-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OrQoVhkS9yqRAkWSiXx7+8CG4wK9rGxvHjayKnpPLZzxoz/VETujwdeZnsCei8be 7V+L3Y55dbtgyBZE2r20BQ== 0001209191-07-016189.txt : 20070307 0001209191-07-016189.hdr.sgml : 20070307 20070307164820 ACCESSION NUMBER: 0001209191-07-016189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070305 FILED AS OF DATE: 20070307 DATE AS OF CHANGE: 20070307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOPPEN TIMOTHY R CENTRAL INDEX KEY: 0001201069 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01927 FILM NUMBER: 07678324 BUSINESS ADDRESS: BUSINESS PHONE: 330-796-2121 MAIL ADDRESS: STREET 1: THE GOODYEAR TIRE & RUBBER COMPANY STREET 2: 1144 EAST MARKET STREET CITY: AKRON STATE: OH ZIP: 44316-0001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOODYEAR TIRE & RUBBER CO /OH/ CENTRAL INDEX KEY: 0000042582 STANDARD INDUSTRIAL CLASSIFICATION: TIRES AND INNER TUBES [3011] IRS NUMBER: 340253240 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1144 E MARKET ST CITY: AKRON STATE: OH ZIP: 44316 BUSINESS PHONE: 2167962121 MAIL ADDRESS: STREET 1: 1144 E MARKET ST CITY: AKRON STATE: OH ZIP: 44316 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-03-05 0 0000042582 GOODYEAR TIRE & RUBBER CO /OH/ GT 0001201069 TOPPEN TIMOTHY R THE GOODYEAR TIRE & RUBBER COMPANY 1144 EAST MARKET STREET AKRON OH 44316-0001 0 1 0 0 President, Engineered Products Common Stock 3165 I 401(k) Plan Common Stock 2007-03-05 4 F 0 3400 27.37 D 7859 D Common Stock 2007-03-05 4 M 0 11720 7.94 A 16807 D Common Stock 2007-03-05 4 F 0 1412 27.37 D 15395 D Common Stock 2007-03-05 4 M 0 5675 6.81 A 19697 D Common Stock 2007-03-05 4 F 0 3711 27.37 D 15986 D Common Stock 2007-03-05 4 M 0 8100 12.54 A 22673 D Common Stock 2007-03-05 4 F 0 752 27.37 D 21921 D Common Stock 2007-03-05 4 M 0 1200 17.15 A 22976 D Common Stock 2007-03-05 4 F 0 1787 27.37 D 21189 D Common Stock 2007-03-05 4 M 0 3900 12.54 A 25089 D 2002 Plan Option 7.94 2007-03-05 4 M 0 11720 0.00 D 2012-12-03 Common Stock 11720 0 D 2002 Plan Option 27.37 2007-03-05 4 A 0 6172 0.00 A 2008-03-05 2012-12-03 Common Stock 6172 6172 D 2002 Plan Option 6.81 2007-03-05 4 M 0 5675 0.00 D 2013-12-02 Common Stock 5675 5675 D 2002 Plan Option 27.37 2007-03-05 4 A 0 2785 0.00 A 2008-03-05 2013-12-02 Common Stock 2785 2785 D 2002 Plan Option 12.54 2007-03-05 4 M 0 8100 0.00 D 2014-12-09 Common Stock 8100 8100 D 2002 Plan Option 27.37 2007-03-05 4 A 0 5124 0.00 A 2008-03-05 2014-12-09 Common Stock 5124 5124 D 2005 Plan Option 17.15 2007-03-05 4 M 0 1200 0.00 D 2015-12-06 Common Stock 1200 17800 D 2005 Plan Option 27.37 2007-03-05 4 A 0 897 0.00 A 2008-03-05 2015-12-06 Common Stock 897 897 D 2002 Plan Option 12.54 2007-03-05 4 M 0 3900 0.00 D 2014-12-09 Common Stock 3900 3900 D 2002 Plan Option 27.37 2007-03-05 4 A 0 1787 0.00 A 2008-03-05 2014-12-09 Common Stock 1787 1787 D Total number of shares of common stock allocated to the account of the reporting person in a Trust established under Goodyear's Employee Savings Plan for Salaried Employees, a 401(k) Plan (the "Savings Plan"), as of the date of this statement as reported by the Plan Trustee. The shares are held by a nominee of The Northern Trust Company, the Savings Plan Trustee. 3,400 previously owned shares having a market value of $27.37 per share were delivered in payment of the option price of $7.94 per share for 11,720 shares acquired pursuant to the exercise of an option granted under the 2002 Plan. 11,720 shares were acquired pursuant to the exercise of an option granted under the 2002 Plan. The option purchase price was paid in accordance with the 2002 Plan in the form of 3,400 shares valued in accordance with the 2002 Plan. In addition, 2,772 shares were withheld to pay Federal withholding taxes as permitted by the 2002 Plan and option grant. 1,412 previously owned shares having a market value of $27.37 per share were delivered in payment of the option price of $6.81 per share for 5,675 shares acquired pursuant to the exercise of an option granted under the 2002 Plan. 5,675 shares were acquired pursuant to the exercise of an option granted under the 2002 Plan. The option purchase price was paid in accordance with the 2002 Plan in the form of 1,412 shares valued in accordance with the 2002 Plan. In addition, 1,373 shares were withheld to pay Federal withholding taxes as permitted by the 2002 Plan and option grant. 3,711 previously owned shares having a market value of $27.37 per share were delivered in payment of the option price of $12.54 per share for 8,100 shares acquired pursuant to the exercise of an option granted under the 2002 Plan. 8,100 shares were acquired pursuant to the exercise of an option granted under the 2002 Plan. The option purchase price was paid in accordance with the 2002 Plan in the form of 3,711 shares valued in accordance with the 2002 Plan. In addition, 1,413 shares were withheld to pay Federal withholding taxes as permitted by the 2002 Plan and option grant. 752 previously owned shares having a market value of $27.37 per share were delivered in payment of the option price of $17.15 per share for 1,200 shares acquired pursuant to the exercise of an option granted under the 2005 Plan. 1,200 shares were acquired pursuant to the exercise of an option granted under the 2005 Plan. The option purchase price was paid in accordance with the 2005 Plan in the form of 752 shares valued in accordance with the 2005 Plan. In addition, 145 shares were withheld to pay Federal withholding taxes as permitted by the 2005 Plan and option grant. 1,787 previously owned shares having a market value of $27.37 per share were delivered in payment of the option price of $12.54 per share for 3,900 shares acquired pursuant to the exercise of an option granted under the 2002 Plan. Exercise of Incentive Stock Option granted on 12/9/2004 under the 2002 Plan. As a result of of the transactions reported herein, the reporting person's ownership of stock increased by 13,830 shares. Exercise of Non-Qualified Stock Option granted on 12/3/2002 under the 2002 Plan. The option vests and becomes exercisable in 25% increments over four years commencing one year after the date of grant. Pursuant to the terms of the plan, a reload option was granted for the number of shares tendered in payment of the option exercise price and withheld to pay Federal withholding taxes. Exercise of Non-Qualified Stock Option granted on 12/2/2003under the 2002 Plan. Exercise of Non-Qualified Stock Option granted on 12/9/2004 under the 2002 Plan. Exercise of Non-Qualified Stock Option granted on 12/6/2005 under the 2005 Plan. Exercise of Incentive Stock Option granted on 12/9/2004 under the 2002 Plan. Pursuant to the terms of the plan, a reload option was granted for the number of shares tendered in payment of the option exercise price. /s/ Bertram Bell, signing as an attorney-in-fact and agent duly authorized to execute this Form 4 on behalf of Timothy R Toppen pursuant to a Power of Attorney dated 10/3/02, a copy of which has been previously filed with the SEC. 2007-03-07 -----END PRIVACY-ENHANCED MESSAGE-----