-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GwzDHnGk9EEcvXPUjtHrHvgonCTsEYAmKHKZUfFeRbuBSwAcrvp1pK1MDq30k2Y7 QDSl3CBmmQVs1CqQO+aVBA== 0000004281-09-000017.txt : 20090126 0000004281-09-000017.hdr.sgml : 20090126 20090126160338 ACCESSION NUMBER: 0000004281-09-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090123 FILED AS OF DATE: 20090126 DATE AS OF CHANGE: 20090126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHRISTOPHER WILLIAM F CENTRAL INDEX KEY: 0001213731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 09545600 MAIL ADDRESS: STREET 1: C/O ALCOA INC STREET 2: 201 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-01-23 0000004281 ALCOA INC AA 0001213731 CHRISTOPHER WILLIAM F 201 ISABELLA STREET PITTSBURGH PA 15212 0 1 0 0 Executive Vice President Employee Stock Option (right to buy) 8.33 2009-01-23 4 A 0 274000 A 2015-01-23 Common Stock 274000 274000 D The option vests in three equal annual installments beginning January 23, 2010. Employee stock options are granted without payment of consideration. In the aggregate, a total of 599,295 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report. Brenda Hart (Assistant Secretary), by power of attorney 2009-01-26 -----END PRIVACY-ENHANCED MESSAGE-----