4 1 form4a.txt FORM 4
FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL / / Check box if no longer subject Washington, D.C. 20549 OMB Number 3235-0287 to Section 16. Form 4 or Expires: January 31, 2005 Form 5 obligations may STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Estimated average burden continue. See Instruction 1(b). hours per response ... 0.5 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 (Print or Type Responses) ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) Freeman Patrick S. The Goldfield Corporation GV --------------------------------------------------------------------------------------- Director 10% Owner (Last) (First) (Middle) 3. I.R.S. Identification 4. Statement for --- --- Number of Reporting Month/Year X Officer (give Other (specify Person, if an Entity --- title below) --- below) 1243 Marie Street (voluntary) June 2002 ---------------------------------------- President of St. Cloud Mining Company, (Street) issuer subsidiary ---------------------------------------------------------------- 5. If Amendment, 7. Individual or Joint/Group Filing (Check Truth or Consequences, NM 87901 ###-##-#### Date of Original Applicable Line) ---------------------------------------- (Month/Year) X Form filed by one Reporting Person (City) (State) (Zip) --- Form filed by More than One --- Reporting Person ------------------------------------------------------------------------------------------------------------------------------------ Table I-- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Transaction 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature of (Instr. 3) Date (Month/ action or Disposed of (D) Securities ship Indirect Day/Year) Code (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Instr. 8) Owned at End Direct Owner- -------------------------------------------- of Month (D) or ship Indirect Code V Amount (A) or Price (Instr. 3 and 4) (I) (D) (Instr. 4) (Instr. 4) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 6/21/02 X 41,667 A $0.21875 175,200 D ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ * If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Print or Type Responses)
FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ------------------------------------------------------------------------------------------------------------------------------------ 1.Title of 2.Conver- 3.Transac- 4.Transac- 5.Number of 6.Date Exer- 7.Title and 8.Price of 9.Number of 10.Ownership 11.Nature of Derivative sion or tion Date tion Code Derivative cisable and Amount of Derivative Derivative Form of Indirect Security Exercise (Month/ (Instr.8) Securities Expiration Underlying Security Securities Derivative Beneficial (Instr.3) Price of Day/Year) Acquired Date Securities (Instr.5) Bene- Security: Ownership Deriv- (A) or (Month/Day/ (Instr.3 ficially Direct (D) (Instr.4) ative Disposed Year) and 4) Owned at or Indi- Security of (D) End of rect (I) (Instr.3, Month (Instr.4) 4, and 5) (Instr.4) -------------------------------------------------- Date Expira- Amount Code V (A) (D) Exer- tion Title or cisable Date Number of Shares ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock $0.21875 6/21/02 X 41,667(D) 3/9/02 3/9/09 Common 41,667 0 (D) Option (Right Stock to Buy) ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: /s/ Patrick S. Freeman July 3, 2002 --------------------------------------- -------------- ** Intentional misstatements or omissions of facts constitute **Signature of Reporting Person Date Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure.