4 1 file001.txt FORM 4
FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL / / Check box if no longer subject Washington, D.C. 20549 OMB Number 3235-0287 to Section 16. Form 4 or Expires: December 31, 2001 Form 5 obligations may STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Estimated average burden continue. See Instruction 1(b). hours per response .... 0.5 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) Fazzini John P. The Goldfield Corporation GV --------------------------------------------------------------------------------------- X Director 10% Owner (Last) (First) (Middle) 3. I.R.S. Identification 4. Statement for --- --- Number of Reporting Month/Year Officer (give Other (specify Person, if an entity --- title below) --- below) 101 E. Stuart Avenue (voluntary) April, 2001 ---------------------------------------- ###-##-#### (Street) ---------------------------------------------------------------- 5. If Amendment, 7. Individual or Joint/Group Filing (Check Lake Wales, FL 33853 Date of Original Applicable Line) ---------------------------------------- (Month/Year) X Form filed by one Reporting Person (City) (State) (Zip) --- Form filed by More than One --- Reporting Person ------------------------------------------------------------------------------------------------------------------------------------ Table I-- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Transaction 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature of (Instr. 3) Date (Month/ action or Disposed of (D) Securities ship Indirect Day/Year) Code (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Instr. 8) Owned at End Direct Owner- -------------------------------------------- of Month (D) or ship Indirect Code V Amount (A) or Price (Instr. 3 and 4) (I) (D) (Instr. 4) (Instr. 4) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 4/4/01 P 14,000 A $0.50 20,100 D ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) SEC 1474 (8-92)
FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ------------------------------------------------------------------------------------------------------------------------------------ 1.Title of 2.Conver- 3.Transac- 4.Transac- 5.Number of 6.Date Exer- 7.Title and 8.Price of 9.Number of 10.Ownership 11.Nature of Derivative sion or tion Date tion Code Derivative cisable and Amount of Derivative Derivative Form of Indirect Security Exercise (Month/ (Instr.8) Securities Expiration Underlying Security Securities Derivative Beneficial (Instr.3) Price of Day/Year) Acquired Date Securities (Instr.5) Bene- Security: Ownership Deriv- (A) or (Month/Day/ (Instr.3 ficially Direct (D) (Instr.4) ative Disposed Year) and 4) Owned at or Indi- Security of (D) End of rect (I) (Instr.3, Month (Instr.4) 4, and 5) (Instr.4) -------------------------------------------------- Date Expira- Amount Code V (A) (D) Exer- tion Title or cisable Date Number of Shares ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: /s/ John P. Fazzini May 4, 2001 --------------------------------------- ----------------- ** Intentional misstatements or omissions of facts constitute **Signature of Reporting Person Date Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.