0000004281-16-000091.txt : 20160121 0000004281-16-000091.hdr.sgml : 20160121 20160121164149 ACCESSION NUMBER: 0000004281-16-000091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160119 FILED AS OF DATE: 20160121 DATE AS OF CHANGE: 20160121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC. CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 BUSINESS PHONE: 2128362732 MAIL ADDRESS: STREET 1: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC DATE OF NAME CHANGE: 19990105 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oplinger William F CENTRAL INDEX KEY: 0001573449 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 161353899 MAIL ADDRESS: STREET 1: ALCOA INC. STREET 2: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-01-19 0000004281 ALCOA INC. AA 0001573449 Oplinger William F 390 PARK AVENUE NEW YORK, NY 10022 0 1 0 0 Executive VP & CFO Common Stock 2016-01-19 4 F 0 13804 6.74 D 251164.3632 D Common Stock 2016-01-19 4 F 0 15123 6.74 D 236041.3632 D Common Stock 2016-01-19 4 F 0 7817 6.74 D 228224.3632 D Common Stock 4766 I By Company 401(k) Plan Employee Stock Option (right to buy) 6.74 2016-01-19 4 A 0 150950 A 2026-01-19 Common Stock 150950 150950 D Includes shares acquired under the Alcoa Dividend Reinvestment Plan. The option vests in three equal annual installments beginning January 19, 2017. Employee stock options are granted without payment of consideration. Margaret Lam (Assistant Secretary), by power of attorney 2016-01-21