-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EYBuwzer11TUZClicywmmLZig/Sva4I5/H36GCQIgvcYMSqQMitKcZm7typCc0NR 2Ex7xfyVYBAJLp6KfRR/qA== 0001209191-07-015095.txt : 20070302 0001209191-07-015095.hdr.sgml : 20070302 20070302164719 ACCESSION NUMBER: 0001209191-07-015095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070228 FILED AS OF DATE: 20070302 DATE AS OF CHANGE: 20070302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOODYEAR TIRE & RUBBER CO /OH/ CENTRAL INDEX KEY: 0000042582 STANDARD INDUSTRIAL CLASSIFICATION: TIRES AND INNER TUBES [3011] IRS NUMBER: 340253240 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1144 E MARKET ST CITY: AKRON STATE: OH ZIP: 44316 BUSINESS PHONE: 2167962121 MAIL ADDRESS: STREET 1: 1144 E MARKET ST CITY: AKRON STATE: OH ZIP: 44316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICH JONATHAN D CENTRAL INDEX KEY: 0001193316 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01927 FILM NUMBER: 07668400 MAIL ADDRESS: STREET 1: 1144 EAST MARKET STREET CITY: AKRON STATE: OH ZIP: 44316-0001 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-02-28 0 0000042582 GOODYEAR TIRE & RUBBER CO /OH/ GT 0001193316 RICH JONATHAN D THE GOODYEAR TIRE & RUBBER COMPANY 1144 EAST MARKET STREET AKRON OH 44316-0001 0 1 0 0 President, North American Tire Common Stock 4004 I 401(k) Plan Common Stock 2007-02-28 4 F 0 3107 24.66 D 37482 D Common Stock 2007-02-28 4 M 0 11250 6.81 A 46058 D Common Stock 2007-02-28 4 F 0 11240 24.66 D 34818 D Common Stock 2007-02-28 4 M 0 22100 12.54 A 53421 D Common Stock 2007-02-28 4 F 0 7651 24.66 D 45770 D Common Stock 2007-02-28 4 M 0 11000 17.15 A 55691 D Common Stock 2007-02-28 4 F 0 3585 24.66 D 52106 D Common Stock 2007-02-28 4 M 0 5000 17.68 A 57106 D Common Stock 2007-02-28 4 F 0 3577 24.66 D 53529 D Common Stock 2007-02-28 4 M 0 4000 24.66 A 57529 D Common Stock 2007-02-28 4 F 0 1983 24.66 D 55546 D Common Stock 2007-02-28 4 M 0 3900 12.54 A 59446 D Common Stock 2007-02-28 4 F 0 717 24.66 D 58729 D Common Stock 2007-02-28 4 M 0 1000 17.68 A 59620 D Common Stock 2007-02-28 4 F 0 5723 24.66 D 53897 D Common Stock 2007-02-28 4 M 0 6400 22.05 A 60045 D Common Stock 2007-02-28 4 F 0 2012 24.66 D 58033 D Common Stock 2007-02-28 4 M 0 6250 7.94 A 62918 D 2002 Plan Option 6.81 2007-02-28 4 M 0 11250 0.00 D 2013-12-02 Common Stock 11250 11250 D 2002 Plan Option 24.66 2007-02-28 4 A 0 5781 0.00 A 2008-02-28 2013-12-02 Common Stock 5781 5781 D 2002 Plan Option 12.54 2007-02-28 4 M 0 22100 0.00 D 2014-12-09 Common Stock 22100 22100 D 2002 Plan Option 24.66 2007-02-28 4 A 0 14737 0.00 A 2008-02-28 2014-12-09 Common Stock 14737 14737 D 2005 Plan Option 17.15 2007-02-28 4 M 0 11000 0.00 D 2015-12-06 Common Stock 11000 33000 D 2005 Plan Option 24.66 2007-02-28 4 A 0 8730 0.00 A 2008-02-28 2015-12-06 Common Stock 8730 8730 D 2002 Plan Option 17.68 2007-02-28 4 M 0 5000 0.00 D 2010-12-04 Common Stock 5000 0 D 2002 Plan Option 24.66 2007-02-28 4 A 0 3585 0.00 A 2008-02-28 2010-12-04 Common Stock 3585 3585 D 2002 Plan Option 22.05 2007-02-28 4 M 0 4000 0.00 D 2011-12-03 Common Stock 4000 0 D 2002 Plan Option 24.66 2007-02-28 4 A 0 3577 0.00 A 2008-02-28 2011-12-03 Common Stock 3577 3577 D 2002 Plan Option 12.54 2007-02-28 4 M 0 3900 0.00 D 2014-12-09 Common Stock 3900 3900 D 2002 Plan Option 24.66 2007-02-28 4 A 0 1983 0.00 A 2008-02-28 2014-12-09 Common Stock 1983 1983 D 2002 Plan Option 17.68 2007-02-28 4 M 0 1000 0.00 D 2010-12-04 Common Stock 1000 0 D 2002 Plan Option 24.66 2007-02-28 4 A 0 826 0.00 A 2008-02-28 2010-12-04 Common Stock 826 826 D 2002 Plan Option 22.05 2007-02-28 4 M 0 6400 0.00 D 2011-12-03 Common Stock 6400 0 D 2002 Plan Option 24.66 2007-02-28 4 A 0 5975 0.00 A 2008-02-28 2011-12-03 Common Stock 5975 5975 D 2002 Plan Option 7.94 2007-02-28 4 M 0 6250 0.00 D 2012-12-03 Common Stock 6250 0 D 2002 Plan Option 24.66 2007-02-28 4 A 0 3377 0.00 A 2008-02-28 2012-12-03 Common Stock 3377 3377 D Total number of shares of common stock allocated to the account of the reporting person in a Trust established under Goodyear's Employee Savings Plan for Salaried Employees, a 401(k) Plan (the "Savings Plan"), as of the date of this statement as reported by the Plan Trustee. The shares are held by a nominee of The Northern Trust Company, the Savings Plan Trustee. 3,107 previously owned shares having a market value of $24.66 per share were delivered in payment of the option price of $6.81 per share for 11,250 shares acquired pursuant to the exercise of an option granted under the 2002 Plan. 11,250 shares were acquired pursuant to the exercise of an option granted under the 2002 Plan. The option purchase price was paid in accordance with the 2002 Plan in the form of 3,107 shares valued in accordance with the 2002 Plan. In addition, 2,674 shares were withheld to pay Federal withholding taxes as permitted by the 2002 Plan and option grant. 11,240 previously owned shares having a market value of $24.66 per share were delivered in payment of the option price of $12.54 per share for 22,100 shares acquired pursuant to the exercise of an option granted under the 2002 Plan. 22,100 shares were acquired pursuant to the exercise of an option granted under the 2002 Plan. The option purchase price was paid in accordance with the 2002 Plan in the form of 11,240 shares valued in accordance with the 2002 Plan. In addition, 3,497 shares were withheld to pay Federal withholding taxes as permitted by the 2002 Plan and option grant. 7,651 previously owned shares having a market value of $24.66 per share were delivered in payment of the option price of $17.15 per share for 11,000 shares acquired pursuant to the exercise of an option granted under the 2002 Plan. 11,000 shares were acquired pursuant to the exercise of an option granted under the 2002 Plan. The option purchase price was paid in accordance with the 2002 Plan in the form of 7,651 shares valued in accordance with the 2002 Plan. In addition, 1,079 shares were withheld to pay Federal withholding taxes as permitted by the 2002 Plan and option grant. 3,585 previously owned shares having a market value of $24.66 per share were delivered in payment of the option price of $17.68 per share for 5,000 shares acquired pursuant to the exercise of an option granted under the 2002 Plan. Exercise of Incentive Stock Option granted on 12/4/2000 under the 2002 Plan. 3,577 previously owned shares having a market value of $24.66 per share were delivered in payment of the option price of $22.05 per share for 4,000 shares acquired pursuant to the exercise of an option granted under the 2002 Plan. Exercise of Incentive Stock Option granted on 12/3/2001 under the 2002 Plan. 1,983 previously owned shares having a market value of $22.66 per share were delivered in payment of the option price of $12.54 per share for 3,900 shares acquired pursuant to the exercise of an option granted under the 2002 Plan. Exercise of Incentive Stock Option granted on 12/9/2004 under the 2002 Plan. 717 previously owned shares having a market value of $24.66 per share were delivered in payment of the option price of $17.68 per share for 1,000 shares acquired pursuant to the exercise of an option granted under the 2002 Plan. 1,000 shares were acquired pursuant to the exercise of an option granted under the 2002 Plan. The option purchase price was paid in accordance with the 2002 Plan in the form of 717 shares valued in accordance with the 2002 Plan. In addition, 109 shares were withheld to pay Federal withholding taxes as permitted by the 2002 Plan and option grant. 5,723 previously owned shares having a market value of $24.66 per share were delivered in payment of the option price of $22.05 per share for 6,400 shares acquired pursuant to the exercise of an option granted under the 2002 Plan. 6,400 shares were acquired pursuant to the exercise of an option granted under the 2002 Plan. The option purchase price was paid in accordance with the 2002 Plan in the form of 5,723 shares valued in accordance with the 2002 Plan. In addition, 252 shares were withheld to pay Federal withholding taxes as permitted by the 2002 Plan and option grant. 2,012 previously owned shares having a market value of $24.66 per share were delivered in payment of the option price of $7.94 per share for 6,250 shares acquired pursuant to the exercise of an option granted under the 2002 Plan. 6,250 shares were acquired pursuant to the exercise of an option granted under the 2002 Plan. The option purchase price was paid in accordance with the 2002 Plan in the form of 2,012 shares valued in accordance with the 2002 Plan. In addition, 1,365 shares were withheld to pay Federal withholding taxes as permitted by the 2002 Plan and option grant. As a result of the transactions reported herein, the reporting person's ownership of stock increased by 22,329 shares. Exercise of Non-Qualified Stock Option granted on 12/02/2003 under the 2002 Plan. The option vests and becomes exercisable in 25% increments over four years commencing one year after the date of grant. Pursuant to the terms of the plan, a reload option was granted for the number of shares tendered in payment of the option exercise price and withheld to pay Federal withholding taxes. Exercise of Non-Qualified Stock Option granted on 12/09/2004 under the 2002 Plan. Exercise of Non-Qualified Stock Option granted on 12/06/2005 under the 2005 Plan. Exercise of Incentive Stock Option granted on 12/04/2000 under the 2002 Plan. Exercise of Incentive Stock Option granted on 12/03/2001 under the 2002 Plan. Exercise of Incentive Stock Option granted on 12/09/2004 under the 2002 Plan. Exercise of Non-Qualified Stock Option granted on 12/04/2000 under the 2002 Plan. Exercise of Non-Qualified Stock Option granted on 12/03/2001 under the 2002 Plan. Exercise of Non-Qualified Stock Option granted on 12/03/2002 under the 2002 Plan. /s/ Anthony E. Miller, signing as an attorney-in-fact and agent duly authorized to execute this Form 4 on behalf of Jonathan D Rich pursuant to a Power of Attorney dated 10/3/02, a copy of which has been previously filed with the SEC. 2007-03-02 -----END PRIVACY-ENHANCED MESSAGE-----