-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IQ7TGgLPthZ5TAm+rYMitS8HeT++wxJAujFHQ8wPaygq3eWSGh17oAfhmLwycgko GmxwW1dNcQcZy52WLvjWHQ== 0000004281-09-000068.txt : 20091117 0000004281-09-000068.hdr.sgml : 20091117 20091117164145 ACCESSION NUMBER: 0000004281-09-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091113 FILED AS OF DATE: 20091117 DATE AS OF CHANGE: 20091117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUERON JUDITH M CENTRAL INDEX KEY: 0001184000 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 091190899 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-11-13 0000004281 ALCOA INC AA 0001184000 GUERON JUDITH M 201 ISABELLA STREET PITTSBURGH PA 15212 1 0 0 0 Common Stock 2009-11-13 4 M 0 50 A 15073.7184 D Common Stock 2009-11-13 4 D 0 50 13.18 D 15023.7184 D Restricted Stock Units 2009-11-13 4 M 0 50 D 2009-11-13 2009-11-13 Common Stock 50 0 D Phantom Stock Units Common Stock 31720 D Each restricted stock unit granted on November 13, 2008 under the Directors Plan: "You Make a Difference Award" represented a contingent right to receive the cash value of one share of Alcoa Inc. common stock on a 1-for-1 basis after a one-year vesting period. All of the units were settled for cash upon vesting on November 13, 2009. Includes shares acquired under the Alcoa Dividend Reinvestment Plan. The reporting person holds phantom stock units under the 2005 (or prior) Alcoa Deferred Fee Plan for Directors. Such units are the economic equivalent of one share of Alcoa Inc. common stock and are to be paid out in cash after Board service ends. Brenda Hart (Assistant Secretary), by power of attorney 2009-11-17 -----END PRIVACY-ENHANCED MESSAGE-----