0000899243-20-035307.txt : 20201228
0000899243-20-035307.hdr.sgml : 20201228
20201228195214
ACCESSION NUMBER: 0000899243-20-035307
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201222
FILED AS OF DATE: 20201228
DATE AS OF CHANGE: 20201228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Drake Eileen P.
CENTRAL INDEX KEY: 0001635474
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01520
FILM NUMBER: 201419785
MAIL ADDRESS:
STREET 1: C/O GENCORP INC.
STREET 2: P.O. BOX 537012
CITY: SACRAMENTO
STATE: CA
ZIP: 95853-7012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEROJET ROCKETDYNE HOLDINGS, INC.
CENTRAL INDEX KEY: 0000040888
STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760]
IRS NUMBER: 340244000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 222 N. PACIFIC COAST HIGHWAY
STREET 2: SUITE 500
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: (310) 252-8100
MAIL ADDRESS:
STREET 1: 222 N. PACIFIC COAST HIGHWAY
STREET 2: SUITE 500
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
FORMER COMPANY:
FORMER CONFORMED NAME: GENCORP INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: GENERAL TIRE & RUBBER CO
DATE OF NAME CHANGE: 19840330
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-22
0
0000040888
AEROJET ROCKETDYNE HOLDINGS, INC.
AJRD
0001635474
Drake Eileen P.
222 N. PACIFIC COAST HIGHWAY, SUITE 500
EL SEGUNDO
CA
90245
1
1
0
0
CEO and President
Common Stock
2020-12-22
4
M
0
10604
0.00
A
231198
D
Common Stock
2020-12-22
4
F
0
54060
52.80
D
177138
D
Common Stock
2020-12-22
4
A
0
16619
0.00
A
193757
D
Common Stock
2020-12-22
4
A
0
99714
0.00
A
293471
D
Common Stock
2020-12-22
4
F
0
65667
52.80
D
227804
D
Common Stock
2020-12-23
4
M
0
55000
15.98
A
282804
D
Common Stock
2020-12-23
4
D
0
55000
52.80
D
227804
D
Common Stock
2020-12-23
4
M
0
17848
23.06
A
245652
D
Common Stock
2020-12-23
4
F
0
5676
52.81
D
239976
D
Common Stock
172108
I
EPD 2018 Trust dated August 7, 2018
Restricted Stock Units
2020-12-22
4
M
0
10604
0.00
D
Common Stock
10604
5303
D
Stock Appreciation Rights
15.98
2020-12-23
4
M
0
55000
0.00
D
2019-04-05
2023-04-05
Common Stock
55000
13189
D
Stock Options (Right to Buy)
23.06
2020-12-23
4
M
0
17848
0.00
D
2015-03-30
2018-03-31
Common Stock
17848
0
D
On March 2, 2020, the Reporting Person was granted 15,907 restricted stock units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. On December 19, 2020, the Organization & Compensation Committee of the Issuer's Board of Directors approved the acceleration of vesting of the Reporting Person's RSUs that would have vested on March 2, 2021 and March 2, 2022, in connection with the transaction with Lockheed Martin as reported on the Issuer's Form 8-K filed on December 21, 2020.
Shares relinquished to pay withholding taxes payable in connection with the vesting of (i) shares of restricted stock granted to the Reporting Person on February 27, 2018 and February 28, 2019, and (ii) RSUs granted to the Reporting Person on March 2, 2020.
Grant to Reporting Person of restricted stock under the 2019 Equity and Performance Incentive Plan. Restricted stock will vest in equal annual installments beginning on the first anniversary of the grant date.
Grant to Reporting Person of restricted stock under the 2019 Equity and Performance Incentive Plan. Restricted stock will vest based on meeting of certain performance targets for FY2021.
Shares relinquished to pay withholding taxes payable in connection with an election made pursuant to Section 83(b) of the Internal Revenue Code with respect to the grants of restricted stock on December 22, 2020.
Shares relinquished to pay withholding taxes payable in connection with the exercise of option to purchase shares of common stock granted on March 30, 2016.
2,959 shares that were previously reported as directly owned on the Reporting Person's Form 4 filed September 10, 2020 have been transferred to the EPD 2018 Trust dated August 7, 2018 since that filing and are now being reported as indirectly owned.
/s/ Rebecca A. Bauer, attorney-in-fact for Eileen P. Drake
2020-12-28