0000004281-13-000034.txt : 20130405 0000004281-13-000034.hdr.sgml : 20130405 20130405124102 ACCESSION NUMBER: 0000004281-13-000034 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130401 FILED AS OF DATE: 20130405 DATE AS OF CHANGE: 20130405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oplinger William F CENTRAL INDEX KEY: 0001573449 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 13745089 MAIL ADDRESS: STREET 1: ALCOA INC. STREET 2: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2013-04-01 0 0000004281 ALCOA INC AA 0001573449 Oplinger William F 390 PARK AVENUE NEW YORK NY 10022 0 1 0 0 Executive VP & CFO Common Stock 35461.1346 D Common Stock 3462 I By Company 401(k) Plan Employee Stock Option (right to buy) 28.79 2014-01-17 Common Stock 4592 D Employee Stock Option (right to buy) 8.33 2015-01-23 Common Stock 16867 D Employee Stock Option (right to buy) 13.54 2020-01-26 Common Stock 15240 D Employee Stock Option (right to buy) 16.24 2021-01-25 Common Stock 5340 D Employee Stock Option (right to buy) 10.17 2022-01-20 Common Stock 99600 D Employee Stock Option (right to buy) 8.88 2023-01-16 Common Stock 90240 D Phantom Stock Units Common Stock 1545 D The option vested in three equal annual installments beginning January 17, 2009. The option was part of an option grant that vested in three equal annual installments beginning January 23, 2010. The remaining portion of the grant held by the reporting person as shown in the table vested on January 23, 2012. The option vested in three equal annual installments beginning January 26, 2011. The option vests in three equal annual installments beginning January 25, 2012. The option vests in three equal annual installments beginning January 20, 2013. The option vests in three equal annual installments beginning January 16, 2014. Phantom stock units were acquired under the Alcoa Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan. 1 For 1 Brenda Hart (Assistant Secretary), by power of attorney 2013-04-05 EX-24 2 attach_1.htm EXHIBIT LIST EXHIBIT 24 - POWER OF ATTORNEY OF WILLIAM F. OPLINGER

POWER OF ATTORNEY



 KNOW ALL PERSONS BY THESE PRESENTS that the undersigned hereby names,

constitutes and appoints the Secretary and each Assistant Secretary of ALCOA INC., a

Pennsylvania corporation (the "Company"), or any of them, the undersigned's true and lawful

attorney-in-fact and agent to:



       (1)  prepare, sign for and on behalf of the undersigned, and submit to the U.S.

Securities and Exchange Commission (the "SEC"), a Form ID, including amendments thereto,

and any other documents necessary or appropriate to obtain codes and passwords enabling the

undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the

Securities Exchange Act of 1934 or any rule or regulation of the SEC;



       (2) prepare, and sign for and on behalf of the undersigned, as to any equity securities

of the Company, Forms 3, 4 and/or 5, including amendments thereto, in accordance with

Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder;



       (3) timely file any such Forms 3, 4 and/or 5, including amendments thereto, with the

SEC and any stock exchange or similar authority and deliver a copy thereof to the Company in

care of the Secretary; and



       (4) take any other action in connection with the foregoing which, in the opinion of such

attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the

undersigned.



        The undersigned hereby grants to each of such attorneys-in-fact full power and authority

to do and perform any and every act and thing whatsoever requisite, necessary or proper to be

done in the exercise of any of the rights and powers herein granted, as fully to all intents and

purposes as the undersigned might or could do if personally present, hereby ratifying and

confirming all that such attorneys-in-fact shall lawfully do or cause to be done by virtue of this

Power of Attorney and the rights and powers herein granted.  The undersigned acknowledges that

the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are

not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply

with Section 16 of the Securities Exchange Act of 1934.



       This Power of Attorney shall remain in full force and effect until the undersigned is no

longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and

transactions in equity securities of the Company, unless earlier revoked by the undersigned in a

signed writing delivered to the foregoing attorneys-in-fact.



 IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be

executed on the date set opposite the signature below.





/s/ William F. Oplinger





3/26/13

Signature



Date



William F. Oplinger





Print Name