SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Pallot Mark A

(Last) (First) (Middle)
NUMBER ONE GENERAL MILLS BOULEVARD

(Street)
MINNEAPOLIS MN 55426

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/01/2020
3. Issuer Name and Ticker or Trading Symbol
GENERAL MILLS INC [ GIS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 10,009.09 D
Common Stock 118.08 I by Trust(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) 06/28/2015 07/28/2021 Common Stock 1,574 37.21 D
Non-Qualified Stock Option (right to buy) 06/26/2016 07/26/2022 Common Stock 1,410 38.15 D
Non-Qualified Stock Option (right to buy) 06/26/2022 07/26/2028 Common Stock 12,213 46.06 D
Non-Qualified Stock Option (right to buy) 06/25/2017 07/25/2023 Common Stock 1,298 48.33 D
Non-Qualified Stock Option (right to buy) 06/24/2018 07/24/2024 Common Stock 957 53.7 D
Non-Qualified Stock Option (right to buy) 06/25/2023 07/25/2029 Common Stock 10,475 53.7 D
Non-Qualified Stock Option (right to buy) 06/27/2021 07/27/2027 Common Stock 2,251 55.52 D
Non-Qualified Stock Option (right to buy) 06/30/2019 07/31/2025 Common Stock 922 55.72 D
Non-Qualified Stock Option (right to buy) 06/21/2020 07/21/2026 Common Stock 1,033 66.52 D
Explanation of Responses:
1. Held in Trust by the Trustee of the General Mills Savings Plan.
By: Christopher A. Rauschl For: Mark Andrew Pallot 02/10/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.