0000004281-11-000073.txt : 20110705 0000004281-11-000073.hdr.sgml : 20110704 20110705173530 ACCESSION NUMBER: 0000004281-11-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110701 FILED AS OF DATE: 20110705 DATE AS OF CHANGE: 20110705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUERON JUDITH M CENTRAL INDEX KEY: 0001184000 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 11950832 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-07-01 0000004281 ALCOA INC AA 0001184000 GUERON JUDITH M 201 ISABELLA STREET PITTSBURGH PA 15212 1 0 0 0 Common Stock 15269.3987 D Phantom Stock Units 2011-07-01 4 A 0 368 16.125 A Common Stock 368 32718 D Includes shares acquired under the Alcoa Dividend Reinvestment Plan 1 For 1 Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. This total includes phantom stock units held under the Alcoa 2005 Deferred Fee Plan for Directors that have been previously reported on the reporting person's Form 4 reports but were inadvertently omitted by the plan administrator (in the amount of 4,089 units at a price of $17.60/share) from the total as shown in column 9 of the reporting person's Form 4 report filed on April 4, 2011. Brenda Hart (Assistant Secretary), by power of attorney 2011-07-05