0000004281-12-000108.txt : 20121226 0000004281-12-000108.hdr.sgml : 20121226 20121226140201 ACCESSION NUMBER: 0000004281-12-000108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121221 FILED AS OF DATE: 20121226 DATE AS OF CHANGE: 20121226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARRIERE MICHAEL T. CENTRAL INDEX KEY: 0001549608 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 121284952 MAIL ADDRESS: STREET 1: ALCOA INC. STREET 2: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-12-21 0000004281 ALCOA INC AA 0001549608 BARRIERE MICHAEL T. 201 ISABELLA STREET PITTSBURGH PA 15212 0 1 0 0 Vice President Phantom Stock Units 2012-12-21 4 A 0 219 8.58 A Common Stock 219 656 D 1 For 1 Phantom stock units were acquired under the Alcoa Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan. Brenda Hart (Assistant Secretary), by power of attorney 2012-12-26