-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lnq75dFSWu/l16VsHIQ4vQYlD7PYaVkS2TyqFJJMWEKevJGNQRq68+GB+qAdj+7l t6BnbVuU+6ChfpF6Px3nKQ== 0000004281-11-000042.txt : 20110201 0000004281-11-000042.hdr.sgml : 20110201 20110201160050 ACCESSION NUMBER: 0000004281-11-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110131 FILED AS OF DATE: 20110201 DATE AS OF CHANGE: 20110201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHRISTOPHER WILLIAM F CENTRAL INDEX KEY: 0001213731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 11563165 MAIL ADDRESS: STREET 1: C/O ALCOA INC STREET 2: 201 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-01-31 0000004281 ALCOA INC AA 0001213731 CHRISTOPHER WILLIAM F 201 ISABELLA STREET PITTSBURGH PA 15212 0 1 0 0 Chairman's Counsel Common Stock 2011-01-31 4 M 0 365334 8.33 A 786971 D Common Stock 2011-01-31 4 S 0 8500 16.43 D 778471 D Common Stock 2011-01-31 4 S 0 45000 16.44 D 733471 D Common Stock 2011-01-31 4 S 0 124134 16.45 D 609337 D Common Stock 2011-01-31 4 S 0 164000 16.46 D 445337 D Common Stock 2011-01-31 4 S 0 23700 16.47 D 421637 D Common Stock 11542 I By Company 401(k) Plan Employee Stock Option (right to buy) 8.33 2011-01-31 4 M 0 365334 0 D 2015-01-23 Common Stock 365334 182666 D The option is part of an option grant that vests in three equal annual installments beginning January 23, 2010. One-half of the options exercised by the reporting person vested on January 23, 2010 and one-half vested on January 23, 2011. Employee stock options are granted without payment of consideration. In the aggregate, a total of 292,683 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report. Brenda Hart (Assistant Secretary), by power of attorney 2011-02-01 -----END PRIVACY-ENHANCED MESSAGE-----