-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OEyjNc7WKJ4otXj25QPufMh0rXbGaadlPpHr0UiqqEsX6/eeW54omwOydY1L1bpZ J7pB1YJ6Y+abBc8qkH1SQQ== 0000004281-11-000017.txt : 20110124 0000004281-11-000017.hdr.sgml : 20110124 20110124160756 ACCESSION NUMBER: 0000004281-11-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110120 FILED AS OF DATE: 20110124 DATE AS OF CHANGE: 20110124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bottger Graeme CENTRAL INDEX KEY: 0001498468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 11543908 MAIL ADDRESS: STREET 1: ALCOA INC., 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-01-20 0000004281 ALCOA INC AA 0001498468 Bottger Graeme 201 ISABELLA STREET PITTSBURGH PA 15212 0 1 0 0 Vice President and Controller Common Stock 2011-01-20 4 A 0 3760 0 A 27397 D Common Stock 9111 I By Company 401(k) Plan Employee Stock Option (right to buy) 13.54 2011-01-20 4 A 0 34920 A 2020-01-26 Common Stock 34920 34920 D The option vests in three annual installments as follows: 1/3 vests on January 26, 2011, 1/3 vests on January 26, 2012 and 1/3 vests on January 26, 2013. Employee stock options are granted without payment of consideration. On January 26, 2010, the reporting person was granted a performance stock option at a target level of 34,920 shares, with the actual number to be received to be based on Alcoa's free cash flow and profit performance for 2010. Based on the calculation of Alcoa's performance for 2010, the reporting person received on January 20, 2011 an option to purchase 34,920 shares of Alcoa common stock. In the aggregate, a total of 231,940 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report. Brenda Hart (Assistant Secretary), by power of attorney 2011-01-24 -----END PRIVACY-ENHANCED MESSAGE-----