0000004281-16-000111.txt : 20160405 0000004281-16-000111.hdr.sgml : 20160405 20160405131744 ACCESSION NUMBER: 0000004281-16-000111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160401 FILED AS OF DATE: 20160405 DATE AS OF CHANGE: 20160405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC. CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 BUSINESS PHONE: 2128362732 MAIL ADDRESS: STREET 1: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC DATE OF NAME CHANGE: 19990105 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORRIS MICHAEL G CENTRAL INDEX KEY: 0001192346 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 161553770 MAIL ADDRESS: STREET 1: AMERICAN ELECTRIC POWER STREET 2: 1 RIVERSIDE PLAZA CITY: COLUMBUS STATE: OH ZIP: 43215 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-04-01 0000004281 ALCOA INC. AA 0001192346 MORRIS MICHAEL G 390 PARK AVENUE NEW YORK, NY 10022 1 0 0 0 Common Stock 30120 D Phantom Stock Units 2016-04-01 4 A 0 5707 9.4975 A Common Stock 5707 86799 D Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. /s/ Margaret Lam (Assistant Secretary), by power of attorney 2016-04-05