-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vv3qfIFFVt4KfAn/em4j/QpqoiHdPc9Ta11cadUNxPbYuNpfQc/UqkVnbVFDZ7a7 JMlg1aZUJ1wMJrL7qoCnaQ== 0000004281-06-000111.txt : 20061106 0000004281-06-000111.hdr.sgml : 20061106 20061106134207 ACCESSION NUMBER: 0000004281-06-000111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061103 FILED AS OF DATE: 20061106 DATE AS OF CHANGE: 20061106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REITAN BERNT CENTRAL INDEX KEY: 0001268015 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 061189562 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 41255534707 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-11-03 0000004281 ALCOA INC AA 0001268015 REITAN BERNT 201 ISABELLA STREET PITTSBURGH PA 15212 0 1 0 0 Executive Vice President Phantom Stock Units 2006-11-03 4 A 0 96 28.545 A Common Stock 96 2753 D 1 for 1 Phantom stock units were acquired under the Alcoa Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan. As of 11/3/2006, the reporting person also held 33,295.19 phantom stock units under the Alcoa Stock Acquisition Plan, which vest three years after the applicable award date. Upon vesting, the units become subject to the provisions of the Alcoa Deferred Compensation Plan and are reported as held under that Plan. Brenda Hart (Assistant Secretary), by power of attorney 2006-11-06 -----END PRIVACY-ENHANCED MESSAGE-----