0000899243-20-035307.txt : 20201228 0000899243-20-035307.hdr.sgml : 20201228 20201228195214 ACCESSION NUMBER: 0000899243-20-035307 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201222 FILED AS OF DATE: 20201228 DATE AS OF CHANGE: 20201228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Drake Eileen P. CENTRAL INDEX KEY: 0001635474 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01520 FILM NUMBER: 201419785 MAIL ADDRESS: STREET 1: C/O GENCORP INC. STREET 2: P.O. BOX 537012 CITY: SACRAMENTO STATE: CA ZIP: 95853-7012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEROJET ROCKETDYNE HOLDINGS, INC. CENTRAL INDEX KEY: 0000040888 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 340244000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 N. PACIFIC COAST HIGHWAY STREET 2: SUITE 500 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: (310) 252-8100 MAIL ADDRESS: STREET 1: 222 N. PACIFIC COAST HIGHWAY STREET 2: SUITE 500 CITY: EL SEGUNDO STATE: CA ZIP: 90245 FORMER COMPANY: FORMER CONFORMED NAME: GENCORP INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL TIRE & RUBBER CO DATE OF NAME CHANGE: 19840330 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-22 0 0000040888 AEROJET ROCKETDYNE HOLDINGS, INC. AJRD 0001635474 Drake Eileen P. 222 N. PACIFIC COAST HIGHWAY, SUITE 500 EL SEGUNDO CA 90245 1 1 0 0 CEO and President Common Stock 2020-12-22 4 M 0 10604 0.00 A 231198 D Common Stock 2020-12-22 4 F 0 54060 52.80 D 177138 D Common Stock 2020-12-22 4 A 0 16619 0.00 A 193757 D Common Stock 2020-12-22 4 A 0 99714 0.00 A 293471 D Common Stock 2020-12-22 4 F 0 65667 52.80 D 227804 D Common Stock 2020-12-23 4 M 0 55000 15.98 A 282804 D Common Stock 2020-12-23 4 D 0 55000 52.80 D 227804 D Common Stock 2020-12-23 4 M 0 17848 23.06 A 245652 D Common Stock 2020-12-23 4 F 0 5676 52.81 D 239976 D Common Stock 172108 I EPD 2018 Trust dated August 7, 2018 Restricted Stock Units 2020-12-22 4 M 0 10604 0.00 D Common Stock 10604 5303 D Stock Appreciation Rights 15.98 2020-12-23 4 M 0 55000 0.00 D 2019-04-05 2023-04-05 Common Stock 55000 13189 D Stock Options (Right to Buy) 23.06 2020-12-23 4 M 0 17848 0.00 D 2015-03-30 2018-03-31 Common Stock 17848 0 D On March 2, 2020, the Reporting Person was granted 15,907 restricted stock units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. On December 19, 2020, the Organization & Compensation Committee of the Issuer's Board of Directors approved the acceleration of vesting of the Reporting Person's RSUs that would have vested on March 2, 2021 and March 2, 2022, in connection with the transaction with Lockheed Martin as reported on the Issuer's Form 8-K filed on December 21, 2020. Shares relinquished to pay withholding taxes payable in connection with the vesting of (i) shares of restricted stock granted to the Reporting Person on February 27, 2018 and February 28, 2019, and (ii) RSUs granted to the Reporting Person on March 2, 2020. Grant to Reporting Person of restricted stock under the 2019 Equity and Performance Incentive Plan. Restricted stock will vest in equal annual installments beginning on the first anniversary of the grant date. Grant to Reporting Person of restricted stock under the 2019 Equity and Performance Incentive Plan. Restricted stock will vest based on meeting of certain performance targets for FY2021. Shares relinquished to pay withholding taxes payable in connection with an election made pursuant to Section 83(b) of the Internal Revenue Code with respect to the grants of restricted stock on December 22, 2020. Shares relinquished to pay withholding taxes payable in connection with the exercise of option to purchase shares of common stock granted on March 30, 2016. 2,959 shares that were previously reported as directly owned on the Reporting Person's Form 4 filed September 10, 2020 have been transferred to the EPD 2018 Trust dated August 7, 2018 since that filing and are now being reported as indirectly owned. /s/ Rebecca A. Bauer, attorney-in-fact for Eileen P. Drake 2020-12-28