0001127602-17-031964.txt : 20171113
0001127602-17-031964.hdr.sgml : 20171110
20171113182508
ACCESSION NUMBER: 0001127602-17-031964
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171108
FILED AS OF DATE: 20171113
DATE AS OF CHANGE: 20171113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HENDERSON JAMES R
CENTRAL INDEX KEY: 0001242437
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01520
FILM NUMBER: 171197673
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEROJET ROCKETDYNE HOLDINGS, INC.
CENTRAL INDEX KEY: 0000040888
STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760]
IRS NUMBER: 340244000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 222 N. SEPULVEDA BLVD.
STREET 2: SUITE 500
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: (310) 252-8100
MAIL ADDRESS:
STREET 1: 222 N. SEPULVEDA BLVD.
STREET 2: SUITE 500
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
FORMER COMPANY:
FORMER CONFORMED NAME: GENCORP INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: GENERAL TIRE & RUBBER CO
DATE OF NAME CHANGE: 19840330
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-11-08
0000040888
AEROJET ROCKETDYNE HOLDINGS, INC.
AJRD
0001242437
HENDERSON JAMES R
222 N. SEPULVEDA BLVD., SUITE 500
EL SEGUNDO
CA
90245
1
Common Stock
2017-11-08
4
M
0
12000
8.48
A
113341
D
Common Stock
2017-11-08
4
M
0
12000
8.48
A
125341
D
Common Stock
2017-11-08
4
M
0
12000
2.39
A
137341
D
Common Stock
2017-11-08
4
M
0
17251
6.82
A
154592
D
Common Stock
2017-11-08
4
M
0
7355
13.23
A
161947
D
Common Stock
2017-11-08
4
D
0
12000
30.27
D
149947
D
Common Stock
2017-11-08
4
D
0
12000
30.27
D
137947
D
Common Stock
2017-11-08
4
D
0
12000
30.27
D
125947
D
Common Stock
2017-11-08
4
D
0
17251
30.27
D
108696
D
Common Stock
2017-11-08
4
D
0
7355
30.27
D
101341
D
Common Stock
2017-11-08
4
S
0
18000
30.235
D
83341
D
Common Stock
2017-11-09
4
S
0
17234
30.1392
D
66107
D
Common Stock
2017-11-10
4
S
0
18000
29.5487
D
48107
D
Common Stock
54121
I
By Rabbi Trust
Stock Appreciation Right
8.48
2017-11-08
4
M
0
12000
0
D
2018-08-15
Common Stock
12000
0
D
Stock Appreciation Right
8.48
2017-11-08
4
M
0
12000
0
D
2009-03-25
2018-08-15
Common Stock
12000
0
D
Stock Appreciation Right
2.39
2017-11-08
4
M
0
12000
0
D
2019-03-25
Common Stock
12000
0
D
Stock Appreciation Right
6.82
2017-11-08
4
M
0
17251
0
D
2019-03-28
Common Stock
17251
0
D
Stock Appreciation Right
13.23
2017-11-08
4
M
0
7355
0
D
2020-04-11
Common Stock
7355
0
D
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.2345 to $30.2750, inclusive. The reporting person undertakes to provide to Aerojet Rocketdyne Holdings, Inc., any security holder of Aerojet Rocketdyne Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
The stock appreciation right vested in 50% increments on 2/15/09 and 8/15/09.
The stock appreciation right vested in 50% increments on 9/25/09 and 3/25/10.
The stock appreciation right vested in 50% increments on 9/28/12 and 3/28/13.
The stock appreciation right vested in 50% increments on 10/11/13 and 4/11/14.
/s/ Rebecca A. Bauer, attorney-in-fact
2017-11-13