0000004281-13-000082.txt : 20131230 0000004281-13-000082.hdr.sgml : 20131230 20131230105221 ACCESSION NUMBER: 0000004281-13-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131227 FILED AS OF DATE: 20131230 DATE AS OF CHANGE: 20131230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oplinger William F CENTRAL INDEX KEY: 0001573449 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 131301750 MAIL ADDRESS: STREET 1: ALCOA INC. STREET 2: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-12-27 0000004281 ALCOA INC AA 0001573449 Oplinger William F 390 PARK AVENUE NEW YORK NY 10022 0 1 0 0 Executive VP & CFO Phantom Stock Units 2013-12-27 4 A 0 213 10.555 A Common Stock 213 2763 D 1 For 1 Phantom stock units were acquired under the Alcoa Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan. Brenda Hart (Assistant Secretary), by power of attorney 2013-12-30