0000004281-16-000149.txt : 20161005 0000004281-16-000149.hdr.sgml : 20161005 20161005172956 ACCESSION NUMBER: 0000004281-16-000149 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161003 FILED AS OF DATE: 20161005 DATE AS OF CHANGE: 20161005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC. CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 BUSINESS PHONE: 2128362732 MAIL ADDRESS: STREET 1: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC DATE OF NAME CHANGE: 19990105 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLANT JOHN C CENTRAL INDEX KEY: 0001136562 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 161923408 MAIL ADDRESS: STREET 1: C/O MASCO CORPORATION STREET 2: 21001 VAN BORN ROAD CITY: TAYLOR STATE: MI ZIP: 48180 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-10-03 0000004281 ALCOA INC. AA 0001136562 PLANT JOHN C 390 PARK AVENUE NEW YORK, NY 10022 1 0 0 0 Common Stock 30000 I By Trust Phantom Stock Units 2016-10-03 4 A 0 3118 10.0625 A Common Stock 3118 9791 D Revocable living trust of which the reporting person is the trustee and beneficiary, with voting and investment power. Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. /s/ Margaret Lam (Assistant Secretary), by power of attorney 2016-10-05