-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CKGPeTpWJpbAhJBN8/GGKSXnbI3TIG9dr+B75XNsyX7v+P/COT3sh37j1M5bjY7m SgIUp4bdUTuY0I6ktVKrJw== 0001014950-99-000002.txt : 19990217 0001014950-99-000002.hdr.sgml : 19990217 ACCESSION NUMBER: 0001014950-99-000002 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981231 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GOLD RESERVE CORP CENTRAL INDEX KEY: 0000042119 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 810266636 STATE OF INCORPORATION: MT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-08372 FILM NUMBER: 99538797 BUSINESS ADDRESS: STREET 1: 1940 SEAFIRST FINANCIAL CENTER CITY: SPOKANE STATE: WA ZIP: 99201 BUSINESS PHONE: 5096231500 MAIL ADDRESS: STREET 1: 1940 SEAFIRST FINANCIAL CENTER CITY: SPOKANE STATE: WA ZIP: 99201 COMPANY DATA: COMPANY CONFORMED NAME: POTVIN JEAN CHARLES CENTRAL INDEX KEY: 0001014950 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 1940 SEAFIRST FINANCIAL CENTER CITY: SPOKANE STATE: WA ZIP: 99201 MAIL ADDRESS: STREET 1: C/O GOLD RESERVE CORP STREET 2: 1940 SEAFIRST FINANCIAL CENTER CITY: SPOKANE STATE: WA ZIP: 99201 5 1 FORM 5 - 12/31/98 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person Potvin, Jean Charles 9 Ollsen Drive North York, Ontario M3A 3J1 Canada 2. Issuer Name and Ticker or Trading Symbol Gold Reserve Corporation GLDR 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 12/31/98 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Reporting (Check Applicable Line) ( ) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Stock Options |$7.06 |3/18/|D(1)|25,000 |D |1/18/|1/18/|Common Stock|25,000 | |0 | | | | |98 | | | |95 |05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options |$3.75 |3/189|A |25,000 |A |3/18/|3/18/|Common Stock|25,000 | |25,000 |D | | | |8 | | | |98* |03 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options |$5.63 |3/18/|D(1)|5,000 |D |1/3/9|1/3/0|Common Stock|5,000 | |0 | | | | |98 | | | |6 |6 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options |$3.75 |3/18/|A |5,000 |A |3/18/|3/18/|Common Stock|5,000 | |5,000 |D | | | |98 | | | |98* |03 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options |$7.56 |3/18/|D(1)|12,977 |D |1/31/|1/31/|Common Stock|12,977 | |0 | | | | |98 | | | |97 |07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options |$3.75 |3/18/|A |12,977 |A |3/18/|3/18/|Common Stock|12,977 | |12,977 |D | | | |98 | | | |98* |98 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options |$6.00 |3/18/|D(1)|12,500 |D |8/1/9|8/1/0|Common Stock|12,500 | |0 | | | | |98 | | | |7 |7 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options |$3.75 |3/18/|A |12,500 |A |3/18/|3/18/|Common Stock|12,500 | |12,500 |D | | | |98 | | | |98* |03 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options |$13.51 |3/18/|D(1)|7,500 |D |10/2/|10/02|Common Stock|7,500 | |0 | | | | |98 | | | |96 |/06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options |$3.75 |3/18/|A |7,500 |A |3/18/|3/18/|Common Stock|7,500 | |7,500 |D | | | |98 | | | |98* |03 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options |$7.56 |3/18/|D(1)|7,023 |D |1/31/|1/31/|Common Stock|7,023 | |0 | | | | |98 | | | |97 |07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options |$3.75 |3/18/|A |7,023 |A |3/18/|3/18/|Common Stock|7,023 | |7,023 |D | | | |98 | | | |98* |03 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options |$6.00 |3/18/|D(1)|68,334 |D |8/17/|8/17/|Common Stock|68,334 | |0 | | | | |98 | | | |94 |04 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options |$3.75 |3/18/|A |68,334 |A |3/18/|3/18/|Common Stock|68,334 | |68,334 |D | | | |98 | | | |98* |03 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Cancellation of options in connection with grant of replacement options. * Vesting: Of the amount previously vested, 75% vest immefdiately, 12.5% vest in one year, 12.5% vest in two years. -----END PRIVACY-ENHANCED MESSAGE-----