0000004281-16-000149.txt : 20161005
0000004281-16-000149.hdr.sgml : 20161005
20161005172956
ACCESSION NUMBER: 0000004281-16-000149
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161003
FILED AS OF DATE: 20161005
DATE AS OF CHANGE: 20161005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALCOA INC.
CENTRAL INDEX KEY: 0000004281
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 250317820
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 390 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-4608
BUSINESS PHONE: 2128362732
MAIL ADDRESS:
STREET 1: 390 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-4608
FORMER COMPANY:
FORMER CONFORMED NAME: ALCOA INC
DATE OF NAME CHANGE: 19990105
FORMER COMPANY:
FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PLANT JOHN C
CENTRAL INDEX KEY: 0001136562
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03610
FILM NUMBER: 161923408
MAIL ADDRESS:
STREET 1: C/O MASCO CORPORATION
STREET 2: 21001 VAN BORN ROAD
CITY: TAYLOR
STATE: MI
ZIP: 48180
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-10-03
0000004281
ALCOA INC.
AA
0001136562
PLANT JOHN C
390 PARK AVENUE
NEW YORK,
NY
10022
1
0
0
0
Common Stock
30000
I
By Trust
Phantom Stock Units
2016-10-03
4
A
0
3118
10.0625
A
Common Stock
3118
9791
D
Revocable living trust of which the reporting person is the trustee and beneficiary, with voting and investment power.
Each phantom stock unit is the economic equivalent of one share of Alcoa common stock.
Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends.
/s/ Margaret Lam (Assistant Secretary), by power of attorney
2016-10-05