-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KKNgn2x3pDd/b5/ru22HybgjzD+DFXtRtwLlp5SgFBjsoSN7I2dAJSQPR26nEnUg XmhCPa5bsolHErcDAAgl1g== 0000004281-04-000014.txt : 20040114 0000004281-04-000014.hdr.sgml : 20040114 20040114084904 ACCESSION NUMBER: 0000004281-04-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040112 FILED AS OF DATE: 20040114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELSON RICHARD B CENTRAL INDEX KEY: 0001143958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 04523893 BUSINESS ADDRESS: STREET 1: C/O WESTVACO CORP STREET 2: 299 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 MAIL ADDRESS: STREET 1: C/O WESTVACO CORP STREET 2: 299 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0201 42004-01-12 0000004281 ALCOA INC AA 0001143958 KELSON RICHARD B 201 ISABELLA STREET PITTSBURGH PA 15212 0100Exec. VP and CFOCommon Stock2004-01-124M07076722.555A420412DCommon Stock2004-01-124F05631736.295D364095DCommon Stock8439IBy Company 401(k) PlanEmployee Stock Option (right to buy)22.5552004-01-124M070767D2004-01-102013-01-10Common Stock70767141533DEmployee Stock Option (right to buy)36.2952004-01-124A053639A2004-07-122013-01-10Common Stock5363953639DEmployee stock options are granted without payment of consideration.In the aggregate, a total of 1,357,919 employee stock options (with various prices and expiration dates) were beneficially owned by the reporting person as of the date of this report.These are reload stock options granted in connection with the reporting person's exercise of outstanding options and payment of the option exercise costs by delivering previously owned shares to the Company as reported herein.Brenda Hart (Assistant Secretary), by power of attorney2004-01-14 -----END PRIVACY-ENHANCED MESSAGE-----