-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HQ7chrYx1uE1w681RBD8EAq7NYZRKmO9minloW/Dk9EzHU2mDIHK/KJZ5CnyXmHI auHVykRihyhPXETaWulSBA== 0000004281-07-000044.txt : 20070313 0000004281-07-000044.hdr.sgml : 20070313 20070313105427 ACCESSION NUMBER: 0000004281-07-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070309 FILED AS OF DATE: 20070313 DATE AS OF CHANGE: 20070313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMAS PAUL D CENTRAL INDEX KEY: 0001281347 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 07689598 MAIL ADDRESS: STREET 1: C/O ALCOA INC STREET 2: 201 ISABELLA ST CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-03-09 0000004281 ALCOA INC AA 0001281347 THOMAS PAUL D 201 ISABELLA STREET PITTSBURGH PA 15212 0 1 0 0 Executive Vice President Common Stock 2007-03-09 4 A 0 12628 0 A 196736.223 D Common Stock 2007-03-09 4 A 0 2453 0 A 199189.223 D Common Stock 1440 I By Company 401(k) Plan Employee Stock Option (right to buy) 28.925 2007-03-09 4 A 0 40700 A 2012-01-12 Common Stock 40700 40700 D Includes shares acquired under the Alcoa Dividend Reinvestment Plan. The option vests in three annual installments as follows: 1/3 vests on March 12, 2007, 1/3 vests on January 12, 2008, and 1/3 vests on January 12, 2009. Employee stock options are granted without payment of consideration. On January 12, 2006, the reporting person was granted a performance stock option at a target level of 40,700 shares, with the actual number to be received to be based on Alcoa's return on capital perfomance for 2006 relative to a comparator group of companies. Based on the calculation of Alcoa's performance for 2006, the reporting person received on March 9, 2007 an option to purchase 40,700 shares of Alcoa common stock. In the aggregate, a total of 745,679 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report). Brenda Hart (Assistant Secretary), by power of attorney 2007-03-13 -----END PRIVACY-ENHANCED MESSAGE-----