0000004281-14-000053.txt : 20140717 0000004281-14-000053.hdr.sgml : 20140717 20140717160137 ACCESSION NUMBER: 0000004281-14-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140716 FILED AS OF DATE: 20140717 DATE AS OF CHANGE: 20140717 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Collins Robert Sean CENTRAL INDEX KEY: 0001590197 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 14980387 MAIL ADDRESS: STREET 1: ALCOA INC. STREET 2: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-07-16 0000004281 ALCOA INC AA 0001590197 Collins Robert Sean 390 PARK AVENUE NEW YORK, NY 10022 0 1 0 0 Vice President and Controller Common Stock 2014-07-16 4 M 0 14668 8.33 A 49987.95 D Common Stock 2014-07-16 4 S 0 10107 16.4254 D 39880.95 D Common Stock 2014-07-16 4 S 0 2280 16.4254 D 37600.95 D Common Stock 1120 I By Wife in Company 401(k) Plan Common Stock 3954 I By Company 401(k) Plan Employee Stock Option (right to buy) 8.33 2014-07-16 4 M 0 14668 0 D 2015-01-23 Common Stock 14668 0 D Includes shares acquired under the Alcoa Dividend Reinvestment Plan. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.4049 to $16.43. The reporting person undertakes to provide to Alcoa Inc., any security holder of Alcoa Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. The option, representing a right to purchase a total of 44,000 shares, became exercisable in three equal annual installments beginning on January 23, 2010, which was the first anniversary of the date on which the option was granted. Employee stock options are granted without payment of consideration. Brenda Hart (Assistant Secretary), by power of attorney 2014-07-17