0000004281-16-000102.txt : 20160211 0000004281-16-000102.hdr.sgml : 20160211 20160211101647 ACCESSION NUMBER: 0000004281-16-000102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160209 FILED AS OF DATE: 20160211 DATE AS OF CHANGE: 20160211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC. CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 BUSINESS PHONE: 2128362732 MAIL ADDRESS: STREET 1: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC DATE OF NAME CHANGE: 19990105 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLANT JOHN C CENTRAL INDEX KEY: 0001136562 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 161408742 MAIL ADDRESS: STREET 1: C/O TRW AUTOMOTIVE STREET 2: 12001 TECH CENTER DRIVE CITY: LIVONIA STATE: MI ZIP: 48150 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-02-09 0000004281 ALCOA INC. AA 0001136562 PLANT JOHN C 390 PARK AVENUE NEW YORK, NY 10022 1 0 0 0 Common Stock 2016-02-09 4 P 0 30000 7.6748 A 30000 I By Trust The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.67 to $7.69. The reporting person undertakes to provide to Alcoa Inc., any security holder of Alcoa Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. Revocable living trust of which the reporting person is the trustee and beneficiary, with voting and investment power. /s/ Margaret Lam (Assistant Secretary), by power of attorney 2016-02-11