0000004281-13-000040.txt : 20130603 0000004281-13-000040.hdr.sgml : 20130603 20130603114639 ACCESSION NUMBER: 0000004281-13-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130531 FILED AS OF DATE: 20130603 DATE AS OF CHANGE: 20130603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEINFELD KLAUS CENTRAL INDEX KEY: 0001268014 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 13887203 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-05-31 0000004281 ALCOA INC AA 0001268014 KLEINFELD KLAUS 390 PARK AVENUE NEW YORK NY 10022 1 1 0 0 Chairman and CEO Phantom Stock Units 2013-05-31 4 A 0 844 8.53 A Common Stock 844 27691 D 1 For 1 Phantom stock units were acquired under the Alcoa Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan. As of 5/31/2013, the reporting person also held 3,538 phantom stock units under the Alcoa Deferred Fee Plan for Directors which are to be paid out in cash after Board service ends. Brenda Hart (Assistant Secretary), by power of attorney 2013-06-03