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-10-03 0000004281 ALCOA INC. AA 0001023219 RUSSO PATRICIA F 390 PARK AVENUE NEW YORK, NY 10022 1 0 0 0 Common Stock 10000 I By Trust Phantom Stock Units 2016-10-03 4 A 0 3497 10.0625 A Common Stock 3497 71086 D Held by a trust for the benefit of the reporting person. The reporting person is the trustee of the trust. Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. /s/ Margaret Lam (Assistant Secretary), by power of attorney 2016-10-05