-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WSBM+sIN3SMRSWqjtRoTS/y42DF22C1+Z94eR/lGutxwneDUvJnsZeOR3mfixueP Gx4KQ02twHzdkSipytITEA== 0000004281-11-000040.txt : 20110127 0000004281-11-000040.hdr.sgml : 20110127 20110127171036 ACCESSION NUMBER: 0000004281-11-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110125 FILED AS OF DATE: 20110127 DATE AS OF CHANGE: 20110127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEINFELD KLAUS CENTRAL INDEX KEY: 0001268014 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 11552939 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-01-25 0000004281 ALCOA INC AA 0001268014 KLEINFELD KLAUS 201 ISABELLA STREET PITTSBURGH PA 15212 1 1 0 0 Chairman and CEO Employee Stock Option (right to buy) 16.24 2011-01-25 4 A 0 383070 A 2021-01-25 Common Stock 383070 383070 D The option vests in three equal annual installments beginning January 25, 2012. Employee stock options are granted without payment of consideration. In the aggregate, a total of 3,758,676 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report. Brenda Hart ( Assistant Secretary), by power of attorney 2011-01-27 -----END PRIVACY-ENHANCED MESSAGE-----