0001140361-18-031665.txt : 20180705 0001140361-18-031665.hdr.sgml : 20180705 20180705164602 ACCESSION NUMBER: 0001140361-18-031665 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180702 FILED AS OF DATE: 20180705 DATE AS OF CHANGE: 20180705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GE Ventures Ltd CENTRAL INDEX KEY: 0001680351 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38546 FILM NUMBER: 18941067 BUSINESS ADDRESS: STREET 1: 3220 AVIATION HOUSE STREET 2: WESTPARK CITY: SHANNON, COUNTY CLARE STATE: L2 ZIP: 00000 BUSINESS PHONE: 650-233-3927 MAIL ADDRESS: STREET 1: 3220 AVIATION HOUSE STREET 2: WESTPARK CITY: SHANNON, COUNTY CLARE STATE: L2 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CO CENTRAL INDEX KEY: 0000040545 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38546 FILM NUMBER: 18941068 BUSINESS ADDRESS: STREET 1: 41 FARNSWORTH STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 617-443-3000 MAIL ADDRESS: STREET 1: 41 FARNSWORTH STREET CITY: BOSTON STATE: MA ZIP: 02210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neuronetics, Inc. CENTRAL INDEX KEY: 0001227636 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1209 BUSINESS ADDRESS: STREET 1: 3222 PHOENIXVILLE PIKE CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 877-600-7555 MAIL ADDRESS: STREET 1: 3222 PHOENIXVILLE PIKE CITY: MALVERN STATE: PA ZIP: 19355 FORMER COMPANY: FORMER CONFORMED NAME: NEURONETICS INC DATE OF NAME CHANGE: 20030416 4 1 form4.xml FORM 4 X0306 4 2018-07-02 true 0001227636 Neuronetics, Inc. STIM 0001680351 GE Ventures Ltd 3220 AVIATION HOUSE WESTPARK SHANNON, COUNTY CLARE L2 00000 IRELAND true 0000040545 GENERAL ELECTRIC CO 41 FARNSWORTH STREET BOSTON MA 02210 true Common Stock 2018-07-02 4 C 0 1028009 A 1028009 I See Note Common Stock 2018-07-02 4 C 0 280032 A 1308041 I See Note Series F Convertible Preferred Stock 2018-07-02 4 C 0 1028009 D Common Stock 1028009 0 I See Note Series G Convertible Preferred Stock 2018-07-02 4 C 0 280032 D Common Stock 280032 0 I See Note Each share of Series F Convertible Preferred Stock and Series G Convertible Preferred Stock was convertible at any time, at the option of the holder, into Common Stock, on a one-for-one basis, had no expiration date and converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering. Directly owned by GE Ventures Limited, which is a wholly-owned subsidiary of General Electric Company ("General Electric"). General Electric disclaims beneficial ownership of the securities of the Issuer held by GE Ventures Limited except to the extent of its pecuniary interest, and the filing of this Form shall not be deemed an admission that General Electric is the beneficial owner of any equity securities of the Issuer for purposes of Section 16 or any other purpose. Exhibit 24.1 - Power of Attorney (General Electric), incorporated herein by reference to Exhibit 24 to the Form 4 filed by General Electric on April 19, 2018, with respect to Pivotal Software, Inc. Exhibit 99.1 - Joint Filer Information, incorporated herein by reference. /s/ Kelly Warrick, Authorized Signatory, GE Ventures Limited 2018-07-05 EX-99.1 2 ex99_1.htm EXHIBIT 99.1
Exhibit 99.1

Joint Filer Information

Name of Joint Filer:
General Electric Company
   
Address of Joint Filer:
41 Farnsworth Street
 
Boston, MA  02210
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Neuronetics, Inc.  (STIM)
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
7/2/2018
   
Designated Filer:
GE Ventures Limited

Signature:

GENERAL ELECTRIC COMPANY
     
By:
/s/ Robert Morimoto
  
 
Name: Robert Morimoto
  
 
Title: Attorney-in-fact
  
   
July 5, 2018
  
Date