0001127602-17-031964.txt : 20171113 0001127602-17-031964.hdr.sgml : 20171110 20171113182508 ACCESSION NUMBER: 0001127602-17-031964 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171108 FILED AS OF DATE: 20171113 DATE AS OF CHANGE: 20171113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENDERSON JAMES R CENTRAL INDEX KEY: 0001242437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01520 FILM NUMBER: 171197673 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEROJET ROCKETDYNE HOLDINGS, INC. CENTRAL INDEX KEY: 0000040888 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 340244000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 N. SEPULVEDA BLVD. STREET 2: SUITE 500 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: (310) 252-8100 MAIL ADDRESS: STREET 1: 222 N. SEPULVEDA BLVD. STREET 2: SUITE 500 CITY: EL SEGUNDO STATE: CA ZIP: 90245 FORMER COMPANY: FORMER CONFORMED NAME: GENCORP INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL TIRE & RUBBER CO DATE OF NAME CHANGE: 19840330 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-11-08 0000040888 AEROJET ROCKETDYNE HOLDINGS, INC. AJRD 0001242437 HENDERSON JAMES R 222 N. SEPULVEDA BLVD., SUITE 500 EL SEGUNDO CA 90245 1 Common Stock 2017-11-08 4 M 0 12000 8.48 A 113341 D Common Stock 2017-11-08 4 M 0 12000 8.48 A 125341 D Common Stock 2017-11-08 4 M 0 12000 2.39 A 137341 D Common Stock 2017-11-08 4 M 0 17251 6.82 A 154592 D Common Stock 2017-11-08 4 M 0 7355 13.23 A 161947 D Common Stock 2017-11-08 4 D 0 12000 30.27 D 149947 D Common Stock 2017-11-08 4 D 0 12000 30.27 D 137947 D Common Stock 2017-11-08 4 D 0 12000 30.27 D 125947 D Common Stock 2017-11-08 4 D 0 17251 30.27 D 108696 D Common Stock 2017-11-08 4 D 0 7355 30.27 D 101341 D Common Stock 2017-11-08 4 S 0 18000 30.235 D 83341 D Common Stock 2017-11-09 4 S 0 17234 30.1392 D 66107 D Common Stock 2017-11-10 4 S 0 18000 29.5487 D 48107 D Common Stock 54121 I By Rabbi Trust Stock Appreciation Right 8.48 2017-11-08 4 M 0 12000 0 D 2018-08-15 Common Stock 12000 0 D Stock Appreciation Right 8.48 2017-11-08 4 M 0 12000 0 D 2009-03-25 2018-08-15 Common Stock 12000 0 D Stock Appreciation Right 2.39 2017-11-08 4 M 0 12000 0 D 2019-03-25 Common Stock 12000 0 D Stock Appreciation Right 6.82 2017-11-08 4 M 0 17251 0 D 2019-03-28 Common Stock 17251 0 D Stock Appreciation Right 13.23 2017-11-08 4 M 0 7355 0 D 2020-04-11 Common Stock 7355 0 D The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.2345 to $30.2750, inclusive. The reporting person undertakes to provide to Aerojet Rocketdyne Holdings, Inc., any security holder of Aerojet Rocketdyne Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. The stock appreciation right vested in 50% increments on 2/15/09 and 8/15/09. The stock appreciation right vested in 50% increments on 9/25/09 and 3/25/10. The stock appreciation right vested in 50% increments on 9/28/12 and 3/28/13. The stock appreciation right vested in 50% increments on 10/11/13 and 4/11/14. /s/ Rebecca A. Bauer, attorney-in-fact 2017-11-13