0000004281-14-000053.txt : 20140717
0000004281-14-000053.hdr.sgml : 20140717
20140717160137
ACCESSION NUMBER: 0000004281-14-000053
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140716
FILED AS OF DATE: 20140717
DATE AS OF CHANGE: 20140717
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALCOA INC
CENTRAL INDEX KEY: 0000004281
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 250317820
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 ISABELLA ST
STREET 2: ALCOA CORPORATE CTR
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5858
BUSINESS PHONE: 4125532576
MAIL ADDRESS:
STREET 1: 801 ISABELLA ST
STREET 2: ALCOA CORPORATE CTR
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5858
FORMER COMPANY:
FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Collins Robert Sean
CENTRAL INDEX KEY: 0001590197
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03610
FILM NUMBER: 14980387
MAIL ADDRESS:
STREET 1: ALCOA INC.
STREET 2: 390 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-4608
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-07-16
0000004281
ALCOA INC
AA
0001590197
Collins Robert Sean
390 PARK AVENUE
NEW YORK,
NY
10022
0
1
0
0
Vice President and Controller
Common Stock
2014-07-16
4
M
0
14668
8.33
A
49987.95
D
Common Stock
2014-07-16
4
S
0
10107
16.4254
D
39880.95
D
Common Stock
2014-07-16
4
S
0
2280
16.4254
D
37600.95
D
Common Stock
1120
I
By Wife in Company 401(k) Plan
Common Stock
3954
I
By Company 401(k) Plan
Employee Stock Option (right to buy)
8.33
2014-07-16
4
M
0
14668
0
D
2015-01-23
Common Stock
14668
0
D
Includes shares acquired under the Alcoa Dividend Reinvestment Plan.
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.4049 to $16.43. The reporting person undertakes to provide to Alcoa Inc., any security holder of Alcoa Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
The option, representing a right to purchase a total of 44,000 shares, became exercisable in three equal annual installments beginning on January 23, 2010, which was the first anniversary of the date on which the option was granted.
Employee stock options are granted without payment of consideration.
Brenda Hart (Assistant Secretary), by power of attorney
2014-07-17